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About 814 results for "federal security and exchange commission"

BioChemics, Inc., et al.

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23220 / March 25, 2015 Securities and Exchange Commission v. , Civil Action No. 12-12324-MLW (United States District Court for the District of Massachusetts, Complaint filed December 14, ... SEC, 2 days ago

310 images for federal security and exchange commission

The Fiscal Times, 3 days ago
The Fiscal Times, 2 days ago
The Fiscal Times, 2 days ago
Crowdfund Insider, 2 days ago
Reuters, 2 days ago
Reuters, 2 days ago
Lawyer Herald, 4 days ago
Investing.com, 3 days ago
Yahoo! News, 3 days ago
Reuters UK, 3 days ago
Equipment World

Navistar sued by federal government for withholding documents from investigation

The Securities and Exchange Commission filed in December a lawsuit against Navistar International Corp. claiming the truck and engine maker improperly redacted and withheld documents the Commission attempted to subpoena. The subpoenas are part of ...
 Equipment World4 days ago
CFO.com

New US SEC Rule to Target HFT Proprietary Trading Shops

U.S. Securities and Exchange Commission headquarters in Washington, D.C. (Photo: Bloomberg) According to an announcement made by the U.S. Securities and Exchange Commission, the regulatory watchdog has proposed a new rule designed to target ...
 Forex Magnates1 day ago a rule change  SEC2 days ago SEC Seeks to Rein in Off-Exchange Traders  CFO.com2 days ago SEC Proposes Rule to Require Broker-Dealers Active in Off-Exchange Market to Become Members of National Securities Association  Individual.com2 days ago
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SEC Approves New Rules for IPO Lite Offerings

The Securities and Exchange Commission on Wednesday approved new rules for mini public stock offerings, a move supporters hope will make it easier for small and mid-sized companies to raise capital by cutting red tape. The rules apply to what are ...
 CFO.com2 days ago Gray Television Prices Public Offering of Common Stock  ADVFN UK2 days ago Gray Television : Prices Public Offering of Common Stock  4 Traders2 days ago
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Goodyear paying USD 16M to settle bribery-related charges

ent bribery in Kenya and Angola aimed at winning tire sales. The Securities and Exchange Commission announced the settlement today with Goodyear Tire & Rubber Co, one of the world's biggest tire makers. The SEC said Goodyear's subsidiaries in the African ...
 Business Standard1 month ago
The Trade News

HFT to face tougher regulation under SEC proposal

US regulator the Securities and Exchange Commission (SEC) has outlined proposals to increase regulatory oversight of high-frequency traders (HFT). A suggested amendment to existing SEC rules would require broker-dealers trading in off-exchange ...
 The Trade News1 day ago SEC adopts new rules to ease smaller companies access to capital  Chartered Global Management Accountant1 day ago SEC adopts, proposes new rules  Investment Executive2 days ago SEC rules clear way for bigger capital raises by smaller companies  Des Moines Business Record2 days ago
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SEC's New Rules to Boost Mergers and Acquisitions in Nigeria

As the appetite for mergers and acquisitions (M&A) continues to increase in Nigeria, the Securities and Exchange Commission (SEC) is set to fast-track the M&A process and make it more beneficial for all stakeholders. THISDAY had last week ...
 Individual.com2 days ago

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by...

Federal Information & News Dispatch, Inc. Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its ...
 Insurance News Net2 days ago CBOE : Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Rules 6.74A and 6.  4 Traders4 days ago Miami International Securities Exchange Files Proposed Rule Change to Amend Fee Schedule  Insurance News Net2 days ago CBOE : SEC Receives Proposed Fee Schedule Amendment from Miami International Securities Exchange  4 Traders1 week ago

EnLink Midstream Announces Secondary Offering of Common Units by a Subsidiary of Devon Energy

You may also obtain these documents free of charge, when they are available, by visiting the Securities and Exchange Commission's website at www.sec.gov. The common units are being offered and will be sold pursuant to the Partnership's effective ...
 World Energy Source3 days ago

CFTC Issues an Exemption to the Hong Kong Securities and Futures...

Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC or Commission) today issued an order to Hong Kong Securities and Futures Commission (HKSFC) permitting HKSFC licensed corporations authorized to solicit and accept orders and ...
 CFTC.gov4 days ago
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