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About 1098 results for "financial adviser"

Matrix Advises Stevens on Sale to JH Whitney

Matrix Capital Markets Group was the exclusive financial advisor to Stevens Manufacturing on its recent sale to J.H. Whitney Capital Partners. The transaction for Matrix was led by Mike Morrison, David Shoulders, William OFlaherty and Pratik ... Pep Digest, 13 hours ago
Melbourne Age

Murray targets financial adviser fees

Financial system inquiry chairman David Murray has expressed concern about "excessive complexity" in the sale of financial advice and indicated his final report may call for changes to the way banks remunerate advisers to restore trust with ...
 Melbourne Age1 day ago Financial adviser fees in spotlight  WA Today1 day ago David Murray flags calls to overhaul financial adviser fees  Sydney Morning Herald1 day ago David Murray signals push to protect clients of financial advisers  Canberra Times22 hours ago

ON THE MOVE-Raymond James hires financial advisers from Morgan Stanley

Aug 21 (Reuters) - Raymond James Financial Inc said it had hired financial advisers James Switzer and Eric Cobb from Morgan Stanley. The team, which operates independently as Switzer Cobb Wealth Partners, has joined Raymond James Financial ...
 Reuters20 hours ago Raymond James Hires Financial Advisors from Morgan Stanley  WealthManagement.com15 hours ago

Advisors help women bridge financial literacy gap

Managing personal finances and preparing for retirement isn't easy for anyone, but the challenges are particularly difficult for women. The latest results of an annual survey of financial literacy and wellness showed that women continue to feel ...
 CNBC20 hours ago
Financial Observer

Research group launches adviser rating app

Consumers will be able to rate their financial planners through a mobile app, which includes an adviser register and is part of the broader network. The Beddoes Institute launched the network, the register and the app yesterday in Sydney. Network ...
 Financial Standard1 day ago New adviser register establishes best practice benchmark  Money Management1 day ago Industry backs ownership inclusion on adviser register  Financial Observer1 day ago
Daily Telegraph Australia

AMP lifts minimum adviser standards

Australia's largest advice business AMP will require that all of its financial planners hold a post-graduate degree, a move that aims to increase trust in advisers. All existing and new AMP advisers must hold post-graduate qualifications such as a ...
 Financial Standard1 day ago AMP sends advisers to school  Trading Room1 day ago AMP sends advisers to school (AAP)  West Australian1 day ago

Financial Adviser Jailed For Theft From Elderly Clients

A financial adviser has today been jailed for five years at Preston Crown Court for stealing a total of £85,470 from elderly victims. Stewart Sermon, a self-employed financial adviser from the Wigan area, pleaded guilty at an earlier hearing to ...
 Crown Prosecution Service2 days ago Adviser jailed for blowing client funds on fast cars  Financial Standard1 day ago Financial adviser who preyed on the bereaved jailed for £85k theft days ago

David Murray adviser warns on bank complacency

The "Funding Australia's Future" event staged by the Australian Centre for Financial Studies on 20 August 2014 heard from Kevin Davis, who sits on the panel for the Federal Government's new financial system review. He rejected claims by the major ...
 Individual.com1 day ago
Business Insider

FINANCIAL ADVISOR INSIGHTS: The Worst Case Scenario For The Bond Market

(Business Insider) While we didn't get higher interest rates this year as many on Wall Street had predicted, analysts point out that higher rates are inevitable. Business Insider asked Meg McClellan, global head of fixed income market strategy at ...
 Business Insider1 day ago

'Wrap Fee' Accounts of Financial Advisors Under SEC Review

Wrap fee accounts of the investment advisory and brokerage firms have recently come under the scanner of the U.S. Securities and Exchange Commission ( SEC.TO ). Per a Reuters report, the examinations office of the federal regulator has issued letter ...
 Yahoo! Finance1 day ago
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