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About 839 results for "fca"

FCA urged to use fines to reduce regulation costs 12
Citywire

TR1 Notification

For filings with the FCA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights ...
 TrustNet29 minutes ago TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES  MoneyAM3 days ago Holdings in Company 21st January 2015  Noodls4 days ago REG-New City Energy Ltd : Holding(s) in Company  Reuters2 days ago
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Start of Day Message

This is the for the regulatory news service ONE. ONE is operated by NASDAQ OMX Corporate Solutions and is approved by the FCA as primary information provider. Disclaimer The content and accuracy of all information distributed through ONE ...
 Reuters3 hours ago
Forex Magnates

Australia Headquartered Brokerage ThinkForex Obtains FCA License

One of the leading Australian brokers providing foreign exchange and CFD trading services, ThinkForex has shared with Forex Magnates reporters, that it obtained a U.K. regulatory license. The company's application with the UK watchdog, has been ...
 Forex Magnates1 day ago FCA Visits Brokers Inspecting Swiss Debacle Impact on Client Assets  Forex Magnates5 days ago FCA Urgently Reviews Forex Brokers' Business amid CHF Upheaval  Forex Magnates1 week ago
Domain-B

Fiat Chrysler launches first new Jeep brand after merger

The world's seventh largest automaker, Fiat Chrysler Automobiles NV (FCA), has announced the launch of its first Jeep brand after the merger of the two companies in August 2014. According to Indian auto journals, FCA is expected to introduce the ...
 Domain-B1 day ago FCA US Garners IHS Automotive Loyalty Awards  Individual.com1 week ago FCA to close Canadian plant for 3 months  The Gulf Today6 days ago Chrysler Group renamed as Fiat Chrysler Automobiles US  Business Standard1 month ago

End of Day Message

This is the for the regulatory news service ONE. ONE is operated by NASDAQ OMX Corporate Solutions and is approved by the FCA as primary information provider. Disclaimer The content and accuracy of all information distributed through ONE ...
 Reuters2 days ago

PLT welcomes FCA's first Libor fines

The public issuing of the first Libor fines by the Financial Conduct Authority (FCA) is a positive sign for the industry in achieving its goal of better transparency, argues Phil Beckett, partner at Proven Legal Technologies, a corporate forensic ...
 ISS-Mag.com2 days ago FCA issues first individual Libor fines  Austin American Statesman3 days ago FCA hits first individuals with Libor fines  Tabb Forum3 days ago Senior Ukip MEP defects to the Conservatives  Austin American Statesman1 day ago
International Adviser

FCA issues final definitions regarding retail investments

The Financial Conduct Authority has issued its final definitions of regulated advice and personal recommendations in relation to retail investments. A personal recommendation has been defined as a recommendation relating to taking certain steps in ...
 International Adviser2 days ago FCA clarifies advice definitions  Citywire3 days ago FCA issues final guidance on what constitutes retail investment advice  Out-Law.com3 days ago New FCA guidance aims to clarify personal recommendations  Financial Planner Online3 days ago
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International Business Times UK

Libor fixing scandal: Two former Martin Brokers executives fined and banned by FCA for market rigging

Two former bosses at Martin Brokers Limited were fined more than £300,000Reuters Two senior banking executives formerly of the firm Martin Brokers have been fined and banned by the Financial Conduct Authority (FCA) for compliance and cultural ...
 International Business Times UK3 days ago FCA fines and bans former senior executives of Martin Brokers (UK) Ltd for failings contributing to LIBOR misconduct  Practical Law Company3 days ago FCA bans two senior execs for compliance failings  Financial Reporter3 days ago UK FCA Fines, Bans Two Former Martin Brokers Senior Executives  iMarketReports3 days ago
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Citywire

IFA criticise FCA simplified paper as liability concerns remain

Advisers have hit out at the Financial Conduct Authority (FCA) for not allaying concerns over where liabilities lie for simplified advice. Advisers had previously raised concerns over the liability of advice and how simplified advice cases would ...
 Citywire3 days ago IFAs criticise FCA simplified paper as liability concerns remain 4  Citywire2 days ago
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