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About 842 results for "financial industry regulatory authority"

Chevron Corporation (CVX) Stock Short Interest Update: How The Stock Can Rebound
Bidness Etc

Chevron Corporation (CVX) Stock Short Interest Update: How The...

short interest data was released by the Financial Industry Regulatory Authority (FINRA) on August 26. Bidness Etc discusses the short interest for Chevron Corporation ( NYSE:CVX ) and compares it with the preceding fortnightly period. The short ... Bidness Etc, 2 days ago
NGO Watch

IMF Warns UAE of Regulatory Risks in Islamic Finance Industry

The UAE needs to introduce more regulation to increase the stability of its Islamic finance industry, according to the IMF's annual report on the country. It must tailor [its] regulatory and supervisory frameworks to adequately address Islamic ...
 NGO Watch2 weeks ago Ethical Finance Experts to tackle question: Can Islamic Finance Governance Structures be used to Protect Reputation of Global Ethical Banking?  GulfNews247.com1 day ago
International Adviser

UK Gov't launches review of financial advice industry...

The review is going to look into the regulatory barriers firms may face when providing advice as well as seeking to address any issues that might be putting off consumers from seeking advice. It will consider all types of retail financial ...
 International Adviser3 weeks ago Stuart Wilson: The price of advice - time for something in between?  Financial Reporter2 days ago
ACQ Magazine

Industry survey seeks to establish cost of regulation to financial advisers

The Association of Professional Financial Advisers [APFA] said that it was "more important than ever" for the trade body to hold accurate data, ahead of the publication of the Financial Advice Market Review (FAMR) by the UK government and ...
 ACQ Magazine1 week ago Promontory Financial Settles With New York Regulator  ACQ Magazine1 week ago

FIX Trading Community announces new Regulatory subgroups focused on MiFID

FIX Trading Community , the non-profit, industry-driven standards body at the heart of global financial trading, today announced that it has formed six new subgroups focused on MiFID II regulation for the industry to collaborate on the most critical ...
 RFPConnect2 weeks ago
Insecure About Security

Discover Financial Services Will Continue To Outperform American Express

Aug. 25, 2015 11:20 AM ET | About: Discover Financial Services (DFS), Includes: AXP by: Celan Bryant Summary Discover Financial Services has a 5yr price return of 280% compared to American Express' 89%. Discover Financial Services won ...
 Seeking Alpha2 days ago In-sourcing and Outsourcing E-discovery: Teaching the Enterprise to Fish  Insecure About Security1 week ago

Chicago Magazine Publishes Brad Phillips of Lakeshore Financial in the exclusive list of 2016 Five Star Wealth Managers

Brad Phillips - 2016 Five Star Wealth Manager I have been in the financial services industry for over thirty years. During that time it has always been my goal to serve my clients with sound guidance and open communication. Chicago, IL ...
 PRWeb4 days ago
Seeking Alpha

Ladenburg Thalmann: Well-Positioned Player In An Industry Ripe For A Turnaround

nn Financial Services Inc. (LTS), Includes: LPLA by: TheBaron Investing Subscribers to SA PRO had an early look at this article. Learn more about PRO » Summary Ladenburg has 135 years of operating history, and has struggled along with ...
 Seeking Alpha1 week ago The Market Is Missing Two Major Catalysts In Amaya  Seeking Alpha1 day ago

Irda chief urges firms to redesign products, offer simpler policies

Mumbai: India's insurance regulator on Friday urged the industry to redesign products, offer simpler policies and rebalance the utilization of premiums collected from customers to enhance insurance penetration. We need to ask what is the total ...
 Livemint.com1 week ago

Telecom industry urges TRAI to revise M&A policy

NEW DELHI: The telecom industry wants the regulator to take steps to revise the mergers and acquisitions policy to facilitate consolidation in an intensely competitive sector and help cut costs, improve services and reduce debt. "The industry strongly feels ...
 Economic Times1 month ago
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