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About 818 results for "federal security and exchange commission"

Faith-Based Tenn. Housing Group Faces Federal Investigation

The Securities and Exchange Commission is examining a Memphis religious charity's use of city financing to buy federally subsidized apartment complexes that have drawn scrutiny for their poor living conditions, according to The Commercial Appeal. Chronicle of Philanthropy, 2 weeks ago

937 images for federal security and exchange commission

Irish Times, 4 days ago
SweetCrude Reports, 16 hours ago
Business Insider, 18 hours ago
Reuters UK, 15 hours ago
Reuters UK, 15 hours ago
Yahoo! India, 15 hours ago
Yahoo! India, 16 hours ago
Investing.com, 17 hours ago
Deccan Chronicle, 6 days ago
Reuters UK, 1 day ago
Sify

Former Fannie Mae CEO settles crisis-related lawsuit with SEC

By Patrick Rucker and Nate Raymond WASHINGTON/NEW YORK (Reuters) - In one of the U.S. Securities and Exchange Commission's biggest cases tied to the 2008 financial crisis, former Fannie Mae Chief Executive Daniel Mudd has reached a settlement with regulators, ...
 Sify3 days ago CBOE : Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed...  4 Traders1 week ago Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To  Federal Register1 week ago The SEC and its Administrative Law Judges Win Again  Bloomberg BNA2 weeks ago
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Sukuk to enjoy same tax concessions as corporate bond

DG, SEC,-Mr. Mounir Gwarzo The Securities and Exchange Commission (SEC) has stated that the sovereign Sukuk bond to be launched in the first quarter of 2017 would enjoy all tax concessions granted to the corporate bonds. The Director-General of ...
 The Guardian Nigeria2 weeks ago Sukuk Bond Issuance Shifted Till 2017  Invest Advocate News2 weeks ago Nigeria: 'Sukuk' to Enjoy Same Tax Concessions As Corporate Bond  UNDPI.org1 week ago Nigeria: Sukuk to Enjoy Same Tax Concessions As Corporate Bond  Sokolako1 week ago
First Post.com

U.S. SEC freezes assets of Utah-based Ponzi scheme operator

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission said on Thursday it had frozen the assets of the operator of a Utah-based Ponzi scheme that raised more than $207 million from investors worldwide, mainly in the United States, India and ...
 Sify4 weeks ago
Sify

SEC charges Nick Mitsakos and his Matrix Capital with $2 million investment fraud

The U.S. Securities and Exchange Commission today announced fraud charges against a San Francisco man and his investment advisory firm accused of pretending to manage millions of dollars in assets, and then stealing money from the first client who ...
 LeapRate2 weeks ago SEC: Investment Adviser Boasted Phony Assets and Track Record, Stole From Client  4 Traders2 weeks ago Ex Philadelphia Eagles player Merrill Robertson Jr. charged with running multi million dollar investment fraud and Ponzi scheme  LeapRate2 weeks ago SEC Charges Former Professional Football Player With Running $10 Million Fraud  4 Traders2 weeks ago
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Swisher Hygiene Inc. Announces No-Action Relief From Future Periodic Reporting Requirements

(GLOBE NEWSWIRE via COMTEX) -- Swisher Hygiene Inc. (the "Company") announced today that the Securities and Exchange Commission has granted the Company's request for no-action relief from filing future periodic reports under Section 13(a) or ...
 TradingCharts.com1 week ago
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Former NFL player charged with running $10 mln financial fraud

WASHINGTON Aug 10 Former NFL player Merrill Robertson Jr. was charged on Wednesday by the U.S. Securities and Exchange Commission with defrauding investors. Robertson, a former Philadelphia Eagles player, and Sherman Vaughn Jr., co-owners of ...
 Reuters UK2 weeks ago
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Company Pays Penalty for Requiring Outgoing Employees to Forego Potential Whistleblower Awards

The Securities and Exchange Commission recently announced that it had levied a $265,000 penalty against an Atlanta-based company, claiming the company's severance agreements undercut its whistleblower program. By signing the severance agreements, ...
 JD Supra1 week ago

Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act

. Eileen A. Donovan, Deputy Director, 202-418-5096, edonovan@cftc.gov ; M. Laura Astrada, Associate Director, 202-418-7622, lastrada@cftc.gov ; or Parisa Abadi, Attorney-Advisor, 202-418-6620, pabadi@cftc.gov , in each case, at the Division of ...
 Federal Register1 week ago Concurring Statement of Commissioner Sharon Y. Bowen Regarding the Order Exempting the Federal Reserve Banks from Sections 4d and 22 of the Commodity Exchange Act and Written Acknowledgment of Customer Funds from Federal Reserve Banks  CFTC.gov2 weeks ago
Federal Register

Nodal Exchange, LLC s. 144 of the Act and ss. 38 and 78 of the CFA

Headnote Section 144 of the Securities Act (Ontario) (OSA) and sections 38 and 78 of the Commodity Futures Act (Ontario) (CFA) variation of an order exempting Nodal Exchange, LLC from the requirement to be registered as a commodity futures ...
 Ontario Securities Commission2 weeks ago Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 11.340(b) To Set Forth the Requirements for the Collection and Transmission of Data Pursuant to the Regulation NMS Pl  Federal Register2 weeks ago DEUTSCHE BOERSE : Self-Regulatory Organizations; International Securities Exchange, LLC; Order Disapproving a Proposed Rule Change To Amend Rule 804(g)  4 Traders3 weeks ago Self-Regulatory Organizations; International Securities Exchange, LLC; Order Disapproving a Proposed Rule Change To Amend Rule 804(g)  Federal Register3 weeks ago
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