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About 479 results for "fa regulatory commission"

Notice on Modifying Article 15 of SSE Detailed Rules for Imple...

Shang Zheng Fa (2015) No. 69 Document Upon approval by the China Securities Regulatory Commission, the Shanghai Stock Exchange (SSE) has modified Article 15 of the "SSE Detailed Rules for Implementation of Margin Trading and Securities Lending ... Noodls, 3 weeks ago

Kirk Broadfoot suspended

Following an Independent Regulatory Commission hearing, Rotherham United's Kirk Broadfoot will serve an immediate 10-match suspension after a misconduct charge against him was found proven. The charge was that during a league fixture between ...
 TheFA.com1 month ago Sam Gargan suspended  TheFA.com1 month ago Kirk Broadfoot hit with ten-game ban for 'aggravated' verbal abuse  STV.tv1 month ago Kirk Broadfoot hit with 10-game ban by FA for aggravated verbal abuse  STV.tv1 month ago

FERC Issues Two Oil Pipeline Audits: Federal Energy Regulatory Commission

On June 17, 2015, the Federal Energy Regulatory Commission's (FERC) Division of Audits and Accounting, Office of Enforcement (DAA), issued two audit reports involving oil pipelines, the Colonial Pipeline Company Docket No. FA14-4 and Enterprise ...
 National Law Review2 months ago
Christian Science Monitor

'Fee-only' financial planners aren't perfect

For all the vitriol heaped on commission-based financial advice (where planners have incentive to recommend more expensive products), the idea that fee-only models are beyond reproach is deeply flawed but largely unquestioned. A woman counts her US ...
 Christian Science Monitor2 weeks ago

Half-yearly Report

Regulatory Story Shire plc - SHP Released 15:35 30-Jul-2015 Half-yearly Report Half Yearly Report July 30, 2015 -Shire plc (the "Group") (LSE: SHP, NASDAQ: SHPG), in accordance with the Financial Conduct Authority's Disclosure Rules and Transparency ...
 London Stock Exchange4 weeks ago Half-yearly Report - HTML (w)  WorldRegInfo4 weeks ago SHIRE PLC - Half-yearly Report  ADVFN UK4 weeks ago Shire plc Half-yearly Report  ADVFN UK4 weeks ago
Sys-Con Media

PlasmaTech Biopharmaceuticals Announces Name Change to Abeona Therapeutics to Reflect Broader Rare Disease Commitment

) - Abeona Therapeutics is focused on developing and delivering gene therapy and plasma-based products for severe and life-threatening rare diseases Established next generation AAV-based gene therapy platform led by four rare, autosomal recessive ...
 Town Hall2 months ago PlasmaTech Biopharmaceuticals : Announces Name Change to Abeona Therapeutics to Reflect Broader Rare Disease Commitment  4 Traders2 months ago Abeona Therapeutics Announces Recent Highlights and Second Quarter 2015 Conference Call  Sys-Con Media1 week ago Abeona Therapeutics Announces Closing of Upsized $15.5 Million Equity Financing With Institutional Investors and Management  Sys-Con Media3 weeks ago
Tutorial Finder

William Rothbard - Identifies Issues Affecting Merchant Processors During Merchant Acquirers' Committee Webinar

_ SANTA MONICA, CA -- (Marketwired) -- 07/21/15 -- Attorney William Rothbard, a recognized expert in online and direct response advertising who served as a former senior staff official and Attorney Advisor to the Chairman with the Federal Trade ...
 Sys-Con Media1 month ago

Enforcement Notice - Decision - In the matter of Lucy Marie Pariak-Lukic - Hearing and Review Decision

/CNW/ - The decisions of a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) in the matter of Lucy Marie Pariak-Lukic dated January 2, 2014 and March 6, 2014 were reviewed by the Ontario Securities Commission (OSC) ...
 Tutorial Finder1 month ago
Futures Magazine

Trading Places: SEC names Shipchandler a regional director

SEC named Shamoil T. Shipchandler as regional director, Fort Worth Office The U.S. Securites and Exchange Commission named Shamoil T. Shipchandler regional director at its Fort Worth Office. Shipchandler is presently a partner in the law offices ...
 Futures Magazine1 week ago


Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability ...
 4 Traders1 month ago Air China Ld RESUMPTION OF TRADING  ADVFN UK4 weeks ago RESUMPTION OF TRADING  TrustNet4 weeks ago China Merchants Bank : ¬∑ANNOUNCEMENT ON THE RESOLUTIONS PASSED AT THE 35TH MEETING OF THE NINTH SESSION ...  4 Traders1 month ago
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