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About 826 results for "federal security and exchange commission"

Yang Xiong meets chairman of World Federation of Exchanges

SHANGHAI Mayor Yang Xiong and Liu Shiyu, chairman of the China Securities Regulatory Commission, met Juan Pablo Cordoba, chairman of the World Federation of Exchanges, on Tuesday before the federation's board meeting in Shanghai. Yang said ... Shanghai Daily, 1 week ago

736 images for federal security and exchange commission

Columbus Republic, 2 months ago
AdvisorOne, 5 days ago
Irish Times, 6 days ago
Business Insider, 1 day ago
Reuters UK, 3 days ago
Business Insider, 5 days ago
Investing.com, 5 days ago
yimg.com, 5 days ago
Business Insider UK, 5 days ago
Reuters UK, 5 days ago

BANCO BILBAO VIZCAYA ARGENTARIA : Argentaria Files 8K - Other Events

Banco Bilbao Vizcaya Argentaria S.A. (BBVA) filed a Form 8K - Other Events - with the U.S Securities and Exchange Commission on June 29, 2016. On June 29, 2016, BBVA Compass Bancshares, Inc. (the "Company") issued a press release announcing that the ...
 4 Traders15 hours ago Banco Bilbao Argentaria Files 8K - Other Events  Morningstar.com15 hours ago
Federal Register

Equity Trust Company Prevails in SEC Administrative Proceeding

- announced today that Administrative Law Judge Carol Fox Foelak of the Securities and Exchange Commission has dismissed the SEC administrative proceeding against Equity Trust and found that Equity Trust did not cause the violation of federal ...
 Yahoo! Finance1 day ago SEC UNITED STATES SECURITIES AND EXCHANGE : Proposes Amendments to Smaller Reporting Company Definition  4 Traders2 days ago Securities and Exchanges Commission Prevails in Regulation A+ Litigation  National Law Review2 days ago Self-Regulatory Organizations; International Securities Exchange, LLC; ISE Gemini, LLC; ISE Mercury, LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, R  Federal Register3 days ago
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SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans

Washington, D.C.--(Newsfile Corp. - June 28, 2016) - The Securities and Exchange Commission today proposed a new rule that would require registered investment advisers to adopt and implement written business continuity and transition plans. The ...
 Newsfile1 day ago

U.S. SEC approves rule on oil, mining payments to foreign governments

WASHINGTON, June 27 (Reuters) - The U.S. Securities and Exchange Commission on Monday approved a rule requiring oil, gas and mining companies to disclose payments made to foreign governments, capping a process stalled in the courts for years. ...
 Reuters Africa2 days ago

Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk

— The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay $415 million and admit wrongdoing to settle charges that it misused customer cash to generate profits for the firm and failed to safeguard customer ...
 SEC Filings6 days ago
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OilPrice.com

SEC Ruling: Oil And Gas Companies To Increase Disclosure

The U.S. Securities and Exchange Commission (SEC) has given its approval to a rule that will require oil and gas companies to disclose payments they make to foreign governments. Under the new rule, companies would be required to make known what ...
 OilPrice.com1 day ago Oil And Gas Companies To Increase Disclosure  Marasi News1 day ago
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SEC proposes business continuity rule for investment advisers

:19 The US Securities and Exchange Commission has proposed a new rule that would require registered investment advisers to adopt and implement written business continuity and transition plans. The proposed rule is designed to ensure that ...
 Continuity Central23 hours ago

CBO CONGRESSIONAL BUDGET OFFICE : H.R. 3798, Due Process Restoration Act of 2015

Under current law, the Securities and Exchange Commission (SEC) may bring legal actions against parties deemed to have violated laws governing financial transactions and financial disclosures either through administrative proceedings heard by the ...
 4 Traders1 day ago Security and Defence  Prime Minister of Canada17 hours ago H.R. 3798, Due Process Restoration Act of 2015  Foreign Affairs.co.nz1 day ago SEC takes action against prominent Cincinnati money manager  Singapore Star.com2 days ago
Federal Register

Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC End-of-Day Price Discovery Policies and Procedures

. On April 22, 2016, ICE Clear Credit LLC (ICC) filed with the Securities and Exchange Commission (Commission), pursuant to section 19(b)(1) of the Securities Exchange Act (Act)  [1] and Rule 19b-4 thereunder, [2] a proposed rule change ...
 Federal Register1 day ago
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