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About 320 results for "fia financial regulations"

FIA EPTA explains modern market structure

Statement from FIA EPTA: New market structure regulations for Europe. The structure of the financial markets has changed considerably since the start of automated trading in the 90s. It has been noted many times over recent months that the current ... Automated Trader, 2 weeks ago

2 images for "fia financial regulations"

Yahoo! News Australia, 3 months ago
The Express Tribune, 5 months ago
Uganda Daily Monitor

Why your bank could be closed by the regulator

Financial industry players and the regulator would want to quickly forget the closure of Global Trust Bank whose impact, according to consumer activists, could impair the confidence of the population in financial institutions. Recently, Global ...
 Uganda Daily Monitor1 month ago

John Lothian Newsletter: Cross-Border Swap Dispute Risks Trade War, CFTC's Giancarlo Says; US regulator probes PIMCO ETF pricing; Nasdaq to administer data system behind three-hour trading halt

First Read The New Commissioner's Olive Branch Doug Ashburn, from FIA Burgenstock 2014 When Commissioner Scott OMalia left the CFTC last month to become the head of ISDA, many of us were worried the commission lost its voice of reason. For it ...
 John Lothian Newsletter1 week ago John Lothian Newsletter: Euronext to innovate across asset classes; CME says no current plans to introduce VSR in corn futures; Goldman Sachs-Led Group Near Deal to Buy Messaging Startup Perzo  John Lothian Newsletter6 days ago John Lothian Newsletter: Shareholders give LSE green light for Frank Russell deal; U.S. regulator would welcome delay of EU clearing rules; ICE to Acquire Majority Stake in Holland Clearing House  John Lothian Newsletter3 weeks ago John Lothian Newsletter: SEC's Piwowar proposes alternative to broker fiduciary rules; USD617 Billion in Japan Stock Orders Scrapped After Error; BATS Delays New Feed Launch After SEC Extends Review Period  John Lothian Newsletter14 hours ago

W&S Launches FIA With Goldman Proprietary Index

By Linda Koco InsuranceNewsNet Insurance holding company Western & Southern Financial Group said in mid-September that it would soon issue a fixed index annuity (FIA) that includes a Goldman, Sachs & Co. proprietary index option. What kind of FIA ...
 Insurance News Net2 days ago

Feedback from the Altrisk FIA Power Roundtable series

Altrisk and the FIA hosted the second in a series of power roundtables aimed at independent financial advisors on Thursday 21 August 2014 . This session covered an analysis of FAIS Ombud processes and decisions, the lessons learned over the years ...
 Cover Publications2 days ago The implications of FAIS Ombud Rulings for your business  Insurance Gateway2 days ago FIA roadshow 2014 - Building a future in Financial Services  FAnews3 weeks ago

FIA roadshows highlight the important role of intermediaries

01 September 2014 Jonathan Faurie Jonathan Faurie, FAnews Journalist The Financial Intermediaries Association of Southern Africa's (FIA) yearly roadshows kicked off in Pretoria last week, and the FAnews attended the Johannesburg ...
 FAnews1 month ago The FSB wants to become the industry's new best friend  FAnews4 weeks ago

September deadline for CCP recognition FIA Europe

FIA Europe, a derivatives industry trade body, is urging agreement by European Union and United States regulators on mutual recognition of central counterparties (CCPs) next month to avoid a major disruption to trading. European recognition of ...
 The Trade News1 month ago

Uganda Anti-Money Laundering Agency Starts [interview]

After the Anti-Money Laundering Bill was accented into an Act of Parliament, the Financial Intelligence Authority has been set up. Senior lawyer, Sydney Asubo was appointed the interim Executive Director, Below are excerpts of an interview he gave ...
 Individual.com2 days ago

Treasury's Lew warned China on antitrust probes of foreign firms: WSJ

U.S. Treasury Secretary Jack Lew testifies before a Senate Banking, Housing and Urban Affairs Committee hearing on the Financial Stability Oversight Council's annual report, on Capitol Hill in Washington, in this June 25, 2014 file photo. Credit: ...
 Reuters2 weeks ago

Appointment of Kathleen Traynor as Non-Executive Director at Abide Financial

Kathleen Traynor has been appointed as a Non-Executive Director to its Board of Directors Abide Financial today announced that Kathleen Traynor has been appointed as a Non-Executive Director to its Board of Directors, effective immediately. Collin ...
 PRWeb3 weeks ago
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