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About 643 results for "fma"

FMA concerned about low levels of reporting
New Zealand Herald

FMA concerned about low levels of reporting

The Financial Markets Authority says it is "particularly concerned" about continued low levels of reporting by New Zealand financial services firms of suspicious transaction reports under requirements of the Anti-Money Laundering and Countering ... New Zealand Herald, 1 day ago
NZ financial firms need to do more: FMA (NZ Newswire) Yahoo! News Australia, 1 day ago

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Libya Today, 2 weeks ago
USA Today, 3 weeks ago
New Zealand Herald

FMA crackdown on fund managers begins

The bulk of the financial services sector must now hold a licence and the country's market watchdog says it will work on "nudging and cajoling and occasionally shouting and punching" to ensure the industry is up to
 New Zealand Herald1 week ago FMA: You shoudn't need a 'how to' client-first guide  Good Returns1 month ago Minister announces more funding for New Zealand's financial markets authority work  LeapRate1 month ago NZ's problematic Financial Service Providers Register the subject of the fourth highest volume of annual queries received by the FMA month ago
[x] - UK

Liechtenstein Court appoints liquidator for Gable Insurance

PwC Switzerland applied for a winding-up order against Gable Insurance on 14 November. The Financial Market Authority (FMA) in Liechtenstein has confirmed that Batliner Wanger Batliner Attorney at Law has been appointed as liquidator for Gable ... weeks ago Gable liquidation tip of iceberg as smaller insurers grapple with Solvency II  Intelligent Insurer1 week ago Gable Insurance now in default - UK2 weeks ago Thousands of motorists need new policies as Gable Insurance goes bust  Balita Pinoy2 weeks ago

Lists and registers

Authorised financial advisers (AFAs) Download the list of AFAs - current as at 30 November 2016. The FMA publishes this information for public use. The information is provided to us from external sources and the FMA does not guarantee the ...
 Financial Markets Authority1 week ago New Zealand's FMA Adds TCA Financial and Trade12 to its Warning List  Forex Magnates1 month ago FMA Warns Investors Against Binary Options Brokerage Option Giants  Forex Magnates2 months ago Warning: Beware of Liberty Venture Holdings Inc.  Financial Markets Authority1 month ago

Gable Holdings was represented at shareholder meeting, repeats FMA

shareholder meeting. The Financial Market Authority (FMA) in Liechtenstein has reiterated that Gable Holdings "was represented" at the shareholder meeting of Gable Insurance on 11 November. The meeting had been called by PwC Switzerland, the ... weeks ago Update on Gable Insurance AG  Foreign weeks ago Statement on Gable Insurance AG  Foreign month ago AFC completes discussions with FMA  WVB1 month ago
New Zealand Herald

FMA consults on KiwiSaver advice

Banks and other KiwiSaver providers are being encouraged to be more proactive around giving KiwiSaver advice to the public through a new guidance document.The Financial Markets Authority has released a draft version of
 New Zealand Herald1 month ago FMA issues updated guidance on KiwiSaver advice for consultation  Financial Markets Authority1 month ago Consultation paper: KiwiSaver advice  Financial Markets Authority1 month ago
New Zealand Herald

FMA boss says its will take years to rebuild investor trust

It will take years to restore trust in the finance industry says the boss of New Zealand's investment regulator.Rob Everett, chief executive of the Financial Markets Authority, yesterday told attendees of the NZ-OECD
 New Zealand Herald1 month ago
New Zealand Herald

FMA's case is 'speculation, supposition, and retrospective hindsight' - Warminger defence opens

The defence opened its evidence in the Financial Market Authority's case against Milford Asset Management portfolio manager Mark Warminger saying it is based on "speculation, supposition, and retrospective
 New Zealand Herald1 month ago FMA's case based on 'speculation, supposition and restrospective hindsight', Warminger's lawyer says month ago

Plus500 Granted Operating License by New Zealand FMA

Photo: Bloomberg Plus500 has just announced that following last week's acquisition of a license to operate in Israel , the company has also been granted by the New Zealand Financial Markets Authority. The news is indicative of the company's ...
 Forex Magnates2 months ago
New Zealand Herald

FMA hopes new legislation will encourage investors, wants to clarify Kiwisaver disclosure

The Financial Markets Authority says it wants to encourage investors into the sharemarket and business conduct will be important in improving confidence. Chief executive Rob Everett told the commerce select committee this morning that he was "very ... week ago
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