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About 800 results for "fma"

Luigi Wewege firm claims 'inflammatory article' behind FMA move
New Zealand Herald

Luigi Wewege firm claims 'inflammatory article' behind FMA move

Vivier & Co, which counts one-time political operator Luigi Wewege as a director, is appealing a Financial Markets Authority decision to strip it of its registration as a financial services firm, saying the regulator used an "inflammatory article" ... New Zealand Herald, 3 days ago
Luigi Wewege firm appeals FMA decision New Zealand Herald, 3 days ago
Luigi Wewege back on FMA register New Zealand Herald, 1 month ago
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New Zealand Herald

FMA anticipates wave of appeals

The Financial Markets Authority is expecting a wave of appeals after deregistering 100 companies from the Financial Service Providers register, as it awaits a High Court ruling on Vivier & Co's appeal, the first to go through the courts. Appearing ...
 New Zealand Herald3 days ago Financial services company Vivier appeals FMA decision to de-register it  Stuff.co.nz3 days ago New Zealand's FMA warns of unauthorized Forex broker AIOFX  LeapRate2 weeks ago FMA kicks Luigi Wewege led Vivier and Company off the Financial Service Providers Register; Vivier directors 'surprised'  Interest.co.nz1 month ago
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New Zealand Herald

Wewege firm FMA appeal begins

A firm directed by Luigi Wewege, one of the central protagonists in the Len Brown infidelity scandal, will today appeal being kicked off the Financial Service Providers Register by market regulators. In June the Financial Markets Authority said ...
 New Zealand Herald4 days ago Luigi Wewege firm FMA appeal kicks off today  New Zealand Herald3 days ago
New Zealand Herald

FMA tells funds to mind trades

The Financial Markets Authority is hammering home the message that it means business on issues such as market manipulation and insider trading. The regulator this week issued fund managers with an information sheet, reminding them to be aware of ...
 New Zealand Herald2 weeks ago FSBs clampdown on over-the-counter traders has dealt big blow to small black investors  Financial Mail3 weeks ago FMA accuses trader of market manipulation  Radio New Zealand3 weeks ago FMA imposes fine of NZ$1.5m on Milford Asset Management for market manipulation  LeapRate2 months ago
New Zealand Herald

FMA issues landmark stop order

The market regulator is warning the public to be wary of giving money to an Auckland-based finance company, which it says is offering investments illegally. The firm was looking to raise money for property development in Auckland. The Financial ...
 New Zealand Herald1 month ago FMA slaps stop order on property finance firm  Stuff.co.nz1 month ago FMA issues first Stop Order against Green Gardens Finance Trust Ltd  Financial Markets Authority1 month ago Stop order: Prohibition to offer debt securities issued to Green Gardens Finance Trust Limited  Financial Markets Authority1 month ago
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New Zealand Herald

FMA launches civil case against Warminger

Regulators have launched High Court action against Milford Asset Management's Mark Warminger, seeking financial penalties for his alleged market manipulation. The Financial Markets Authority, which last month reached a $1.5 million settlement with ...
 New Zealand Herald3 weeks ago FMA launches case against Warminger  New Zealand Herald3 weeks ago
New Zealand Herald

C+M civil action dropped by FMA

Parked civil action against convicted directors of Capital+Merchant Finance has been dropped by the Financial Markets Authority, which says there was little chance of recovering money for investors. The civil action was filed against four of C+M's ...
 New Zealand Herald1 month ago Should pragmatism have trumped principle in FMA's Capital + Merchant Finance decision?  9ija News.com3 weeks ago FMA drops Capital + Merchant Finance civil proceedings (Fuseworks)  Yahoo! News Australia1 month ago FMA drops Capital + Merchant action  Good Returns1 month ago
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Stuff.co.nz

Milford portfolio manager in FMA lawsuit

Milford Asset Management portfolio manager Mark Warminger could face a penalty of up to $1 million a trade if any of them breached market manipulation rules. Warminger, who denies any did and will defend a Financial Markets Authority lawsuit ...
 New Zealand Herald3 weeks ago FMA sues former Milford Asset Management portfolio manager  Stuff.co.nz3 weeks ago FMA starts proceedings against former Milford employee  Yahoo! Xtra Business3 weeks ago Former portfolio manager in court  Stuff.co.nz3 weeks ago
New Zealand Herald

Exclusive Interview: New Zealand Watchdog Bucking Global Trends

As New Zealand's Financial Markets Authority (FMA) winds up its phased implementation of the new Financial Markets Conduct (FMC) Act, Finance Magnates catches up with Chief Executive, Rob Everett, to discuss the watchdog's new mandate , modus ...
 Forex Magnates1 month ago Confidence in NZ markets up, says FMA  New Zealand Herald2 months ago Survey says…60% of New Zealanders confident in the country's financial markets  LeapRate2 months ago Most Kiwis remain confident in NZ's financial markets, survey shows  Financial Markets Authority2 months ago
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New Zealand Herald

FMA to tackle Kiwi lack of investment know-how

People who are in KiwiSaver and those over the age of 50 are to be the focus of a new strategy put together by New Zealand's investment watchdog to help people make better investment decisions. The Financial Markets Authority released its Investor ...
 New Zealand Herald1 month ago FMA to tackle Kiwis lack of investment know-how  New Zealand Herald1 month ago
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