The Securities and Exchange Commission (SEC) has adopted new requirements for credit rating agencies to enhance governance, protect against conflicts of interest and increase transparency. The new rules and amendments, which implement 14 ... Global Fund Wire, 1 hour ago
SEC's Conflict Minerals Regulations: Lessons Learned and A Look Ahead - Bureau of National Affairs, 7 hours ago
SEC Adopts Asset-Backed Securities Reform Rules - 4 Traders, 18 hours ago
Manhattan US Attorney Preet Bharara has asked the Securities and Exchange Commission to hold off on its decision about former hedge-fund kingpin Steve Cohen for three more months. Bharara asked SEC chief administrative law judge Brenda Murray to ...New York Post, 22 hours ago Statement by Commissioner Daniel M. Gallagher on Asset-Backed Securities at SEC Open Meeting Insurance News Net, 1 hour ago Statement by Commissioner Michael S. Piwowar on Asset-Backed Securities at SEC Open Meeting Insurance News Net, 1 hour ago Michael Anthony Dupre Lucarelli SEC, 1 day ago
Ocwen Financial : RECEIVES SUBPOENA FROM THE SEC; Investor Rights Firm Johnson & Weaver, LLP Investigates Potential Violations of Federal Securities Laws from as Far Back as 2012.
In a filing with the United States Securities and Exchange Commission (SEC) earlier this week, Ocwen Financial Corporation (NYSE: OCN) disclosed that it received a subpoena from the SEC requesting documents related to a group of ...4 Traders, 4 days ago OCWEN RECEIVES SUBPOENA FROM THE SEC; Investor Rights Firm Johnson & Weaver, LLP Investigates Potential Violations of Federal Securities Laws from as Far Back as 2012. TMC Net, 4 days ago
Federal Information & News Dispatch, Inc. The Securities and Exchange Commission today announced it has named James Schnurr as its chief accountant. Mr. Schnurr will begin his new post in October. He will replace Paul A. Beswick, who joined the ...Insurance News Net, 1 day ago
This morning the Securities and Exchange Commission in an open meeting voted to adopt long-awaited final rules (the "Final Rules") implementing a series of changes to the registration and offering process for asset-backed securities (ABS) and ...Lexology, 6 hours ago SEC votes to adopt regulation AB II, rules regarding third-party due diligence reports in connection with offerings of asset-backed securities Lexology, 2 hours ago
Proposed Rule Principal trades with advisory clients. The SEC seeks comment on the proposed extension, to December 31, 2016, of Investment Advisers Act Rule 206(3)-3T, which creates an alternative means for investment advisers who are also ...Lexology, 4 days ago CBOE : Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Relating to Trade... 4 Traders, 3 days ago TKH : Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To... 4 Traders, 1 hour ago Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a... 4 Traders, 1 week ago
Citigroup Inc. says it's been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank's conduct regarding mortgage bonds and won't bring further enforcement action. Citigroup said in a regulatory filing ...Sify, 3 weeks ago Facebook says SEC's IPO probe ends, extending WhatsApp closing date Sify, 1 month ago
The Securities and Exchange Commission wants to make an example of two Texas brothers found by a jury at a civil trial to have acted fraudulently to evade taxes, but a defense lawyer said Wednesday that the more than $750 million sought by the government is ...Sify, 3 weeks ago
The Securities and Exchange Commission (SEC) has charged a director of market intelligence at a Manhattan-based investor relations firm with insider trading ahead of news announcements by more than a dozen clients. The charges were filed against ...Private Equity Wire, 8 hours ago 3 Indian-Americans charged in insider trading scheme Rediff.com, 2 months ago Investor Relations Consultant Charged With Insider Trading GARP, 1 day ago UPDATE 1-US charges investor relations firm employee with insider ... Reuters, 1 day ago
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Troy-based Flagstar Bancorp Inc. (NYSE: FBC) filed a form 8-K with the U.S. Securities and Exchange Commission on Tuesday, saying it was in discussions with the Consumer Financial Protection Bureau to settle alleged violations of various federal ...Crains Detroit Business, 22 hours ago SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flagstar - FBC WorldNetDaily, 22 hours ago Flagstar Bancorp : SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flagstar - FBC 4 Traders, 22 hours ago NY investigates mortgage firm's insurance deals Sify, 3 weeks ago
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