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About 19 results for "finsec law advisors"

All advisers could soon be accountable to Sebi
Livemint.com

All advisers could soon be accountable to Sebi

With Sebi's proposed changes to the investment adviser regulations, advisers may not have to register with the regulator. All persons giving financial advice will be deemed to be under Sebi's ambit If you are confused whether your distributor is an ... Livemint.com, 1 week ago

Proxy advisory cos against Cairn-Vedanta merger

Mumbai: While Vedanta shareholders on Friday approved its merger with Cairn India, two international proxy advisory firms, which offer independent opinion on major corporate developments, have advised against the $7-billion transaction. The ...
 Times of India2 weeks ago Proxy advisory companies against Cairn-Vedanta merger  Economic Times2 weeks ago

Crowdfunding firms seek clarity from Sebi on its notice..

Online equity crowdfunding platforms, several going through an identity crisis, are seeking clarity from India's capital markets regulator on the extent to which its recent cautionary notice would affect their operations. The Securities and ...
 TechGig6 days ago Crowd-funding firms jittery after Sebi notice, seek clarity  Economic Times6 days ago
Livemint.com

Yes Bank's aborted QIP under Sebi scanner

Sebi is investigating whether its listing norms were breached in Yes Bank's QIP offer, and the possibility of insider trading in the lender's stock Mumbai: The Securities and Exchange Board of India (Sebi) is examining whether its listing norms were ...
 Livemint.com1 week ago
DealStreetAsia

India: Special rights to PE investors may need minority shareholder nod

: The Securities and Exchange Board of India (Sebi) is considering allowing foreign portfolio investors (FPIs) who trade in the Indian markets through brokers to become members of stock exchanges in what could potentially be a big blow to local ...
 DealStreetAsia2 weeks ago Sebi may give FPIs bourse membership  Livemint.com2 weeks ago Investment done for client with privileged information prohibited: Sebi  Livemint.com1 month ago

Sebi warning turns off crowdfunding tap for startups

"If funds are raised through private placements on a platform, be it online or offline, it is not for Sebi to decide. Such activities are outside the jurisdiction of capital markets regulator. Sebi cannot stop us from using electronic platforms if ...
 TechGig2 weeks ago Sebi questions legality of crowd funding platforms serving startups; issues warning  Economic Times2 weeks ago Sebi, exchanges begin delisting drive for suspended companies  Business Standard India1 month ago Sebi to scrap crowdfunding norms: Sources  Business Standard India2 months ago

Most pending cases at SEBI more than two years old

Securities Appellate Tribunal has pulled up the regulator in the past for delays Investigations and case proceedings take a lot of time at the Securities and Exchange Board of India (SEBI) with a bulk of the pending cases being more than two ...
 The Hindu4 weeks ago

Haven's Way

Who wouldn’t like to own huge piles of beautiful cash, running into billions of bucks? Why, such persons could only be considered blessed. But it seems that even this talismanic breed now has a problem in this time and age of Panama Leaks. With the kind of ...
 The Financial Chronicle2 months ago
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