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About 828 results for "fca"

Watchdog warns investors over corporate bonds
Citywire

Watchdog warns investors over corporate bonds

The Financial Conduct Authority (FCA) has outlined the risks to investors over corporate bonds as interest rates start to rise in the UK and the US. In a consumer alert today the City watchdog pointed out the price of bonds and funds that invest ... Citywire, 14 hours ago
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1,462 images for fca

Investment Week, 17 hours ago
Inautonews, 20 hours ago
PRLog, 2 days ago
International Business Times UK, 2 days ago
IFAonline.co.uk, 2 days ago
International Business Times UK, 2 days ago
Inautonews, 2 days ago
Inautonews, 2 days ago
Citywire, 19 hours ago
Financial Reporter, 3 days ago

[Snippet] Lawsuit Filed Against Deutsche Bank, Bank of Nova Scotia & HSBC For Manipulating Silver Prices

23 04 11:30 PM | FCA warns on MN Financial Services Ltd Clone Website 23 04 9:51 PM | FCA Rules On Fraudulent FX Scheme Worth $9.4 Million 23 04 9:50 PM | South African Stock and Derivatives Exchange Selects Cinnober for Multi-asset Trading ...
 Forex Magnates12 hours ago UK’s FCA may observe London gold-fixing calls  Economic Times2 months ago
Inautonews

FCA will continue remedy work on add-ons

Regulator has finalised findings on market study. The Financial Conduct Authority (FCA) has released its final report on its review of general insurance add-ons. The report finalises the preliminary market study findings published in March 2014, ...
 Insurance Age23 hours ago Our thoughts on FCA final report into add-on insurance products.  Noodls16 hours ago FCA now reportedly tying up with PSA  Inautonews20 hours ago FCA final report on market study on general insurance add-ons  Practical Law Company1 day ago

FCA holds to claims ratio publication plans

The Financial Conduct Authority has reiterated that the publication of claims ratios remains its preferred measure for assessing the efficacy of general insurance add on products. In a report on the sale of add-ons published yesterday, the FCA ...
 Post Magazine UK23 hours ago FCA consultation to remove the requirement to publish interim management statements  IAS Plus1 day ago Transparency Directive: FCA consultation on interim management statements (CP14/12)  Practical Law Company2 days ago FCA requires increased real-time data sharing in high-cost short-term credit industry  Lexology3 days ago
IFAonline.co.uk

Financial Ltd hiring ban could trigger exodus

The Financial Conduct Authority's (FCA) recruitment ban on advice network Financial Ltd could see the firmcollapse within weeks, alawyer has warned. Yesterday, the FCA banned the network from recruiting new appointed representatives and ...
 Citywire1 day ago FCA imposes recruitment ban on network Financial Ltd  Citywire2 days ago Ten mistakes that led to Financial's landmark FCA recruitment ban  IFAonline.co.uk2 days ago 'I felt I was hanging in the breeze': Ex-Financial Ltd IFA speaks out  IFAonline.co.uk1 day ago

FCA faces new calls to redraft independence rules

The Institute of Chartered Accountants of England and Wales (ICAEW) has called for the Financial Conduct Authority (FCA) to redraft its rules on independence and referrals. ICAEW raised its concerns that the FCA's current rules could cause ...
 Citywire1 day ago UK Direct Debit Bureau SmartDebit Achieves 3 Levels of FCA Authorisation  CEOWorld Magazine4 days ago The FCA marches down the road to competition concurrency  Lexology1 week ago
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Consumer panel: FCA must take action over RDR non-compliance

Financial Services Consumer Panel has called for the regulator take action against firms not complying with the retail distribution review (RDR) rules. In a response to key comments from its independent panels, the Financial Conduct Authority ...
 Citywire1 day ago
International Business Times UK

FCA Initiates Prosecution of Currencytrader Over Alleged Fraud

The Financial Conduct Authority (FCA) announced today that it has launched a criminal prosecution against , a 54 years old broker from Warwickshire operating with his private firm Currencytrader Ltd, who had allegedly carried out unauthorised FX ...
 Forex Magnates2 days ago FCA launches criminal prosecution over unauthorised investment scheme  Citywire2 days ago FCA Slaps FX Trader Phillip Harold Boakes With Criminal Prosecution  International Business Times UK2 days ago FCA launches criminal proceedings against forex trader  Wealth Manager2 days ago
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Pension Funds Online

FCA guidance on applications for modifications of new directorship limitations

The FCA has published guidance for directors of firms that are subject to CRD IV relating to the new limits on the number of directorships that they may hold which took effect on 1
 Practical Law Company2 days ago FCA given dual role in pensions guidance plan  Out-Law.com2 days ago Just Retirement: FCA must have Plan B for guidance guarantee  Citywire3 days ago FCA proposes advisers foot 30% of guidance bill  Citywire4 days ago
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PS14/9: How to comply without increasing costs of operation

In June 2014, The Financial Conduct Authority (FCA) published changes to the client asset rules - PS14/9, Review of the client assets regime for investment business - following its earlier consultation paper CP13/5. Around 1,500 FCA regulated ...
 Bobsguide2 days ago FCA: focus on culture over compliance  New Model Adviser2 days ago Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)  Lexology3 days ago
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