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About 800 results for "fma"

FMA cracks down on late reporting

Company director fined $30,000 as watchdog targets firms that miss deadline for filing financial statements. Photo / Thinkstock New Zealand's market watchdog says a spate of prosecutions shows the consequences for firms which don't file ... New Zealand Herald, 2 weeks ago
Eight firms targeted over late filing, 3 weeks ago

91 images for fma

NBC Miami, 19 hours ago
MSN Canada, 1 week ago
MSN Canada, 2 weeks ago
Autofile Magazine, 2 weeks ago
Crowdfund Insider, 3 weeks ago
Terrapinn, 2 weeks ago, 3 weeks ago
Crowdfund Insider, 3 weeks ago
Scoop Asia, 3 weeks ago
Crowdfund Insider, 3 weeks ago

FMCA registers fees and other FMA fees and levies discussion document

The Ministry has issued a discussion document on proposals for fee setting related to the implementation of Phase 2 of the Financial Markets Conduct Act 2013 (FMCA). These fees are required to be in effect by 1 December 2014. The discussion ...
 Lexology2 weeks ago

FMA releases its Statement of Intent 2014/15 to 2018 and Statement of Performance Expectations

FMA has published its latest . This includes a description of FMA's strategic plan for the four year period from 2014 to 2018. FMA's operating intentions for the year ending 30 June 2015 are contained
 Lexology2 weeks ago FMA's workload increasing  Good Returns1 month ago

FMA publishes annual review of NZX regulatory obligations

FMA has published its annual General Obligations Review of NZX. A copy of the report is available here. The report lists 11 actions that NZX will take, in order to achieve further improvements in its arrangements for operating the markets. These ...
 Lexology2 weeks ago FMA publishes review of NZX regulatory obligations (Fuseworks)  Yahoo!Xtra4 weeks ago NZX gets good report card  New Zealand Herald4 weeks ago

FMA consults on the new accountability framework under the FMCA

FMA has released a consultation paper setting out FMA's current high level thinking about how debt issuers, managed investment scheme managers (including restricted scheme trustees), and supervisors will need to approach their roles under the new ...
 Lexology2 weeks ago Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act  Financial Markets Authority1 month ago

FMA consults on class exemption for IPOs

FMA are proposing to grant a class exemption along the lines of exemptions granted recently for some initial public offers (IPOs) to enable other IPOs to use similarly structured offer documents. The exemptions previously granted by FMA related to ...
 Lexology2 weeks ago NZX New Market Granted Ministerial Approval For Exemption  Asia Etrading2 weeks ago Boost for SMBs as Govt grants NZX exemption weeks ago NZX granted exemption  BusinessWeek3 weeks ago
The Press NZ

FMA to grant first equity crowdfunding licences

NEW SOURCE: Law change to allow entrepreneurs to use crowdfunding for shares. The long wait for entrepreneurs wanting to take advantage of equity crowdfunding is almost over. Financial Markets Authority (FMA) spokesman Andrew Park said the ...
 The Press NZ3 weeks ago New Zealand's FMA Ready to Grant The First Licenses to Equity Crowdfunding Platforms  Crowdfund Insider3 weeks ago Rippr May Be First Equity Crowdfunding Campaign in New Zealand  Crowdfund Insider1 week ago Equity crowdfunding licensed  The Press NZ3 weeks ago

Hotchin case still in the mix

Situation unclear on settlement talks with FMA after director's appeal last week. Former Hanover director Mark Hotchin. Photo / Paul Estcourt The regulator suing six former Hanover directors and promoters refuses to say whether or not Mark ...
 New Zealand Herald3 weeks ago Hotchin appeals ruling month ago Hotchin appeals 'truth and accuracy' ruling month ago

Directors charged for financial reporting lapses

FMA's head of enforcement Belinda Moffat. Seven directors of eight companies that raise funds from the public have been charged by market regulators for allegedly breaching the Financial Reporting Act. These firms had persistently failed to ...
 New Zealand Herald3 weeks ago

NZX compliance gets FMA pass mark

Photo / NZ Herald The Financial Markets Authority's annual review has given NZX a pass mark for compliance with regulatory obligations and lists 11 moves the stock market operator will take to further improve transparency and operations. The ...
 New Zealand Herald4 weeks ago NZX conflicts of interest addressed  MSN New Zealand4 weeks ago NZX compliance gets pass mark in third obligations review  Yahoo! Xtra Business4 weeks ago
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