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About 815 results for "federal security and exchange commission"

SECC, FASMEC Sign Cooperation MoU

AKP Phnom Penh,September 29, 2016 The Securities and Exchange Commission of Cambodia (SECC) and the Federation of Associations for Small and Medium Enterprises of Cambodia (FASMEC) sign here this morning a Memorandum of Understanding on ...
 Agence Kampuchea Presse2 hours ago

Jury Finds Miami and Former Budget Director Guilty of Securities Fraud

In the first federal jury trial by the U.S. Securities and Exchange Commission (SEC) against a municipality or its officers, jurors found that the City of Miami, Florida (Miami or the City) and its former budget director defrauded bond investors in ...
 JD Supra6 days ago US Federal Business Opportunity: Securities and Exchange Commission: EasyLobby Software Upgrade and Maintenance Support  ITbriefing1 week ago

SEC Proposes Rule Amendment to Expedite Process for Settling Securities Transactions

) - The Securities and Exchange Commission today voted to propose a rule amendment to shorten the standard settlement cycle for most broker-dealer securities transactions from three business days after the trade date (T+3) to two business days after ...
 Newsfile19 hours ago SEC in T+2 move  GlobalCustody.net1 hour ago SEC amends rules to enable T+2  Finextra Research2 hours ago SEC approves rule to shorten settlement periods  The Hill16 hours ago
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Sify

BRIEF-U.S. FDA approves first automated insulin delivery device for type 1 diabetes

U.S. judge approves but critiques SEC's 'phantom' deal with bank NEW YORK, Sept 28 The U.S. Securities and Exchange Commission on Wednesday won approval of a settlement with failed Cayman Islands-based Caledonian Bank Ltd, despite criticism by a ...
 Reuters UK20 hours ago U.S. judge approves but critiques SEC's 'phantom' deal with bank  Yahoo! Finance20 hours ago Former Fannie Mae CEO settles crisis-related lawsuit with SEC  Sify1 month ago
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Nasdaq

SEC Adopts Rules for Enhanced Regulatory Framework for Securities Clearing Agencies

) - The Securities and Exchange Commission voted today to adopt new rules to establish enhanced standards for the operation and governance of securities clearing agencies that are deemed systemically important or that are involved in complex ...
 Newsfile19 hours ago SEC agrees next step in T+2 transition  Asset Servicing Times2 hours ago SEC imposes life ban on two capital market operators  News Express Nigeria9 hours ago Jane Norberg Named Chief of SEC Whistleblower Office  4 Traders18 hours ago
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24/7 Wall St

Anheuser-Busch Settles FCPA Charges With SEC

The U.S. Securities and Exchange Commission (SEC) recently announced that Anheuser-Busch InBev (BUD) has agreed to pay $6 million to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) and chilled a whistleblower who reported ...
 Yahoo! Finance21 hours ago AB InBev fined $6m  Economia3 hours ago

Lynn Tilton's case against the SEC thwarted again

Lynn Tilton's attempts to thwart the Securities and Exchange Commission's administrative case against her were shot down again. On Tuesday the Supreme Court denied an application from the so-called diva of distressed debt to halt the SEC's hearing ...
 New York Post1 day ago Tilton Rejected by U.S. Supreme Court, Letting SEC Case Proceed  Yahoo! 7 Finance1 day ago Tilton Rejected as U.S. Supreme Court Lets SEC Case Proceed  Yahoo! Finance1 day ago
CBC

U.S. senator seeks SEC probe of Yahoo disclosure on hacking

Democratic Senator Mark Warner on Monday asked the U.S. Securities and Exchange Commission to investigate whether Yahoo and its senior executives fulfilled obligations to inform investors and the public about a hacking attack affecting 500 million ...
 CBC2 days ago US senator seeks Yahoo-hacking probe  GWN7 - Yahoo72 days ago Senator Asks SEC to Probe Yahoo Over Hacking Disclosure  GigaLaw.com2 days ago
First Post.com

U.S. SEC freezes assets of Utah-based Ponzi scheme operator

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission said on Thursday it had frozen the assets of the operator of a Utah-based Ponzi scheme that raised more than $207 million from investors worldwide, mainly in the United States, India and ...
 Sify2 months ago
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