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About 800 results for "fma"

Harmoney Gets First P2P Lending License in New Zealand
Crowdfund Insider

FMA Update - 10 July 2014

Peer-to-peer lending and crowd funding resources Weve recently published website resources to help investors understand two new investment options in New Zealand peer-to-peer lending and equity crowd funding . Weve also published information ... Financial Markets Authority, 5 hours ago
FMA withdraws government commissioner from Adria Bank AG17.07.2014 Financial Market Authority, 6 days ago
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MSN Canada, 4 days ago
MSN Canada, 1 week ago
Autofile Magazine, 1 week ago
Crowdfund Insider, 2 weeks ago
Terrapinn, 2 weeks ago
Interest.co.nz, 2 weeks ago
Crowdfund Insider, 2 weeks ago
Scoop Asia, 2 weeks ago
Crowdfund Insider, 2 weeks ago
The Press NZ, 3 weeks ago

FMA cracks down on late reporting

Company director fined $30,000 as watchdog targets firms that miss deadline for filing financial statements. Photo / Thinkstock New Zealand's market watchdog says a spate of prosecutions shows the consequences for firms which don't file ...
 New Zealand Herald1 week ago Eight firms targeted over late filing  Stuff.co.nz3 weeks ago

FMA consults on class exemption for IPOs

FMA are proposing to grant a class exemption along the lines of exemptions granted recently for some initial public offers (IPOs) to enable other IPOs to use similarly structured offer documents. The exemptions previously granted by FMA related to ...
 Lexology1 week ago FMA seeks comments on proposed class exemption to apply to initial public offers  Lexology2 months ago

FMCA registers fees and other FMA fees and levies discussion document

The Ministry has issued a discussion document on proposals for fee setting related to the implementation of Phase 2 of the Financial Markets Conduct Act 2013 (FMCA). These fees are required to be in effect by 1 December 2014. The discussion ...
 Lexology1 week ago

FMA releases its Statement of Intent 2014/15 to 2018 and Statement of Performance Expectations

FMA has published its latest . This includes a description of FMA's strategic plan for the four year period from 2014 to 2018. FMA's operating intentions for the year ending 30 June 2015 are contained
 Lexology1 week ago FMA's workload increasing  Good Returns4 weeks ago

FMA publishes annual review of NZX regulatory obligations

FMA has published its annual General Obligations Review of NZX. A copy of the report is available here. The report lists 11 actions that NZX will take, in order to achieve further improvements in its arrangements for operating the markets. These ...
 Lexology1 week ago FMA publishes review of NZX regulatory obligations (Fuseworks)  Yahoo!Xtra3 weeks ago FMA presents 2013 Annual Report22.05.2014  Financial Market Authority2 months ago NZX gets good report card  New Zealand Herald3 weeks ago
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FMA consults on the new accountability framework under the FMCA

FMA has released a consultation paper setting out FMA's current high level thinking about how debt issuers, managed investment scheme managers (including restricted scheme trustees), and supervisors will need to approach their roles under the new ...
 Lexology1 week ago Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act  Financial Markets Authority1 month ago

Hotchin case still in the mix

Situation unclear on settlement talks with FMA after director's appeal last week. Former Hanover director Mark Hotchin. Photo / Paul Estcourt The regulator suing six former Hanover directors and promoters refuses to say whether or not Mark ...
 New Zealand Herald2 weeks ago Hotchin appeals ruling  Stuff.co.nz4 weeks ago Hotchin appeals 'truth and accuracy' ruling  Stuff.co.nz4 weeks ago
The Press NZ

FMA to grant first equity crowdfunding licences

NEW SOURCE: Law change to allow entrepreneurs to use crowdfunding for shares. The long wait for entrepreneurs wanting to take advantage of equity crowdfunding is almost over. Financial Markets Authority (FMA) spokesman Andrew Park said the ...
 The Press NZ3 weeks ago New Zealand's FMA Ready to Grant The First Licenses to Equity Crowdfunding Platforms  Crowdfund Insider2 weeks ago Rippr May Be First Equity Crowdfunding Campaign in New Zealand  Crowdfund Insider3 days ago Equity crowdfunding licensed  The Press NZ3 weeks ago

Directors charged for financial reporting lapses

FMA's head of enforcement Belinda Moffat. Seven directors of eight companies that raise funds from the public have been charged by market regulators for allegedly breaching the Financial Reporting Act. These firms had persistently failed to ...
 New Zealand Herald3 weeks ago
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