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About 972 results for "financial services commission"

Garrison Financial Corp Sells 2,500 Shares of JB Hunt Transport Services Inc. (JBHT)

Retirement Systems of Alabama Acquires 100,476 Shares of The H...

Retirement Systems of Alabama raised its stake in shares of The Hartford Financial Services Group Inc. (NYSE:HIG) by 31.1% during the second quarter, according to its most recent Form 13F filing with the SEC. The firm owned 423,479 shares of the ... American Banking News, 5 minutes ago

Lawmakers Slam Wells Fargo CEO at House Financial Services Committee Hearing

WASHINGTON — Angry lawmakers heaped another round of blistering criticism on Wells Fargo's CEO, pressing Thursday for details about what senior managers knew about allegedly illegal sales practices and when any concerns were disclosed. Chief ...
 Yahoo! Finance10 hours ago

SEC to Hold Forum to Discuss Fintech Innovation in the Financial Services Industry

Forum to be Held on November 14 at SEC Headquarters Washington D.C., Sept. 27, 2016 — The Securities and Exchange Commission today announcedit will host a public forum to discuss financial technology (Fintech) innovation in the financial ...
 SEC Filings2 days ago FINTECH : SEC to Hold Forum to Discuss Fintech Innovation in the Financial Services Industry  4 Traders2 days ago

EF Hutton Announces Unlimited Trading With No Commission And No Commission Investment Advisory Services

SPRINGFIELD, Ohio, Sept. 28, 2016 /PRNewswire/ -- EF Hutton America (symbol: HUTN) announced today the introduction of a set of new financial products that will provide Main Street investors with greater choices and the best value. EF Hutton, long ...
 4 Traders1 day ago EF Hutton America, Inc. (HUTN: OTC Pink Current) | EF Hutton Announces Unlimited Trading With No Commission And No Commission Investment Advisory Services  OTC Markets1 day ago

UBS Financial Services Hit With $15-Million Penalty

(HedgeCo.Net) The Securities and Exchange Commission today announced that UBS Financial Services has agreed to pay more than $15 million to settle charges that it failed to adequately educate and train its sales force about critical aspects of ...
 HedgeCo11 hours ago

Public Service Commission on submission of financial disclosure

Inaccurate reporting regarding submission of financial disclosure forms by national departments and provinces for the 2015/16 financial year In terms of the Financial Disclosure Framework every designated employee (senior manager) should, not ...
 South African Government18 hours ago South Africa: Public Service Commission On Submission of Financial Disclosure  AllAfrica.com14 hours ago

Testimony of Federal Insurance Office Director Michael McRaith before House Financial Services Subcommittee on Housing And Insurance

MIL OSI USA Source: United States Treasury Headline: ​ Chairman Luetkemeyer, Ranking Member Cleaver, Members of the Subcommittee, thank you for inviting me to testify today on the impact of U.S. EU dialogues on insurance markets. Today's ...
 Foreign day ago Testimony of Treasury Secretary Jacob J. Lew Before the House Financial Services Committee  Foreign week ago

House Financial Services Committee Takes Aim at the CFPB

While the CFPB has been busy revamping debt collection rules, including those required by the Fair Debt Collection Practices Act (FDCPA), lawmakers are doing a bit of revamping of their own. Earlier this month, the Financial CHOICE Act passed the ...
 JD Supra3 days ago Financial CHOICE Act Approved by House Financial Services Committee  National Law Review1 week ago

DFSA signs MoU with Jordan Securities Commission

The Dubai Financial Services Authority (DFSA) earlier this week signed a Memorandum of Understanding (MoU) with the Jordan Securities Commission (JSC).The MoU is the latest in a series of strategic reach outs to regional market regulators by the ...
 FTSE Global Markets2 days ago Dubai Financial Services Authority strengthens regional regulatory co-operation  WAM.ae2 days ago

SIX Securities Services: 50% of Financial Institutions Face Increasing Client Requests for Asset Segregation

Independent research commissioned by SIX Securities Services , has revealed that that over two thirds (64%) of financial institutions are concerned that agent banks have both custody and investment business lines. An inability to separate these two ...
 RFPConnect1 day ago
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