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About 801 results for "federal security and exchange commission"

SEC Charges Ex-Goldman Sachs Employee with Insider Trading
Forex Magnates

Goldman Sachs associate scanned emails, traded on insider info...

The US Securities and Exchange Commission (SEC) has broughtinsider trading charges against a Goldman Sachs employee, John Han (also known as Yue Han). Han stands accused of stealing nonpublic information in the firm's email system so he could trade ... LeapRate, 1 day ago

Research firm to pay $375,000 for insider-trading lapses: SEC

A woman waits for an elevator in the foyer of the Fort Worth Regional Office of the Securities and Exchange Commission (SEC) in Fort Worth, Texas June 28, 2012. Reuters/Mike Stone A political intelligence firm has agreed to settle charges that ...
 Reuters2 days ago REFILE-UPDATE 1-Research firm to pay $375,000 for insider-trading lapses -SEC  Reuters UK2 days ago

The Ukrainian exchange license revoked due to Russian owners

The license of JSC "Ukrainian exchange" decided to cancel due to Russian owners, informs the national Commission on securities and stock market of Ukraine. "The national Commission on securities and stock market at the meeting held on 17 November ...
 RIN.ru1 week ago

The bond market isn't worried about the 7th Pay Commission impact

The yield on the 10-year benchmark government security has gained a measly 3 basis points since the panel's recommendations were made public In the absence of any fresh triggers, bond yields are likely to meander around these levels in the medium ...
 Livemint.com2 days ago
DNA India

Dr Reddy declines allegations of security violations

: Dr.Reddy's Laboratories, a multinational Pharmaceutical company based in Hyderabad of Telangana state, today said €Dr. Reddy€s has always adhered to all disclosure requirements both of the Securities and Exchange Commission (SECs) and Indian ...
 NetIndia123.com1 week ago Dr Reddy's Labs under scrutiny for violating federal laws in US  DNA India1 week ago

Singapore Exchange's Bond Foray Includes a Dark Pool

(Corrects Tsai Li Renn's title in the second paragraph.) The venue, which allows traders to flag interest in a security without indicating the size or the price of their desired transaction, will form part of SGX's Bond Pro platform scheduled for ...
 La Repubblica1 week ago Singapore Exchange's Bond-Market Foray Now Includes a Dark Pool  La Repubblica1 week ago

A.M. BestTV: The Securities Industry and Financial Markets Association's Leaders Push Back on Federal Fiduciary Rule Proposal

OLDWICK, N.J.--( BUSINESS WIRE )--This A.M. BestTV episode looks at the Securities Industry and Financial Markets Association's (SIFMA) recent annual meeting in Washington, D.C., where its leaders discussed cyber security regulation, market ...
 Business Wire6 days ago
Canadian Business Journal

Ontario Securities Commission Requires Sprott to Amend its Unsolicited Offer to Provide Enhanced Disclosure to Central GoldTrust Unitholders

TORONTO, ONTARIO--(Marketwired - Nov. 19, 2015) - Central GoldTrust ("GoldTrust") (TSX:GTU.UN)(TSX:GTU.U)(NYSE MKT: GTU) announced today that the Ontario Securities Commission ("OSC") has issued an order requiring Sprott Asset Management Gold Bid LP ...
 Benzinga.com1 week ago

UBS Declares Quarterly Coupon Payments On Exchange-traded Notes: AMU And AMUB

UBS Investment Bank today announced coupon payments for the ETRACS Alerian MLP Index ETN (NYSE Arca: "AMU") and (NYSE Arca: "AMUB"), both traded on the NYSE Arca. NYSE Ticker ETN Name and Prospectus/ Pricing Supplement* Valuation Date Ex- Date ...
 TheStreet.com1 week ago UBS : declares quarterly coupon payments on ETRACS Exchange-traded Notes: AMU and AMUB  4 Traders1 week ago

Suncor Energy posts documents filed with Alberta Securities Commission

By Marketwired . Article Rating: November 26, 2015 08:30 AM EST CALGARY, ALBERTA -- (Marketwired) -- 11/26/15 -- Suncor Energy today posted documents on its offer web site which had been previously filed with the Alberta Securities ...
 Ulitzer19 hours ago SUNCOR ENERGY : posts documents filed with Alberta Securities Commission  4 Traders19 hours ago
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