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About 771 results for "fma"

Industry must face up to trend for commission regulation
Good Returns

New Zealand's FMA Warns Against Financial Services Firm Carlto...

Photo: Bloomberg New Zealand's Financial Markets Authority (FMA) today updated its warning list to include Carlton Church, a provider of investment products and services, for carrying out unlicensed financial activities. The latest update ... Forex Magnates, 23 hours ago
A-Z list of all FMA warnings Financial Markets Authority, 2 weeks ago

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Australian School of Business, 1 week ago
Sunday Star-Times

New Zealanders underestimate investment risk and prefer lower risk investment options

Media release MR No. 2014 034 14 October 2014 Research conducted for the Financial Markets Authority (FMA) shows Kiwis are switched-on about straightforward, low-risk investment options. But when responding to questions about investments with ...
 Financial Markets Authority20 hours ago FMA wants more money  Good Returns3 days ago Have your say on how the FMA is funded  Financial Markets Authority3 days ago Stock market manipulation law in New Zealand  Lexology3 weeks ago
New Zealand Herald

FMA tight-lipped on Hansa investigation

A financial advice firm is being investigated by the Financial Markets Authority and Serious Fraud Office. Monday, July 11th 2016, 6:00AM by Susan Edmunds The FMA issued a notice saying Paul Clifford Hibbs and Hansa were under investigation ...
 Good Returns2 weeks ago SFO, FMA launch probe into Christchurch man  New Zealand Herald3 weeks ago FMA and SFO investigate Mr Paul Clifford Hibbs and Hansa Limited  Financial Markets Authority3 weeks ago FMA and SFO launch investigation into Paul Clifford Hibbs & Hansa  Yahoo! Xtra Business3 weeks ago

FMA identifies churn as an issue in life insurance industry

‚ÄčA detailed survey by the Financial Markets Authority ( FMA ) indicates that there is a significant amount of churn in the life insurance industry, to the possible detriment of consumers. Many people will be unsurprised by the finding, but will ...
 Lexology3 weeks ago FMA says commission drives churn  Good Returns4 weeks ago
New Zealand Herald

FMA must reveal more of Warminger case

The Financial Markets Authority has been told it must provide more details of the case it is taking against Milford Asset Management portfolio manager Mark Warminger. Monday, June 13th 2016, 6:00AM Warminger has been on extended leave from the ...
 Good Returns1 month ago FMA must provide more details in Warminger lawsuit  New Zealand Herald1 month ago Business Insider: FMA case on market manoeuvre 'confusing'  New Zealand Herald2 months ago

FMA reports on NZX's regulatory framework

Media release MR No.2016 14 23 June 2016 The Financial Markets Authority has released its latest annual review of NZX and reports that it is meeting its statutory obligations as a market operator and frontline regulator of those markets. ...
 Financial Markets Authority1 month ago NZX : welcomes FMA Market Operator Obligations Re...  4 Traders1 month ago NZX to Launch Milk Price Options Contracts in June Following FMA Approval  Forex Magnates1 month ago NZX Review  Financial Markets Authority1 month ago
The Press NZ

FMA's hands tied on dodgy overseas forex operators

FMA is warning it's not easy to make money trading currency. "2016: The year to make $1 million.""Easy way to earn money." With catchphrases like these, it is easy to see why foreign exchange platforms grab the attention of New Zealanders ...
 The Press NZ1 month ago Beware dodgy forex schemes  The Press NZ1 month ago Forex regulators' big headache month ago

UPDATE 1-Austrian bank resolution rules to go to EU court

(Adds comment from co-head of FMA financial market watchdog) VIENNA May 19 Austria's bank resolution rules face a review by the European Court of Justice after a Vienna court asked for guidance in ruling whether national legislation used to ...
 Reuters UK2 months ago

FMA backs public call for KiwiSaver providers to be more upfront in disclosing the dollar value you're charged in fees and what you're tracking to get when you retire

Could you give me a ballpark figure for how much your KiwiSaver may be worth when you retire? Are you planning for your retirement accordingly? Do you have the faintest idea how much you pay your KiwiSaver provider in fees? Do you consider this a ... weeks ago FMA warns - don't treat KiwiSavers as 'cash cows'  New Zealand Herald2 months ago FMA tells KiwiSaver providers to work on member engagement months ago

13F-HR - FMA ADVISORY INC (0001298596) (Filer)

Form 13F-HR - Quarterly report filed by institutional managers, Holdings SEC Accession No. 0001298596-16-000004 Filing Date 2016-05-16 2016-05-16 13:48:15 Period of Report 2016-03-31 Filing Date Changed 2016-05-16 Effectiveness Date ...
 SEC2 months ago
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