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About 804 results for "dodd frank"

Dodd Frank Is a Piling On of Financial Rules, Not an Update, S...

The financial system has gotten much more complex, but many financial regulations are from the 1930's and 40's, notes Andrew Lo, professor at the MIT Sloan School of Management. Lo helped come up with the idea for the U.S. Office of Financial ..., 2 days ago

51 images for dodd frank

BusinessWeek, 5 days ago
CNN, 1 week ago, 1 week ago
SPi World News, 2 days ago
American Banker, 3 days ago
American Banker, 4 days ago
Town Hall, 1 week ago
I Stock Analyst, 2 days ago
Futures, 6 days ago
Slate Magazine, 3 weeks ago

NDF clearing could finally herald cross-border cooperation

Europe has long played catch-up with US regulation, such as clearing of over-the-counter derivatives mandated in Dodd-Frank in the US and later implemented in the European Market Infrastructure Regulation (EMIR). Lawyers are hopeful that, now both ...
 GlobalCapital3 days ago

Bank Stocks: One Major Worry Removed

Watching the slow and listless implementation of Dodd-Frank, the post-crisis banking legislation, is a reminder of what a grim sausage factory our national regulatory apparatus has become. And it's also a reminder of the resourcefulness and guile of ...
 Yahoo! Finance4 days ago
SPi World News

Fitch Publishes U.S. Basel III and Dodd Frank Regulatory Guide

Fitch Ratings today is introducing a new report 'U.S. Basel III and Dodd Frank Act Regulatory Guide,' a quick guide for investors and market participants to navigate the changing regulations facing the U.S. banking industry and ...
 CEOWorld Magazine2 days ago Negotiating international finance like swimming in alphabet soup  Abu Dhabi National5 days ago

The Roundup: This Week's Recommended Reading (Nov. 21, 2014)

Don't miss a thing! Build a custom news brief: Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC… …or whatever matters the most to ...
 JD Supra2 days ago OCC Comptroller Discusses Risks to Global Banking  JD Supra6 days ago
Town Hall

SEC Releases 2014 Annual Report to Congress on the Dodd-Frank Whistleblower Program

By all accounts, 2014 was a year of tremendous success for the SEC's Dodd-Frank Whistleblower Program. According to its 2014 Annual Report to Congress on the Dodd-Frank Whistleblower Program , the SEC paid nine whistleblower awards, including a ...
 National Law Review2 days ago Dodd Frank act  Compliancy Services2 days ago Office of Whistleblower Annual Report (Version 2014); More of the Same or Progress on Dodd-Frank Objectives?  JD Supra3 days ago Dec. 11 Webcast: Navigating the Minefield of Dodd-Frank's Whistleblower Provisions and the FCPA (2014 Update)  Securities Docket3 days ago

Republican Takeover of U.S. Senate Could Bring First Changes to Dodd-Frank

Last night, Republicans won a majority in the U.S. Senate and increased their majority in the House of Representatives. Republicans will control both bodies in Congress for the first time since 2006, which will have a significant impact on financial ...
 National Law Review4 days ago The End of Dodd-Frank?  Town Hall6 days ago Republicans Just Don't Get It  Huffington Post2 days ago

SEC Publishes Its 2014 Dodd-Frank Whistleblower Program Annual Report

The U.S. Securities and Exchange Commission published its annual report on the Dodd-Frank Whistleblower Program yesterday. The Dodd-Frank Whistleblower Program was created with the passage of the Dodd-Frank Act in 2010 and aims to incentivize ...
 National Law Review4 days ago A Warning to Issuers: SEC Charges City and Two Officials with Fraud  JD Supra6 days ago SEC's 2014 Report on Dodd-Frank Whistleblowing Program: Key Takeaways and Trends Companies Should Expect for 2015  JD Supra3 days ago

Fed Issues Final Rule Limiting Bank Mergers of Large Financial Firms

On November 5, the Board finalized Reg. XX thereby implementing Section 622 of the Dodd-Frank. The final rule , which was proposed in May, prohibits a financial company from combining with another company if the resulting company's liabilities ...
 JD Supra6 days ago FIL-55-2014: Credit Risk Retention: Final Rule  FDIC4 days ago

CFTC Delays Overseas Swaps Rules

Wall Street won a delay in a controversial U.S. derivatives policy that extends the overseas reach of Dodd-Frank Act trading regulations. The Commodity Futures Trading Commission (CFTC) will postpone enforcing a provision applying the rules to ...
 Treasury & Risk Management6 days ago ICE launching new energy futures contracts  Futures6 days ago Wall Street Wins Delay in Part of CFTC Overseas Swaps Policy  DerivAlert.org6 days ago
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