Your browser does not support JavaScript or it may be disabled!
rediff.com
 India As It Happens
Rediff Labs will showcase innovative products that rediff is working on behind the scenes.
News   |   Images
NEWS ON MOBILE
Get Realtime News
on your webpage

About 803 results for "finra"

FINRA Appoints a New President-CEO

New FINRA Exec from Cleary Gottlieb Steen & Hamilton The Financial Industry Regulatory Authority ( FINRA ) reports that its board has named Robert W. Cook as its president and chief executive officer, effective the second half of 2016. He ... Financial Technologies Forum, 8 hours ago
[x]  

121 images for finra

Reuters UK, 1 week ago
Dealbreaker, 1 week ago
Federal Register, 3 days ago
Federal Register, 3 days ago
Federal Register, 3 days ago
Federal Register, 3 days ago
Federal Register, 3 days ago
Federal Register, 3 days ago
Huffington Post, 4 days ago
Business Insider Malaysia, 5 days ago
Federal Register

SR-FINRA-2016-022

Proposed Rule Change Relating to the Panel Selection Process in Customer Cases with Three Arbitrators. Financial Industry Regulatory Authority, Inc. (FINRA) is filing with the Securities and Exchange Commission (SEC or Commission) a proposed ...
 FINRA4 days ago BRAVATEK SOLUTIONS, INC. : Other Events (form 8-K)  4 Traders5 days ago Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirem  Federal Register6 days ago
Yahoo! Canada

Got A Problem With Your Broker? Call FINRA.

FINRA helpline leads to $1.6 million in reimbursements
 Forbes.com1 week ago FINRA Publishes Targeted Exam Letter for Mutual Fund Waiver Sweep  National Law Review1 week ago

SEC Approves Revised FINRA Margin Requirements Rule

On June 15, the Securities and Exchange Commission approved on an accelerated basis proposed amendments to FINRA Rule 4210 to establish margin requirements for TBA transactions, Specified Pool Transactions and certain forward transactions involving ...
 Lexology6 days ago

Korn Ferry's Board & CEO Services Practice Led FINRA CEO Placement

WASHINGTON--( BUSINESS WIRE )--Korn Ferry's Board & CEO Services Practice today announced the appointment of Robert W. Cook as President and Chief Executive Officer of The Financial Industry Regulatory Authority ( FINRA ). At the direction of FINRA, ...
 Business Wire1 week ago Korn Ferry's Board and CEO Services Practice Led FINRA CEO Placement  SPi World News1 week ago KORN FERRY : 's Board & CEO Services Practice Led FINRA CEO Placement  4 Traders1 week ago
[x]  

IEX exchange bid should be judged on its own merits - FINRA chief

By John McCrank NEW YORK (Reuters) - A proposal to let U.S. stock exchanges delay order responses by less than a millisecond will likely move ahead, paving the way for "Flash Boys" heroes IEX Group to become an exchange, the head of Wall Street's self-funded ...
 Sify2 months ago

Notice to Merrill Lynch Customers Who Invested in Strategic Return Notes: SEC and FINRA Levy $15 Million in Fines for Failing to Disclose Material Facts in Sales of Structured Notes

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (K&T), www.nasd-law.com, announced today that it has expanded its investigation into Merrill Lynch's sale of Strategic Return Notes. The SEC and FINRA have collectively levied $15 Million ...
 Minyanville3 days ago Klayman & Toskes, P.A. Expands Its Investigation into Merrill Lynch's Sale of Strategic Return Notes After Regulators Levy $15 Million in Fines for Failing to Disclose Material Facts  Bloomberg3 days ago Klayman & Toskes, P.A. : Expands Its Investigation into Merrill Lynch's Sale of Strategic Return Notes After Regulators Levy $15 Million in Fines for Failing to Disclose Material Facts  4 Traders3 days ago
[x]  
SPi World News

White Fox Ventures, Inc. (BVAPD: OTCQB) | Breathe ECig Corp Name Change, Symbol Change & Reverse Split to Go Effective at Market Open Wednesday, June 22, 2016

- Breathe ECig Corp (OTCQB: BVAP) has received final FINRA approval for its name change, symbol change and 1:100 Reverse Stock Split which will be effectuated at the open of trading Wednesday, June 22, 2016. The Company's official new name will be ...
 OTC Markets5 days ago BREATHE ECIG CORP : Name Change, Symbol Change & Reverse Split to Go Effective at Market Open Wednesday, June 22, 2016  4 Traders5 days ago Breathe ECig Corp Name Change, Symbol Change & Reverse Split to Go Effective at Market Open Wednesday, June 22, 2016  Sys-Con India5 days ago Canyon Gold Corp.: FINRA approves New Name  Financial Buzz1 week ago
[x]  

StereoVision and Inspirational Vision Media Complete Stock Swap Deal

- (SVE) a publicly traded Nevada corp. (OTC PINK "In preparing IVM for the SEC auditor and SEC/FINRA approval to become a publicly traded company, this SVE-IVM stock swap puts a net tangible asset on IVM's balance sheet with immediate effect," ...
 Yahoo! Finance6 days ago Stereo Vision Entertainment, Inc. (SVSN: OTC Pink Current) | StereoVision and Inspirational Vision Media Complete Stock Swap Deal  OTC Markets6 days ago
[x]  

FINRA Files Proposed Amendment to Margin Requirements for Credit Default Swaps Rule

On June 15, the Financial Industry Regulatory Authority filed with the Securities and Exchange Commission a proposed amendment to FINRA Rule 4240 (Margin Requirements for Credit Default Swaps). FINRA Rule 4240 implements a pilot program that imposes ...
 National Law Review1 week ago
Prev | Next
Personalize your Realtimeclose [x]
Add content to your personalized tab - My News
Add upto 6 topics of your interest:
for eg.2g Scam , World
1.
2.
3.
4.
5.
6.
Personalize the tabs display. ( You can add or remove the tabs )
AlertsGet updates on latest news & your favourite topics right in your inbox.Set an Alert|Manage your Alerts

Get

Realtime News

on your Webpage

Add Widget >Get your members hooked!
Related Queries - finra
    
Alerts
Get updated on latest news & your favorite topics right in your inbox!
 
More     Less