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About 113 results for "aruna viswanatha"

J.P. Morgan Settles Asia Jobs Probe -- WSJ
Nasdaq

J.P. Morgan Settles Asia Jobs Probe -- WSJ

The $264 million fine ends inquiry of bank's hiring of connected Chinese 'princelings' By Aruna Viswanatha A decade ago, a J.P. Morgan Chase & Co. managing director in Asia sent an email to the investment-banking team: "As you know, the firm does ... 4 Traders, 2 weeks ago
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FinRegAlert.com

White's SEC Tenure Hamstrung by Political Divisions

Posted on Tue, Nov 15, 2016 @ 7:50 By Dave Michaels and Aruna Viswanatha November 14, 2016, The Wall Street Journal When President Barack Obama announced in 2013 his decision to tap Mary Jo White to run the Securities and Exchange Commission, ...
 FinRegAlert.com2 weeks ago SEC Chairman White to Leave Agency, Opening Door to Conservative Shift  FinRegAlert.com2 weeks ago Bank Legal Costs Cited as Drag on Economic Growth  FinRegAlert.com1 month ago Adena Friedman to take the helm at Nasdaq; SEC Chairman White to Leave Agency, Opening Door to Conservative Shift; Deciphering Cybersecurity, the CAT and a New Presidency  John Lothian Newsletter2 weeks ago

IRS Audits Its Collection of Al Capone Guns, Finds It Failed to Shoot Straight

By Aruna Viswanatha WASHINGTON -- Even when the Internal Revenue Service has a rare good-news tale to deliver, it can have a hard time shooting straight. The agency, perennially in someone's crosshairs, had an elaborate plan last month to aim for ...
 4 Traders1 month ago
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Nasdaq

Pimco Reaches SEC Settlement

Pacific Investment Management Co. and a top U.S. regulator have settled claims the bond manager mismarked securities in a fund formerly managed by famed investor Bill Gross, people familiar with the matter said. Pimco agreed to pay about $20 ...
 Morningstar.com1 day ago FIAT CHRYSLER AUTOMOBILES : Illinois Dealer's Lawsuit Against Fiat Chrysler Allowed t..  4 Traders1 month ago Illinois Dealer's Lawsuit Against Fiat Chrysler Allowed to Proceed  ADVFN UK1 month ago Illinois Dealer''s Lawsuit Against Fiat Chrysler Can Go Forward, Judge Rules  Nasdaq1 month ago
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Inside a Moneymaking Machine Like No Other; Schumer Says He Can Block Trump's Efforts to Repeal Dodd-Frank; Gold bugs blindsided by Trumpflation

First Read Thomas Sexton to succeed Daniel Roth as NFA President and CEO on March 1, 2017 NFA NFA announced today that its Board of Directors appointed Thomas Sexton , to serve as NFA's President and CEO, effective March 1, 2017. Daniel Roth , ...
 John Lothian Newsletter1 week ago

Five Banks Get Pension Waivers After Guilty Pleas -- Market Talk

Today 5:07 PM ET (Dow Jones) Print 17:07 ET - Units of Deutsche Bank (DBK.XE), Citigroup (C), JPMorgan Chase (JPM), Barclays (BARC.LN) and UBS won waivers from the Labor Department that would allow them to continue managing pension-fund money ...
 TD Ameritrade2 weeks ago
Nasdaq

Head of SEC Calls for New Laws to Help Police Wall Street

Securities and Exchange Commission Chairman Mary Jo White said on Thursday new legislation could help law enforcement go after senior executives for misconduct that happens at their firms, adding to a growing chorus of law enforcers calling for more ...
 4 Traders2 weeks ago
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Swaps industry balks at joining Trump in gutting Dodd-Frank; Nasdaq's new chief has company blood running through her veins; Shake-up of fund managers proposed by UK regulator

First Read 2016 Could Be The Year Of The CEO By Jim Kharouf, JLN Editor-in-Chief Forget the Chinese New Year plunge, Brexit, The Donald or even the Cubs. This is also shaping up as the year of the new CEO, with exchanges and clearinghouses ...
 John Lothian Newsletter2 weeks ago
Nasdaq

J.P. Morgan Settles Cases Over Political Hirings in Asia

The accord, announced Thursday, includes a nonprosecution deal with the Justice Department and settlements with the Securities and Exchange Commission and the Federal Reserve. It comes after a multiyear, high-profile investigation into the bank's ...
 Nasdaq2 weeks ago J.P. Morgan to Pay $264 Million to End Criminal, Civil Foreign Corruption Cases  Nasdaq2 weeks ago JPMORGAN CHASE : J.P. Morgan Settles Cases Over Political Hirings in Asia  4 Traders2 weeks ago
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AUDI : VW, Audi May Face Higher Costs From Emissions Issues -- Update

By William Boston and Sara Randazzo Volkswagen AG and its Audi luxury-car unit face the prospect of significantly higher costs to resolve emissions-cheating litigation in the U.S. following a recent disclosure about Audi that unleashed new consumer ...
 4 Traders2 weeks ago VW, Audi May Face Higher Costs From Emissions Issues -- Update  ADVFN India2 weeks ago
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