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About 802 results for "finma"

Cembra Money Bank AG reports conclusions of FINMA investigatio...

1:00am EST Cembra Money Bank AG:Reports conclusions of FINMA investigation about collaboration with former credit agent.FINMA has concluded enforcement proceedings against Cembra Money Bank regarding its relationships with credit agents and ... Reuters, 1 day ago

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UBS participates in regulatory resolutions of industry-wide FX matter

Zurich/Basel UBS has reached resolutions with the Swiss Financial Market Supervisory Authority (FINMA), the US Commodity Futures Trading Commission (CFTC) and the UK Financial Conduct Authority (FCA) in connection with their industry-wide ...
 The Asian Banker1 month ago FINMA Takeover Committee approves appeals against TOB's decision 580/01 regarding Swisslog Holding AG  Noodls1 month ago FINMA sanctions foreign exchange manipulation at UBS  Noodls1 month ago FINMA takes multi-faceted action against UBS for FX rate manipulation  LeapRate1 month ago

UBS to Cap Bonus of Forex and Metals Staff on FINMA Orders

UBS AG ( UBS ) is set to limit the bonus of its employees in its foreign exchange and precious metals business globally, as part of the corrective measures imposed by The Swiss Financial Market Supervisory Authority FINMA. The measures were imposed ...
 Yahoo! Finance1 month ago
4 Traders

'Clear attempt' to manipulate precious metals benchmarks at UBS-FINMA

LONDON Nov 12 (Reuters) - Swiss regulator FINMA said on Wednesday that it found a clear attempt to manipulate precious metals benchmarks during its probe of precious metals and foreign exchange trading at UBS. "The behaviour patterns in ...
 Reuters Africa1 month ago Clear attempt to manipulate precious metals benchmarks at UBS: FINMA  Reuters Canada1 month ago UPDATE 1-Clear attempt to manipulate precious metals benchmarks at UBS-FINMA  CNBC1 month ago UBS Made "Clear Attempts" to Manipulate Precious Metals Fixes  TheStreet.com1 month ago

UBS Precious Metals Misconduct Found by Finma in FX Probe

Switzerland 's regulator found serious misconduct by UBS AG (UBSN) employees in precious metals trading, particularly with silver, as part of its review of the bank's foreign-exchange business. Electronic chats played a key role in the improper ...
 Bloomberg1 month ago Finma's UBS Foreign-Exchange Settlement Includes Precious Metals  GARP1 month ago

Swiss FINMA says current and ex-UBS traders, managers in FX probe

ZURICH Nov 12 (Reuters) - The head of Switzerland's financial regulator said on Wednesday the watchdog had begun enforcement against former and current UBS employees, ranging from foreign exchange traders to senior unit managers, in a manipulation ...
 Reuters Africa1 month ago

FINMA says found misconduct of UBS employees in precious metal trading

ZURICH Nov 12 (Reuters) - Switzerland's financial regulator FINMA said on Wednesday it had found serious misconduct by UBS employees in precious metals trading in its investigation into foreign exchange manipulation. "During its ...
 Reuters Africa1 month ago

UBS Ordered to Give Up $139 Million in Profit by Finma

UBS AG (UBSN) was ordered to give up 134 million Swiss francs ($139 million) in profit after the Swiss financial markets regulator determined the bank's employees tried to manipulate foreign-exchange benchmarks. UBS severely violated the ...
 Bloomberg1 month ago

Bank Of England Governor Mark Carney Urges Putting Bankers' 'Fixed Pay At Risk' To Curb Misconduct

Last week, the U.K.'s Financial Conduct Authority, US CFTC and Swiss FINMA fined six banks $3.3bn for misconduct in FX markets -- misconduct that went on long after banks had already been fined for abusing interbank interest rate benchmarks, Carney ...
 Austin American Statesman1 month ago BoE Governor Suggests Curbs On Bankers' Fixed Pay  Investing.com1 month ago

Change in FINMA Executive Board

Nina Arquint, Head of the Strategic Services division, will leave the Swiss Financial Market Supervisory Authority FINMA and hand over her responsibilities on 1 January 2015. Her successor is Rupert Schaefer, who currently manages the International ...
 Noodls2 days ago Schaefer takes over Finma Strategic Services division  Investment Europe3 days ago Swiss regulator bids farewell to head of Strategic Services division  LeapRate3 days ago
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