The US' Financial Industry Regulatory Authority has ordered Barclays Capital to pay New York based trader Dong Kun Lee $2.1m after the bank fired him in connection with the Libor fixing scandal. According to regulatory filings, the watchdog said ... International Business Times Canada, 1 week ago
Barclays Pays Fired NY Trader Dong Kun Lee $2.1m - International Business Times UK, 1 week ago
The Financial Industry Regulatory Authority (FINRA) announced Mike Rufino as head of Member Regulation Sales Practice. Rufino began his career with the NYSE in 1988 and led the Sales Practice Regulatory Unit prior to the NYSE's merger with FINRA in ...S&P Capital IQ Power Moves, 2 weeks ago Super reforms to test big four, AMP monopoly Australian Banking & Finance, 1 week ago Financial inclusion: Journey so far and road ahead India Infoline, 1 week ago FPSB India organizes the Financial Planning Symposium 2013-2014 IndiaPRwire, 2 weeks ago
With a goal to provide financial inclusion through mobile phones, Telecom Regulatory Authority of India (TRAI) has released a consultation paper, seeking comments on use of unstructured supplementary service data (USSD)-based mobile banking services. USSD is ...The Hindu, 2 months ago Trai comes out with mobile banking tariff limit, guidelines [Mint, New Delhi] BusinessWeek, 1 week ago
TOKYO (Reuters) - Japan's finance-industry regulator has set up a panel to study regulation of the country's financial benchmarks as part of increased global scrutiny following public outrage over scandals involving manipulation of interbank lending ...Reuters India, 2 weeks ago Fund managers cautious on regulatory risk over US banks Fund Strategy, 2 weeks ago REFILE-Japan sets up expert panel to study benchmark rate regulation Reuters UK, 2 weeks ago We looked at the impact of regulations at financial institutions Consumer Financial Protection Bureau, 2 weeks ago
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Understanding financial certifications - How do you know if your advisor has the right skills to meet your investment needs?
The Investment Industry Regulatory Organization of Canada (IIROC) is issuing this Investor Bulletin to help investors understand what certain financial certifications mean, what it takes to achieve them and to offer resources that provide important ...Canada NewsWire, 1 week ago Why India needs real estate investment trusts Economic Times, 1 week ago
Aerocrine: Aerocrine's Industry Leading FeNO-Measuring Device NIOX MINO(R)-09 Cleared for Commercialization in Japan
Regulatory News: Aerocrine AB (STO:AERO-B) announces today that Japanese health authorities have approved the use of its FeNO-measuring device NIOX MINO(R) as a tool for assessing patients with airway inflammation such as asthma. On November 19, ...Individual.com, 2 weeks ago Aerocrine's industry leading FeNO-measuring device NIOX MINO®-09 cleared for commercialization in Japan NASDAQ OMX, 2 weeks ago Aerocrine: Aerocrines Industry Leading FeNO-Measuring Device NIOX MINO®-09 Cleared for Commercialization in Japan Quoteline, 2 weeks ago AEROCRINE AB : Aerocrine: Aerocrine's Industry Leading FeNO-Measuring Device NIOX MINO®-09 Cleared for Commercialization in Japan 4 Traders, 2 weeks ago
The licence of ICICI Banks Doha branch has been upgraded to Category I by the Qatar Financial Centre Regulatory Authority (QFCRA). With the upgraded licence, the branch, which has been operating since 2007, can now accept deposits and provide credit to ...Business Line, 2 months ago ICICI Bank Qatar branch upgraded Economic Times, 2 months ago
ISLAMABAD: The influential textile lobby has got some relief as the Oil and Gas Regulatory Authority (Ogra) has refused to get involved in the energy efficiency audit of captive power plants, saying the exercise could not be called a regulated ...The Express Tribune, 1 week ago
SEI Investments has been fined 900,200 by the Financial Conduct Authority for client money breaches. Under the regulators client money rules, firms are required to keep client money separate from the firms money in client bank accounts with trust ...International Adviser, 1 week ago
In the face of rapid regulatory changes, Malta's financial services industry had little option but to seek a path of balanced innovation, according to Finance Minister Edward Scicluna. "Hard as it may get, there is really no alternative. We can ...Malta Independent Daily, 2 weeks ago Viewpoint: Trust in financial services relies on right and wrong EveryInvestor, 2 weeks ago
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