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About 282 results for "fia financial regulations"

SEC Examination Priorities; In Life as in Literature; Unregist...

Last week, the Securities and Exchange Commission followed the Financial Industry Regulatory Authority's lead earlier this month by publishing examination priorities for 2015. Also, an SEC-registered investment adviser and its owner—featured in a ... National Law Review, 1 week ago

FIA EPTA blog - High Frequency Trading or High Frequency Technology

High frequency trading has been a hot topic for debate this year, as well as the focus of regulators' attention, but are we talking about the wrong thing? By Johannah Ladd, Secretary General, FIA European Principal Traders Association. Fuelled by ...
 Automated Trader1 month ago

FIA Issues Fourth Version of Guide to Customer Fund Protections

FIA today issued an updated version of its guide to the rules and regulations relating to customer fund protections in the U.S. The guide, which was first issued in February 2012, provides futures commission merchants and customers with ...
 Derivsource2 months ago FIA updates customer funds protection guide  Automated Trader2 months ago

JLN Financials: Mario Draghi Says E.C.B. Will Do What We Must to Stoke Inflation; The World Bank risks sliding into irrelevance; Citigroup Said to Be Ousted From ECB FX Group for Rigging

First Impressions Simon Puleston Jones, CEO of FIA Europe In pursuit of Happiness JohnLothianNews.com Try to find someone who does things right that you really aspire to be over the course of your career. Simon Puleston Jones, CEO of ...
 John Lothian Newsletter2 months ago
Uganda Daily Monitor

What explains the growth in dormant bank

Poor saving culture, temporary account opening for short time transactions, low level of financial literacy are some of the factors exacerbating existence of dormant accounts in Ugandan banks. The banking industry plays an essential role in the ...
 Uganda Daily Monitor1 week ago STANBIC BANK UGANDA : What explains the growth in dormant bank accounts?  4 Traders1 week ago

Poland - Factors to Watch Dec 17

Here are news stories, press reports and events to watch which may affect Poland's financial markets on Wednesday. ALL TIMES GMT (Poland: GMT + 1 hour): DATA Poland will release industrial output and PPI data for November at 1300 GMT. Analysts ...
 Reuters1 month ago
The Week

Our bodies can't counter terror financing: Pak FM

In a candid admission, Pakistan has said its law enforcement and security agencies lack training to investigate financing of terrorists and militant organisations. The law enforcement and security agencies lack proper training to investigate the ...
 Millennium Post4 weeks ago 'Security agencies lack training to counter terror financing'  Business Standard India4 weeks ago Security agencies lack training to counter terror financing  Daily Excelsior.com4 weeks ago Pak security agencies lack training to counter terror financing  Jagran Post4 weeks ago
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Quidel Receives Simultaneous FDA Clearance And CLIA Waiver For Its Sofia® Strep A+ Fluorescent Immunoassay (FIA) Via The FDA's New Dual Submission Program

San Diego, CA (Marketwired) - Quidel Corporation (NASDAQ: QDEL), a provider of rapid diagnostic testing solutions, cell-based virology assays and molecular diagnostic systems, announced today that it has received marketing clearance and CLIA waiver ...
 Medical Design Online1 month ago Quidel : Receives Simultaneous FDA Clearance and CLIA Waiver for Its Sofia(R) Strep A+ Fluorescent Immunoassay (FIA) via the FDA's New Dual Submission Program  4 Traders1 month ago 12/17/14 - Quidel Receives Simultaneous FDA Clearance and CLIA Waiver for Its Sofia(R) Strep A+ Fluorescent Immunoassay (FIA) via the FDA's New Dual Submission Program  Pharmacy Choice1 month ago
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Remarks of Commissioner Mark P. Wetjen before the FIA Asia Derivative Conference

"Ensuring the Promise of a Centrally Cleared, Global Swaps Market: Next Steps" Thank you for that kind introduction, and my thanks as well to the Futures Industry Association for having me here to speak at this year's Asia Derivatives Conference. I ...
 CFTC.gov1 month ago

Ogra asked to fix a reasonable benchmark of UfG

November 25, 2014 The government has directed the Oil and Gas Regulatory Authority (Ogra) to fix a reasonable benchmark of Unaccounted for Gas (UfG) due since January 2013 so that revenue requirements of the companies can be determined. ...
 Business Recorder2 months ago
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