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About 812 results for "federal security and exchange commission"

Brian D. Jorgenson, et al.

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23261 / May 14, 2015 Securities and Exchange Commission v. , Civil Action No. 13-cv-02275 (W.D. Wash.) Former Microsoft Employee and His Friend Resolve Insider Trading Case The ... SEC, 1 week ago
What to Do if You're the Deer in the SEC's Headlights National Law Review, 6 days ago

129 images for federal security and exchange commission

Indian Express, 5 hours ago
Reuters, 1 day ago
The Fiscal Times, 2 weeks ago
Futures Magazine, 2 weeks ago, 3 weeks ago
The Express Tribune, 1 hour ago
The Nation Pakistan, 2 hours ago, 5 hours ago
Nigeria Punch, 5 hours ago
Markets Media Online, 14 hours ago

SEC Sued Over Failure to Enact Political Disclosure Rule

The newly formed Campaign for Accountability watchdog group is suing the Securities and Exchange Commission for failing to require corporations to disclose their political contributions. The lawsuit, filed in the U.S. District Court for the ...
 CFO.com1 week ago Non-profit sues U.S. SEC to force political disclosures rules  CNBC1 week ago

SECP approves 3 bodies to resolve insurance disputes

ISLAMABAD: The Securities and Exchange Commission of Pakistan (SECP) has approved publication of proposed rules, envisaging the formation of committees for resolution of small disputes between the insurers and the policyholders. Through these rules, ...
 Daily Times1 week ago Insurance rules proposed  DAWN Group1 week ago SECP to host South Asian Securities Regulators meeting in October  Daily Times2 weeks ago

US SEC charges Indian with fraud

The US Securities and Exchange Commission (SEC) has said it had frozen the assets and taken other measures against an Indian venture capital professional. He has been accused of fraud. Iftikar Ahmed sold stake in two e-commerce companies in which ...
 Business Standard India1 week ago

SEC Division of Investment Management issues cybersecurity guidance for investment funds and advisers

The U.S. Securities and Exchange Commission's (SEC) Division of Investment Management (Division) recently released a Guidance Update (Guidance) highlighting the importance of cybersecurity for registered investment companies (funds) and registered ...
 Lexology1 week ago

Connecticut fund executive faces new SEC fraud charges

May 13 (Reuters) - The U.S. Securities and Exchange Commission on Wednesday announced fraud charges and an asset freeze against a Connecticut venture capital executive previously charged with insider trading, and now accused of cheating his own ...
 CNBC1 week ago

Goodyear paying USD 16M to settle bribery-related charges

ent bribery in Kenya and Angola aimed at winning tire sales. The Securities and Exchange Commission announced the settlement today with Goodyear Tire & Rubber Co, one of the world's biggest tire makers. The SEC said Goodyear's subsidiaries in the African ...
 Business Standard2 months ago

Kanodia Friend and Venture Capitalist Ahmed Charged With Insider Trading and Defrauding His Own Firm

BOSTON--The Securities and Exchange Commission (SEC) has charged Ifty Ahmed with insider trading and defrauding his own firm, which has made investments in Boston-area companies, Boston Business Journal reported. Ahmed has helped his venture firm, ...
 India New England6 days ago SEC Charges Father and Son in $1.1 Million Insider Trading Scheme  4 Traders1 week ago

Senate confirms ​Gwarzo as SEC​ boss​

The appointment of Mounir Gwarzo as the new ​Director General of the Securities and Exchange Commission (SEC), was on Wednesday confirmed by the Senate. The decision followed the consideration of the report of the screening by the Senate ...
 Premium Times1 week ago Senate and Jonathan: Vain veto venture  NigerianHerald.com1 week ago Senate Confirms Gwarzo As Sec Boss  Individual.com1 week ago Senate confirms Gwarzo as SEC DG  The Nation Nigeria1 week ago

SEC Is Sued Again For Doing Nothing

Thursday, Broc Romanek wrote about a lawsuit filed earlier this week against the Securities and Exchange Commission due to its failure to respond to a petition asking the Commission to adopt political spending disclosure requirements. But must ...
 JD Supra6 days ago
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