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About 332 results for "fia financial regulations"

FIA is preparing a response on Australian Financial Benchmarks...

FIA intends to respond to the Australian Council of Financial Regulators (CFR) which released a consultation paper on the regulation of financial benchmarks in Australia on 31 March. The CFR is the coordinating body for Australia's main financial ... FIA, 4 weeks ago
LifeHealthPro

Lincoln Financial: FIA World Now A Long Bore Through A Hard Board

Lincoln Financial's CEO says the fixed indexed annuity industry might need one of these. The CEO of a large variable annuity seller said Thursday he expects VAs will have a market advantage in dealing with the Department of Labor's fiduciary rule ...
 Insurance News Net8 hours ago Key moments in the evolution of Fixed Indexed Annuities  LifeHealthPro1 month ago Knighthead Annuity launches first fixed index annuity for global clients  Insurance Business Review1 month ago Are FIAs Filling the Variable Annuity Void?  Insurance News Net1 month ago
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Asset Servicing Times

Five Industry Associations Publish SFTR Information Statement

LONDON--( BUSINESS WIRE )--The Association for Financial Markets in Europe (AFME), FIA, the International Capital Market Association (ICMA), the International Swaps and Derivatives Association, Inc. (ISDA) and the International Securities Lending ...
 Business Wire3 weeks ago FIA concerned over leverage ratio revisions  Asset Servicing Times3 weeks ago
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WorldNetDaily

GreenKey to Launch Instant Messenger Aggregator to Help Financial Market Firms Comply with Regulations

CHICAGO and LONDON , April 14, 2016 /PRNewswire/ -- GreenKey , creator of an award-winning voice-driven collaboration platform for global financial market participants, announced that in early May, the firm will launch its newest tool designed to ...
 WorldNetDaily3 weeks ago
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Bridging the Week: Report Cards; EFRPs; Market Disruption; HFT; Algorithmic Trading; Cybersecurity [VIDEO]

Spring semesters may not yet have ended at local schools and colleges, but the Financial Industry Regulatory Authority last week distributed early report cards to its members on potential spoofing and layering activity that they or their clients may ...
 National Law Review3 days ago

FIA issues fourth version of Guide to Customer Fund Protections

WASHINGTON, D.C., Nov. 25, 2014—FIA today issued an updated version of its guide to the rules and regulations relating to customer fund protections in the U.S. The guide, which was first issued in February 2012, provides futures commission ...
 FIA6 days ago FIA issues Guide on the Development and Operation of Automated Trading Systems  FIA6 days ago

JLN Financials: EU rejects Mifid II trading reforms; Global Government Debt Is Actually Triple What We Thought, Thanks to Pensions; The blockchain in finance Hype springs eternal

First Impressions Boca Bits & Pieces JLN Staff Happy St. Patrick's Day, or as it is called during the FIA Boca conference, Happy Pat Kenny CQG Green Shirt Day. Pat Kenny , the most interesting man in the world who is not being sent to Mars, ...
 John Lothian Newsletter1 month ago JLN Options: Global Volatility Summit sees hedge funds debate the price of fear; How Will NASDAQ's Equity Option Volumes Be Affected By The ISE Acquisition?; Options market flips to bet on stronger euro into April  John Lothian Newsletter1 month ago JLN Options: Stock Volatility Powers Biggest Quarter for Macro Options in 4 Years; Earnings Blowups Have Tech Investors Seeking Options Hedges; Euro Swaptions Near One-Year Low Face Political Risks Chart  John Lothian Newsletter1 week ago JLN Options: Options Investors Fear the Bear But Embrace Volatility; EU Referendum Heightens Need For Sterling Protection; Deutsche Boerse says Brexit is a risk for any US suitors for LSE  John Lothian Newsletter2 weeks ago

JLN Financials: Fed Keeps Interest Rates Steady but Affirms Plan to Pursue Increase; Banks face slump in trading revenue as bad volatility bites; Bankers fear loss of one-quarter of business to fintech firms

First Impressions Boca Bits & Pieces Tuesday If there are two trends that continue to re-emerge each FIA conference, they are that regulation is STILL the number one challenge for the industry, and technology solutions continue to address many ...
 John Lothian Newsletter1 month ago

Pause for thought… Latest regulation might be a step too far for South Africa's financial and insurance advisers

Justus van Pletzen, CEO of the FIA. South Africa's business community is being stifled by over-regulation. Nowhere is this more evident than in the financial services industry where financial advisers and insurance brokers (referred to as ...
 FAnews2 months ago Latest regulation might be a step too far for South Africa's financial and insurance advisers  Insurance Gateway2 months ago

Clutch Group Sponsors the 38th Annual Futures Industry Association (FIA) Law & Compliance Conference in Baltimore, Maryland

In addition to sponsoring, Clutch Group will be showcasing their data analytics capabilities for litigation, investigation, trade reconstruction, and surveillance. Baltimore, MD (PRWEB) May 05, 2016 Clutch Group, a leading legal, risk, and ...
 Benzinga.com23 hours ago
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