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About 826 results for "federal security and exchange commission"

Yahoo being probed by US regulator over potential data breach from cyber attack
Irish Independent

Yahoo being probed by US regulator over potential data breach ...

The US Securities and Exchange Commission (SEC) is investigating a previously disclosed data breach at Yahoo, the company said in a filing. The US Securities and Exchange Commission (SEC) is investigating a previously disclosed data breach at Yahoo, ... Irish Independent, 39 minutes ago
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1,007 images for federal security and exchange commission

MSN Real Estate, 1 week ago
United States Department of Justice, 3 days ago
Nigeria Today.ng, 4 hours ago
Boston Globe, 1 week ago
Yibada, 6 days ago
Seeking Alpha, 5 days ago
Hong Kong Monetary Authority, 1 week ago
Investing.com, 1 week ago
Reuters UK, 1 week ago
CNBC, 1 week ago

Tracy Man Convicted of Making Harassing Phone Calls to U.S. Securities & Exchange Commission Employees and Another Individual

MIL OSI USA Source: US State of California Headline: SACRAMENTO, Calif. — After a threeday trial, a federal jury found Kulwant (Ken) Singh Sandhu, 56, of Tracy, guilty today of two counts of making harassing interstate telephone calls, U.S.
 Foreign Affairs.co.nz2 days ago

SEC investigates if Yahoo violated civil securities laws by reporting data breaches late

The US Securities and Exchange Commission (SEC) is probing if Yahoo should have reported the 2014 data hack which the companydisclosed in September 2016 and a previous data breach earlier to investors. Yahoo to be renamed as Altaba Inc, but ...
 International Business Times India1 hour ago Yahoo reportedly under investigation by SEC over data breaches  Venturebeat3 hours ago SEC to investigate Yahoo over time taken to disclose data breaches: Report  ZDNet3 hours ago
Pensions and Investments Online

SEC expected to come out of gate slowly

The sizable learning curve of the likely next chairman of the Securities and Exchange Commission plus vacancies on the commission and in several key agency divisions should add up to an extended quiet period, veteran SEC watchers say. This is a ...
 Pensions and Investments Online2 hours ago SEC, EFCC form alliance to protect investors  The Nation Nigeria5 hours ago EFCC, SEC Join Hands to Fight MMM, Others  NigeriaCommunicationsWeek3 days ago

Jennifer Diamantis Named Chief of Office of Market Intelligence

Washington D.C., Jan. 19, 2017 — The Securities and Exchange Commission today announced that Jennifer A. Diamantis has been named Chief of theEnforcement Division's Office of Market Intelligence, which is responsible for the collection, analysis, ...
 SEC Filings3 days ago SEC Appoints New Chief of Market Intelligence  Bloomberg BNA Big Law Business3 days ago
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Boston Globe

SEC settles with 10 firms over `pay-to-play, including two from Massachusetts

As the Obama adminstration nears its end, the Securities and Exchange Commission this week wrapped up settlements with 10 investment firms that allegedly ran afoul of pay-to-play rules barring their employees from giving money to public officials ...
 Boston Globe4 days ago Mondelez in $13 mln SEC settlement tied to India payments  Reuters1 week ago
Sputnik

Financial Company Charged With Improper Accounting and Impeding Whistleblowers

) - The Securities and Exchange Commission today announced that Seattle-based financial services company HomeStreet Inc. has agreed to pay a $500,000 penalty to settle charges that it conducted improper hedge accounting and later took steps to ...
 Newsfile3 days ago HomeStreet charged with improper accounting and impeding whistleblowers  Post Online Media3 days ago HOMESTREET : Financial Company Charged With Improper Accounting and Impeding Whistleblowers  4 Traders3 days ago US Financial Services Company to Pay $32 Million for Secretly Charging Clients  Sputnik4 days ago
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SEC asks Herbalife for documents on China anti-corruption compliance

(Adds SEC data request, background, share reaction) Jan 20 (Reuters) - The U.S Securities and Exchange Commission asked Herbalife Ltd for documents and information related to the dietary supplements maker's compliance with anti-corruption laws in ...
 Sharenet2 days ago UPDATE 1-SEC asks Herbalife for documents on China anti-corruption compliance (HLF)  Business Insider2 days ago

HomeStreet Inc., Announces Finalization of Settlement Agreement with Securities and Exchange Commission

SEATTLE--(BUSINESS WIRE)-- HomeStreet, Inc., (the "Company") (NASDAQ:HMST), the parent company of HomeStreet Bank, today announced that it has finalized a settlement agreement (the "Settlement Agreement") with the Securities and Exchange Commission ...
 Nasdaq3 days ago HOMESTREET : Announces Finalization of Settlement Agreement with Securities and Exchange Commission  4 Traders3 days ago HOMESTREET : pays $500,000 to settle SEC charges  4 Traders3 days ago
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Money Control

JPMorgan to settle US government probe of China hiring: Source

The bank will pay roughly USD 200 million combined to the Securities and Exchange Commission and the Justice Department and more than USD 50 million to the Federal Reserve, the source said.
 Money Control2 months ago JPMorgan to settle U.S. government probe of China hiring - source  Sify2 months ago
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