First Read Bits & Pieces By Jim Kharouf Next week is one of the biggest weeks of the year for the industry, with FIA Expo in Chicago from October 18th (opening night) to October 20th. John Lothian News will be publishing two interesting pieces ... John Lothian Newsletter, 1 week ago
Findex Group Limited and Financial Index Australia (FIA) have each paid a $10,800 penalty for "potentially misleading claims" on the Findex website after the Australian Securities and Investments Commission (ASIC) had issued the infringement ...Money Management, 1 week ago
FIA to Feature Panalytics in Innovators Pavilion September 21, 2016FIA announced that Panalytics is one of 18 companies chosen to exhibit in the 2016 Innovators Pavilion at the Futures and...
Panalytics helps firms move to a more proactive model of compliance, in-line with guidance from regulators. IRVINE, CA (PRWEB) September 21, 2016 FIA announced that Panalytics is one of 18 companies chosen to exhibit in the 2016 Innovators ...PRWeb, 1 month ago
The position in 2009 The Financial Investigation Agency (the FIA ) in the British Virgin Islands gave a direction (the BVI 2009 Direction ) on 18 December 2009 under section 3 of the Proliferation Financing (Prohibition) Act 2009 (the PFPA ). The ...Lexology, 1 month ago
CFTC and FIA Object to CFPB Proposal to Ban Certain Arbitration Agreements to the Extent They Pertain to Commission-Regulated Activities
The Commodity Futures Trading Commission and the Futures Industry Association filed comment letters with the US Bureau of Consumer Financial Protection (CFPB) objecting, in part, to a proposed rule by the CFPB that would prohibit arbitration ...Lexology, 1 month ago FIA raises jurisdictional concerns about CFPB proposal on arbitration agreements FIA, 2 months ago Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps Federal Register, 1 week ago
Following on from a rigorous selection process the Financial Intermediaries Association of Southern Africa (FIA) is delighted to announce the appointment of Ms Lizelle van der Merwe as its Chief Executive Officer with effect from 1 November 2016. ...Cover Publications, 3 weeks ago Lizelle van der Merwe appointed as FIA CEO RISKAFRICA Magazine, 3 weeks ago Ms Lizelle van der Merwe appointed as FIA CEO from 1 November 2016 Insurance Gateway, 2 weeks ago
Gavin Came, chairperson of the FIA's Financial Planning Executive Committee On 17 September 2016 Netwerk24.com part of the Naspers group published an article by Andró Griessel, a financial adviser, under the title Are you financing your ...FAnews, 1 month ago In reply to self-serving financial advice articles RISKAFRICA Magazine, 1 month ago
REGULATORY First Published 10/2016 FIA joined four industry trade associations in a response to proposed guidance from the Committee on Payments and Market Infrastructures (CPMI), the International Organization of Securities Commissions ...Hedge Fund Journal, 4 days ago Trade bodies urge more transparency on central counterparty risk Finextra Research, 3 days ago FIA Welcomes Proposed Guidance on Central Counterparty Risk and Pushes for More Transparency Markets Media Online, 22 minutes ago
FIA co-signed a letter with the Joint Associations Committee (JAC), theInternational Swaps and Derivatives Association (ISDA), theGlobal Foreign Exchange Division of the Global Financial Markets Association (GFMA), and the International Capital ...FIA, 4 days ago FIA submits letter to CFTC on improving Chief Compliance Officer annual report requirements FIA, 1 month ago
Global law firm White & Case LLP has expanded its financial services regulatory capabilities with the addition of James Greig as a partner in London. ""The volume and pace of regulatory change since the financial crash remains substantial, and we ...Legal Monitor, 5 days ago
on your WebpageAdd Widget >Get your members hooked!