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About 817 results for "fca"

FCA issues social media guidance
Compliancy Services

Financial Conduct Authority provides guidance on its approach ...

On August 26, the UK Financial Conduct Authority (FCA) published a letter dated August 22, 2014 (Letter) addressed to the FCA Practitioner Panel. The Panel is a statutory body representing the interests of the financial services industry that was ... Lexology, 5 hours ago
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390 images for fca

Financial Reporter, 17 hours ago
AM Online, 16 hours ago
New Model Adviser, 1 day ago
MSN Money Canada, 3 days ago
Hartford Courant, 3 days ago
South Florida Sun-Sentinel, 3 days ago
Compliancy Services, 1 day ago
AME Info, 2 days ago
Investing.com, 3 days ago
Investing.com, 3 days ago
RTTNews.com

Financial services series #10 - Financial Conduct Authority thematic review: best execution and payment for order flow

This briefing looks at the FCA's findings from its thematic review of best execution and payment for order flow (PFOF). The results of this review were published in July. The FCA's review is relevant to: firms which execute, receive, transmit or ...
 Lexology1 day ago Lender shamed over FCA rule breach  Bridging and Commercial16 hours ago Coding error lands Deutsche Bank with a £4.7m FCA fine  V3.co.uk4 days ago Deutsche Bank fined GBP4.7m by FCA  Individual.com4 days ago
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Portfolio Adviser

The FCA changes its mind on why a broker is unfit but he is banned anyway

The FCA has been allowed to change the grounds on which it banned an insurance broker, after having had to accept that its original reasons were flawed. The grounds on which the FCA did subsequently succeed in banning the broker actually arose not ...
 Lexology14 hours ago FCA fines and bans broker over 'dishonest' UCIS sales  Portfolio Adviser4 days ago Pension Changes Freedom and Choice  Lancashire Business View1 day ago

Experts question value of FCA's social media consultation

Regulator's proposed #ad Twitter hashtag rule panned by the industry Brokers have branded proposed social media regulations from the Financial Conduct Authority (FCA) "over the top" and warned they would need to be amended to be truly appropriate. ...
 Insurance Age22 hours ago Experts question value of FCA's social media consultation  Insurance Age22 hours ago

The Seventh Circuit Significantly Heightens the Bar for Proof in False Claims Act "Worthless Services" Cases

The United States Court of Appeals for the Seventh Circuitrecently dealt a stinging blow to the False Claims Act (FCA) plaintiff's bar in United States ex. rel. Absher v. Momence Meadows Nursing Center, Inc. et al ., Case Nos. 13-1886 & 13-1936, ...
 JD Supra10 hours ago Eighth Circuit finds doctor's FCA claims parasitic  Lexology4 days ago Seventh Circuit pares back potential worthless services FCA claims  Lexology5 days ago Eighth Circuit provides explanation of the FCA's public disclosure bar and original source exception while affirming the dismissal of false claims allegations  Lexology5 days ago

Court allows second FCA suit alleging different fraudulent scheme in connection with the same underlying false claims as a previously-settled suit

In United States ex. rel. Lisitza v. Par Pharmaceutical Cos., Inc., No. 06 C 06131 (N.D. Ill. July 31, 2014), a federal district court in Illinois rejected a drug manufacturer's argument that the doctrine of res judicata barred an FCA suit based on ...
 Lexology1 day ago

Banks and credit card providers to reassess 2.5 million PPI complaints, says FCA

The complaints were assessed in 2012 and 2013, during a period when the proportion of complaints being upheld fell, the Financial Conduct Authority (FCA) said, in its update on the PPI redress programme . The regulator said that it was not satisfied ...
 Out-Law.com1 day ago Britain's FCA Says Banks Must Review 2.5 Million PPI Complaints  Bloomberg4 days ago
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Reuters

Fiat-Chrysler CEO says shareholders backing of merger is 'huge step ahead'

Fiat Chrysler Chief Executive Sergio Marchionne gives opening remarks during the FCA Investors Day at Chrysler World Headquarters in Auburn Hills, Michigan May 6, 2014. Credit: Reuters/Rebecca Cook (Reuters) - The fact that most Fiat ...
 Reuters3 days ago Fiat signals Chrysler merger on track  Big News Network4 days ago Chrysler merger with Fiat is on track  Inautonews1 day ago Fiat, Chrysler merger on track  MENAFN2 days ago
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FCA bans and fines adviser for dishonest fund promotion

The Financial Conduct Authority (FCA) has fined and banned a former director of Burlington Associates over the dishonest promotion of failed property investments. Craig Cameron was a director of London-based financial advisory firm Burlington who ...
 Wealth Manager4 days ago FCA fines and bans director of financial advice firm relating to promotion of high risk UCIS to retail customers  Practical Law Company4 days ago Ex-advisory firm director banned by FCA after UCIS promotions  Financial Planner Online4 days ago

The tortuous path to avoidance - Graham v Colonial Mutual Life Assurance Society Limited (No 2) [2014] FCA 717

Introduction Recent amendments to the Insurance Contracts Act 1984 (Cth) (ICA) provide some relief to life insurers, particularly in relation to the remedies available for non-disclosure. Amendments to section 29 and other consequential changes go ...
 Lexology6 days ago The Penn Mutual Life Insurance Company Announces Consumer Awareness Initiatives in Conjunction with September's Life Insurance Awareness Month  BusinessWeek11 hours ago
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