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About 742 results for "fma"

Dodgy sharetrader escapes with FMA warning
New Zealand Herald

Dodgy sharetrader escapes with FMA warning

A person who traded shares with themselves in what regulators believe was market manipulation has escaped with a formal warning. The inexperienced trader will not face any charges and has not been named by the FMA, which issued the warning today. ... New Zealand Herald, 2 days ago
FMA's strategic plan gives market heads up Radio New Zealand, 1 month ago
New Zealand Herald

Over half of clients' $2m returned by brokerage: FMA

Global Brokers NZ, the currency brokerage that shut down last week after an unexpected surge in the Swiss franc, has so far returned more than half of its clients' funds, says the Financial Markets Authority. The Auckland-based company, which ...
 New Zealand Herald3 days ago Brokerage backed itself to get licence  New Zealand Herald2 days ago

INTERLINK ELECTRONICS : Retains FMA as New Partner Representative

Interlink Electronics reported the engagement of Fahrner-Miller Associates (FMA) as its new partner representative to manage sales for the Northern California and Northern Nevada areas, and the engagement of Elimec Electromechanical Engineering ...
 4 Traders4 days ago Interlink Electronics Adds to Global Representative Network  Individual.com1 week ago INTERLINK ELECTRONICS : Adds to Global Representative Network  4 Traders1 week ago

Austrian borrowers hold 29 bln in franc debt -FMA

Jan 20 (Reuters) - Austrian borrowers have taken out 29 billion euros ($34 billion) in Swiss franc-denominated debt, calculated at current exchange rates, with 4 percent of that amount coming due in the next 12 months, financial regulator FMA said ...
 Reuters5 days ago
New Zealand Herald

Banks face warning from FMA

The Financial Markets Authority has warned it may name and shame banks or even restrict their licences if alleged KiwiSaver mis-selling and switching practices are allowed to continue. The watchdog's monitoring report on qualifying financial ...
 New Zealand Herald1 month ago FMA gaze turns to inside trading, poor governance and conflicts  New Zealand Herald1 month ago FMA boss says corporate governance in NZ could be better  Scoop1 month ago FMA boss: Adviser legislation tricky  Good Returns1 month ago
New Zealand Herald

FMA chases estate of dead finance man

The market watchdog is targeting the estate of deceased director Terry Butler in its lawsuit against the former board of Dominion Finance. Butler died in March last year and his fellow directors - Vance Arkinstall, Richard Bettle, Ann Butler, Paul ...
 New Zealand Herald1 month ago FMA targets estate of deceased director  New Zealand Herald1 month ago FMA chases estate of dead Dominion Finance man  New Zealand Herald1 month ago
New Zealand Herald

FMA won't move on South Canterbury Finance

New Zealand's market watchdog has confirmed it won't take any action following an inquiry into South Canterbury Finance. The Financial Markets Authority, however, noted this morning that Crown Asset Management had launched action against South ...
 New Zealand Herald1 month ago No further action on South Canterbury Finance - FMA  Yahoo! Xtra Business1 month ago Quality Financial Reporting - How To Improve Financial Statements  Financial Markets Authority1 month ago Sharebroker eyes civil action against South Canterbury Finance month ago
New Zealand Herald

FMA: Mount was pre-regulation

A Nelson adviser who ripped off his clients was operating at a time of much less stringent regulation, the Financial Markets Authority says. Tony Mount was last week sentenced to six years and nine months prison, after being found guilty of 74 fraud ...
 Good Returns1 month ago Inside Money: Why the financial sales model should be in better shape  New Zealand Herald1 month ago Self-regulation a focus for 2015  Good Returns5 days ago European Financial Watchdogs Warn against Three More Unlicensed Brokers  Forex Magnates2 weeks ago

FMA NZ publishes medium-term strategic risk outlook

The Financial Markets Authority (FMA) today published its seven-point strategic risk outlook, identifying the areas where it will apply the majority of its regulatory effort in the medium-term. The priorities will direct the FMA's work in licensing, ...
 The Asian Banker1 month ago RFAs watch out, the FMA is coming  Good Returns1 month ago FMA Strategic Risk Outlook 2015  Financial Markets Authority1 month ago FMA's strategic risk focus to include conflicts of interest, mis-selling, KiwiSaver switching, incentive arrangements and fee-driven behaviour month ago
New Zealand Herald

FMA prefers Hanover deal to trial

New Zealand's market watchdog would prefer to settle its civil action against six businessmen associated with Hanover Finance, and its chief executive says he is "still hopeful" a deal can be reached. Mark Hotchin, Eric Watson, Greg Muir, Bruce ...
 New Zealand Herald1 month ago FMA prefers Hanover deal to long trial  New Zealand Herald1 month ago
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