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About 380 results for "fia financial regulations"

FIA joint response to Australian proposals on benchmark regula...

FIA, ASIFMA and ISDA submitted a joint response to the Council of Financial Regulators Consultation Paper on Financial Benchmarks Regulatory Reform. The three trade associations support the overall objectives of financial benchmark regulation and ... FIA, 1 week ago
Asset Servicing Times

Five Industry Associations Publish SFTR Information Statement

LONDON--( BUSINESS WIRE )--The Association for Financial Markets in Europe (AFME), FIA, the International Capital Market Association (ICMA), the International Swaps and Derivatives Association, Inc. (ISDA) and the International Securities Lending ...
 Business Wire1 month ago FIA concerned over leverage ratio revisions  Asset Servicing Times1 month ago
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Sys-Con Media

Lincoln Financial: FIA World Now A Long Bore Through A Hard Board

Lincoln Financial's CEO says the fixed indexed annuity industry might need one of these. The CEO of a large variable annuity seller said Thursday he expects VAs will have a market advantage in dealing with the Department of Labor's fiduciary rule ...
 Insurance News Net3 weeks ago IALC: Disappointed In New DOL Regulations  Insurance News Net1 month ago Indexed Annuity Leadership Council Releases Statement on New DOL Regulations  Sys-Con Media1 month ago Nationwide Releases FIAs With Joint Option  Insurance News Net6 days ago
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WorldNetDaily

GreenKey to Launch Instant Messenger Aggregator to Help Financial Market Firms Comply with Regulations

CHICAGO and LONDON , April 14, 2016 /PRNewswire/ -- GreenKey , creator of an award-winning voice-driven collaboration platform for global financial market participants, announced that in early May, the firm will launch its newest tool designed to ...
 WorldNetDaily1 month ago
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Bridging the Week: Report Cards; EFRPs; Market Disruption; HFT; Algorithmic Trading; Cybersecurity [VIDEO]

Spring semesters may not yet have ended at local schools and colleges, but the Financial Industry Regulatory Authority last week distributed early report cards to its members on potential spoofing and layering activity that they or their clients may ...
 National Law Review3 weeks ago

FIA issues fourth version of Guide to Customer Fund Protections

WASHINGTON, D.C., Nov. 25, 2014—FIA today issued an updated version of its guide to the rules and regulations relating to customer fund protections in the U.S. The guide, which was first issued in February 2012, provides futures commission ...
 FIA3 weeks ago FIA issues Guide on the Development and Operation of Automated Trading Systems  FIA3 weeks ago

JLN Financials: EU rejects Mifid II trading reforms; Global Government Debt Is Actually Triple What We Thought, Thanks to Pensions; The blockchain in finance Hype springs eternal

First Impressions Boca Bits & Pieces JLN Staff Happy St. Patrick's Day, or as it is called during the FIA Boca conference, Happy Pat Kenny CQG Green Shirt Day. Pat Kenny , the most interesting man in the world who is not being sent to Mars, ...
 John Lothian Newsletter2 months ago JLN Options: Global Volatility Summit sees hedge funds debate the price of fear; How Will NASDAQ's Equity Option Volumes Be Affected By The ISE Acquisition?; Options market flips to bet on stronger euro into April  John Lothian Newsletter2 months ago JLN Options: Stock Volatility Powers Biggest Quarter for Macro Options in 4 Years; Earnings Blowups Have Tech Investors Seeking Options Hedges; Euro Swaptions Near One-Year Low Face Political Risks Chart  John Lothian Newsletter1 month ago JLN Options: Options Investors Fear the Bear But Embrace Volatility; EU Referendum Heightens Need For Sterling Protection; Deutsche Boerse says Brexit is a risk for any US suitors for LSE  John Lothian Newsletter1 month ago

JLN Financials: Fed Keeps Interest Rates Steady but Affirms Plan to Pursue Increase; Banks face slump in trading revenue as bad volatility bites; Bankers fear loss of one-quarter of business to fintech firms

First Impressions Boca Bits & Pieces Tuesday If there are two trends that continue to re-emerge each FIA conference, they are that regulation is STILL the number one challenge for the industry, and technology solutions continue to address many ...
 John Lothian Newsletter2 months ago

Choke up the poisonous pipelines

The club of rich nations (the group of seven) has pledged to clamp down on financial support for terrorist networks, with a plan to step up intelligence-sharing, freeze assets and tighten reporting rules on international transfers. The club of ...
 Frontier Post1 day ago
Uganda Daily Monitor

Islamic banking cleared for business, says regulator

Kampala. Almost eight years since the discussion started, commercial banks in Uganda can now offer Islamic banking products. This is after the legal restrictions that made it difficult to have such an alternative model of banking were amended. ...
 Uganda Daily Monitor1 week ago Uganda: Islamic Banking Cleared for Business, Says Regulator  AllAfrica.com1 week ago The success stories of Islamic Banking elsewhere will be replicated in Uganda  Newz.ug1 week ago Islamic Banking Makes Debut in Rwanda  Footprint to Africa.com1 week ago
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