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About 810 results for "national association of securities de..."

Securian's Geurkink Receives Retirement Industry Leadership Award

The IRI is the nonprofit trade association for the retirement income industry. Many of the nation's largest life insurers, asset managers, and broker-dealers are members, and the IRI represents more than 150,000 financial ..., 19 hours ago

145 images for national association of securities dealers

Texarkana Gazette, 6 days ago
Air Force Link, 1 week ago
Tampa Bay Times, 2 weeks ago
Benefits Pro, 3 weeks ago
First, 1 week ago
Albuquerque Journal, 2 weeks ago
Let's Talk Payments, 2 weeks ago
Irish Independent, 1 month ago
Irish Independent, 1 month ago
Glass On Web, 1 week ago

REISA Changes Name to ADISA, the Alternative and Direct Investment Securities Association

INDIANAPOLIS ( Sept. 15, 2014 )—REISA, the nation's leading trade association serving the alternative investment and securities industry, announced today its Board of Directors voted unanimously to change the organization's name to the Alternative ...
 Equities.com2 weeks ago

New Zealand's governing party storms to third term in power

WELLINGTON: New Zealand's ruling National party stormed to a third term in government in the country's general election on Saturday with the centre-right party securing an outright election night majority on a platform to continue tight economic ...
 DAWN Group1 week ago New Zealand's National Party secures third term in gov't  TRT1 week ago UPDATE 1-New Zealand's National Party marches back to power  Reuters1 week ago New Zealand's National Party marches back to power  News.net1 week ago

SEC proposed rule for treatment of certain communications of security-based swap quotes

, the Securities and Exchange Commission (the SEC) published a proposed rule (the Proposed Rule) providing that certain communications involving quotes of security-based swaps will not be deemed to constitute offers of such security-based swaps ...
 Lexology5 days ago Rhea Dignam Named as Senior Counsel To OCIE Director  Insurance News Net6 days ago SEC Charges N.Y.-Based High Frequency Trading Firm With Violating Net Capital Rule For Broker-Dealers  4 Traders1 week ago

MPhase Technologies Welcomed at NIBA Conference

The National Investment Banking Association event in NYC CLIFTON, N.J.--(BUSINESS WIRE)--Sep. 22, 2014-- mPhase Technologies mPhase Technologies Inc.'s CEO and President, Mr. Ronald Durando, presented to a group about the company's recent return ...
 BusinessWeek1 week ago

HDFC MF front-running case: Sebi bars former dealer

Closing a seven-year-old front running case at HDFC Mutual Fund, Securities and Exchange Board of India has barred former equity dealer Nilesh Kapadia and three others from the markets and ordered return of over Rs 1.75 crore (Rs 17.5 million) worth illegal gains. Kapadia, who had to quit the top fund house after the front-running case of 2007 came to the light, and three individuals who were trading on the basis of his tip-offs -- Rajiv Ramniklal Sanghvi, Chandrakant P Mehta and Dipti Paras ...
 Rediff.com2 months ago

NADA Responds to Op-Ed Critical of Dealer Franchise Laws

September 25, 2014 In an op-ed published today in The New York Times, Peter Welch, president of the National Automobile Dealers Association, responded to a guest editorial published in the news outlet last week that was critical of dealer ...
 F&I Management & Technology4 days ago

Fuelled for success

The RMI affiliated South African Petroleum Retailers Association (SAPRA) launched last month its national road-shows for the 2014/2015 financial year, kicking off a seven-date tour with events in Kimberley and Bloemfontein. The inaugural sessions ...
 Retail Motor Industry Organisation6 days ago
Retail Info Systems

Vector Security Raises $10,000 for the National Center for Missing & Exploited Children

Vector Security, Inc., the provider of intelligent security solutions tailored to the needs of the customer, recently donated $10,000 to the National Center for Missing & Exploited Children. Over the last decade, Vector Security has raised more ...
 Loss Prevention Magazine1 week ago

Feldman Joins Spencer Re from Allstate Dealer Services

PR Newswire Association LLC NEW YORK and SAN JUAN, Puerto Rico, Sept. 16, 2014 /PRNewswire/ -- Spencer Re, a Spencer Capital Holdings company, today announced that Brian Feldman has joined the firm as Executive Vice President. "We are excited to ...
 Insurance News Net1 week ago
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