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About 800 results for "fma"

FMA launches civil case against Warminger
New Zealand Herald

FMA launches civil case against Warminger

Regulators have launched High Court action against Milford Asset Management's Mark Warminger, seeking financial penalties for his alleged market manipulation. The Financial Markets Authority, which last month reached a $1.5 million settlement with ... New Zealand Herald, 3 days ago
FMA launches case against Warminger New Zealand Herald, 3 days ago
New Zealand Herald

Luigi Wewege back on FMA register

A firm directed by Luigi Wewege, one of the central protagonists in the Len Brown infidelity scandal, is back on the Financial Service Providers Register while it appeals being kicked off. New Zealand registered Vivier & Company was incorporated ...
 New Zealand Herald1 week ago Luigi Wewege firm appeals against FMA move  New Zealand Herald1 week ago Hanover accord leaves Guardian Trust role unclear  New Zealand Herald3 weeks ago FMA wouldn't have won at trial: Hotchin  New Zealand Herald4 weeks ago

Milford portfolio manager in FMA lawsuit

Milford Asset Management portfolio manager Mark Warminger could face a penalty of up to $1 million a trade if any of them breached market manipulation rules. Warminger, who denies any did and will defend a Financial Markets Authority lawsuit ...
 New Zealand Herald2 days ago FMA sues former Milford Asset Management portfolio manager days ago FMA starts proceedings against former Milford employee  Yahoo! Xtra Business3 days ago KIWIBANK INVESTMENT MANAGEMENT LIMITED  Financial Markets Authority1 week ago
Financial Mail

FSBs clampdown on over-the-counter traders has dealt big blow to small black investors

THE Financial Services Board's (FSB) clampdown on over-the-counter (OTC) traders in terms of the Financial Markets Act (FMA) has dealt a big blow to small black investors. The FMA, which came into effect in June 2013, states that OTC-traded ...
 Financial Mail2 days ago FMA accuses trader of market manipulation  Radio New Zealand3 days ago
New Zealand Herald

FMA issues landmark stop order

The market regulator is warning the public to be wary of giving money to an Auckland-based finance company, which it says is offering investments illegally. The firm was looking to raise money for property development in Auckland. The Financial ...
 New Zealand Herald6 days ago FMA slaps stop order on property finance firm days ago FMA issues first Stop Order against Green Gardens Finance Trust Ltd  Financial Markets Authority1 week ago Stop order: Prohibition to offer debt securities issued to Green Gardens Finance Trust Limited  Financial Markets Authority1 week ago
New Zealand Herald

C+M civil action dropped by FMA

Parked civil action against convicted directors of Capital+Merchant Finance has been dropped by the Financial Markets Authority, which says there was little chance of recovering money for investors. The civil action was filed against four of C+M's ...
 New Zealand Herald6 days ago Should pragmatism have trumped principle in FMA's Capital + Merchant Finance decision?  9ija News.com3 days ago FMA drops Capital + Merchant Finance civil proceedings (Fuseworks)  Yahoo! News Australia6 days ago FMA drops Capital + Merchant action  Good Returns5 days ago
Good Fruit & Vegetables Magazine

Regulator examines timing of news on Telekom Austria CEO's exit

VIENNA, July 20 Austrian financial markets watchdog FMA is looking into whether Telekom Austria made public soon enough the news that its chief executive was quitting, a spokesman for the regulator said on Monday. CEO Hannes Ametsreiter last ...
 Reuters UK1 week ago Australian Chamber adopts new name  Good Fruit & Vegetables Magazine1 month ago Schoenherr advises immigon and ERGO on the sale of VICTORIA VOLKSBANKEN Pensions- and Vorsorgekasse  Legal Monitor1 week ago Schoenherr advises Ă–sterreichische Volksbanken AG on the establishment of a run-down entity and the restructuring of the Volksbanken sector  Legal Monitor3 weeks ago
New Zealand Herald

Exclusive Interview: New Zealand Watchdog Bucking Global Trends

As New Zealand's Financial Markets Authority (FMA) winds up its phased implementation of the new Financial Markets Conduct (FMC) Act, Finance Magnates catches up with Chief Executive, Rob Everett, to discuss the watchdog's new mandate , modus ...
 Forex Magnates2 weeks ago Confidence in NZ markets up, says FMA  New Zealand Herald1 month ago Survey says…60% of New Zealanders confident in the country's financial markets  LeapRate1 month ago New Zealand's FMA Removes Several Offshore Firms from FSPR Register  Forex Magnates1 month ago
New Zealand Herald

FMA to tackle Kiwi lack of investment know-how

People who are in KiwiSaver and those over the age of 50 are to be the focus of a new strategy put together by New Zealand's investment watchdog to help people make better investment decisions. The Financial Markets Authority released its Investor ...
 New Zealand Herald3 weeks ago FMA to tackle Kiwis lack of investment know-how  New Zealand Herald3 weeks ago

FMA torn between 2 roles - Sheppard

The Financial Markets Authority is torn between maximising returns for Hanover Finance investors and its policing role, the founder of the Shareholders Association says. Yesterday's $18 million settlement with the company's directors will pay out ...
 Radio New Zealand3 weeks ago FMA says $18m settlement is best outcome for investors  Radio New Zealand4 weeks ago Hanover Finance directors settle for $18m weeks ago FMA settlement with Hanover defendants provides $18 million compensation for investors  Noodls4 weeks ago
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