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About 801 results for "finma"

Zero Hedge

'Clear attempt' to manipulate precious metals benchmarks at UB...

LONDON Nov 12 (Reuters) - Swiss regulator FINMA said on Wednesday that it found a clear attempt to manipulate precious metals benchmarks during its probe of precious metals and foreign exchange trading at UBS. "The behaviour patterns in ... Reuters Africa, 1 week ago
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9 images for finma

BusinessWeek, 1 week ago
BusinessWeek, 1 week ago
BusinessWeek, 1 week ago
Bidness Etc, 1 week ago
4 Traders, 1 week ago
4 Traders, 1 week ago
Reuters, 3 weeks ago
The Local Switzerland, 3 weeks ago
The Local Switzerland, 3 weeks ago
Bidness Etc

Lenders Fined $3.4 Billion In Global Forex Probe

Five global lenders have jointly been fined $3.4 billion by the FCA, CFTC, and FINMA in light of the forex probe that was settled Wednesday Published: November 12, 2014 at 1:59 pm EST By: Troy Kuhn Page 1 of 2 Click Ticker to See live ...
 Bidness Etc1 week ago Global regulators impose fines on RBS, JP Morgan, HSBC, Citi and UBS in forex probe  Investment Europe1 week ago Five Banks fined $3.4bn in FOREX probe  Daily Newswatch1 week ago The cartel at centre of forex rigging probe  Swiss Info1 week ago
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Irish Times

UBS to Cap Bonus of Forex and Metals Staff on FINMA Orders

UBS AG ( UBS ) is set to limit the bonus of its employees in its foreign exchange and precious metals business globally, as part of the corrective measures imposed by The Swiss Financial Market Supervisory Authority FINMA. The measures were imposed ...
 Yahoo! Finance1 week ago UBS Bonus Cap, Morgan Stanley Accord, Juncker on Tax: Compliance  GARP1 week ago UBS ordered to cap bonuses for foreign-exchange bankers  Irish Times1 week ago IPO Deadline Looming, EU Taxes, Regulating Web: Compliance  GARP1 week ago
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BusinessWeek

UBS Precious Metals Misconduct Found by Finma in FX Probe

Switzerland 's regulator found serious misconduct by UBS AG (UBSN) employees in precious metals trading, particularly with silver, as part of its review of the bank's foreign-exchange business. Electronic chats played a key role in the improper ...
 Bloomberg1 week ago Finma's UBS Foreign-Exchange Settlement Includes Precious Metals  GARP1 week ago UBS tried to influence fixes, says regulator  BDlive1 week ago Swiss Regulator Finds 'Serious Misconduct' in UBS Precious-Metals Trading  Moneynews1 week ago
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FX Rigging Scandal Aftermath: No Blood on the Streets, but Trading Margins Will Contract

Regulators around the world today, including the FCA, CFTC, and FINMA, issued their long awaited penalties to banks for their involvement in collusion of FX prices during the key 4PM GMT London Fix. Banks will now be on the hook for billions of ...
 Forex Magnates1 week ago

Swiss FINMA says current and ex-UBS traders, managers in FX probe

ZURICH Nov 12 (Reuters) - The head of Switzerland's financial regulator said on Wednesday the watchdog had begun enforcement against former and current UBS employees, ranging from foreign exchange traders to senior unit managers, in a manipulation ...
 Reuters Africa1 week ago

FINMA says found misconduct of UBS employees in precious metal trading

ZURICH Nov 12 (Reuters) - Switzerland's financial regulator FINMA said on Wednesday it had found serious misconduct by UBS employees in precious metals trading in its investigation into foreign exchange manipulation. "During its ...
 Reuters Africa1 week ago
BusinessWeek

UBS Ordered to Give Up $139 Million in Profit by Finma

UBS AG (UBSN) was ordered to give up 134 million Swiss francs ($139 million) in profit after the Swiss financial markets regulator determined the bank's employees tried to manipulate foreign-exchange benchmarks. UBS severely violated the ...
 Bloomberg1 week ago
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UBS Participates in Regulatory Resolutions of Industry-Wide FX Matter

Foreign-exchange related investigations resolved with FINMA, CFTC, FCA Total charges fully provisioned in third quarter of 2014 ZURICH, Switzerland & BASEL, Switzerland--(BUSINESS WIRE)--November 12, 2014-- Regulatory News: UBS ...
 Scottrade1 week ago UBS Group AG and UBS AG Announce Successful Conclusion of Initial Acceptance Period and Preliminary Interim Results of Share-for-Share Exchange Offer  CNBC3 days ago REG-UBS AG UBS Group AG and UBS AG Announce Successful Conclusion of Initial Acceptance Period and Preliminary Interim Results of Share-for-Share Exchange Offer  Reuters2 days ago UBS sees strong support for its share-for-share exchange offer - reduces minimum acceptance condition and extends initial acceptance period  CNBC1 week ago
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Investing.com

Bank Of England Governor Mark Carney Urges Putting Bankers' 'Fixed Pay At Risk' To Curb Misconduct

Last week, the U.K.'s Financial Conduct Authority, US CFTC and Swiss FINMA fined six banks $3.3bn for misconduct in FX markets -- misconduct that went on long after banks had already been fined for abusing interbank interest rate benchmarks, Carney ...
 Austin American Statesman6 days ago BoE Governor Suggests Curbs On Bankers' Fixed Pay  Investing.com6 days ago
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