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About 31 results for "finsec law advisors"

Corp governance breach at Tata Group a case for Sebi: Finsec Law

There has been breach of corporate governance norms in the Tata Sons case whereby information not meant for certain people has been passed on says Sandeep Parekh, Founder of Finsec Law Advisors. He was speaking to CNBC-TV18 about non-public information ... Money Control, 2 months ago
Livemint.com

Mutual fund distributors can't offer incidental advice, asserts Sebi

Advising on the right mutual fund product is the job of a trained investment adviser, who does so against a fee from investors, says Sebi official In spite of several representations from the mutual fund industry and the Association of Mutual Funds ...
 Livemint.com2 weeks ago

Sebi may appoint three EDs shortly

MUMBAI: The Securities and Exchange Board of India is likely to appoint two external candidates and one internal employee as its executive directors (EDs) shortly . According to sources, Gyan Bhushan, a 1993-batch Indian Economic Service officer, ...
 Economic Times1 week ago
Financial Express

As Sebi cracks down, costs go up, popular P-Notes lose sheen

Investments in Indian capital markets via P-notes declined to R1.79 lakh crore in November 2016, the lowest in three years. Once a popular investment tool with foreign investors, participatory notes (P-Notes) apppear to be losing much of their ...
 Financial Express1 week ago
Livemint.com

One-third of Sebi orders were referred back by SAT last year

220 out of 750 cases heard at SAT were remanded back to Sebi. This is a jump over the 20% and 9% referral rate seen in the last two years, respectively Mumbai: Orders passed by the Securities and Exchange Board of India (Sebi) seem to be losing ...
 Livemint.com2 weeks ago

Nusli Wadia writes to SEBI; alleges insider trading by Tata Sons

MUMBAI: Nusli Wadia has shot off another letter to the Securities and Exchange Board of India (SEBI) alleging violation of insider trading norms by Tata Sons while purchasing shares of Tata Motors ahead of the extraordinary general meeting (EGMs) ...
 The Hindu3 weeks ago Sebi should probe Tatas over insider trading  Economic Times1 month ago
Indian Express

Sebi may re-look at scheme of arrangement rules

While processing the draft scheme, Sebi may seek clarifications from any entity relevant in this regard Market regulator Sebi is looking into regulations concerning clearance for scheme of arrangements such as merger and acquisitions by listed firms ...
 Indian Express3 weeks ago To check bypassing, Sebi may re-look at scheme of arrangement rules  Millennium Post3 weeks ago
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To be, or not to be, an independent director

The tussle between Ratan Tata and Cyrus Mistry, which started on October 24 and has snowballed into a full-blown corporate war, has brought to the fore the issue of independence of independent directors. Slowly and steadily, the noise is getting ...
 The Hindu1 month ago Tata vs Mistry: Independent directors queue up for legal opinion  Smart Investor1 month ago

Stock trading competitions can bring new investors: Experts

Market languishes at lower levels Market slumps in sudden sell off With capital markets seeking to attract new investors, regulator Sebi's proposal to ban competition or leagues related to stock trading could defeat this very purpose, experts say, ...
 Business Standard India1 month ago
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Times of India

Mistry accuses Tata Global of making false claim to bourses

Mumbai: Cyrus Mistry, who was ousted as chairman of Tata Global Beverages on Tuesday, has written to its company secretary V Madan asking how a false declaration about him being replaced by a majority decision of the board of directors was sent to ...
 Times of India2 months ago
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