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About 810 results for "national association of securities de..."

Stanbic IBTC, WSTC Financial, Cordros Capital retain lead in O...

TRADING was slim last week at the National Association of Securities Dealers [NASD] Over The Counter [OTC] session due partly to the start of the summer break. There were no changes therefore in the relative positioning of the top traders. Top 10 ... The Guardian Nigeria, 2 days ago

30 more companies to trade on NASD

Lagos - The Securities and Exchange Commission (SEC) has cleared 30 new securities to trade on the National Association of Securities Dealers (NASD) over-the-counter (OTC) market. The approval follows the completion of the registration of the ...
 News241 day ago Loxo Oncology, Inc. (0001581720)  SEC1 day ago Firms register securities with SEC  The Guardian Nigeria1 week ago Nigeria: Firms Register Securities With SEC  AllAfrica.com1 week ago
Christian Science Monitor

NSA mass spying undermines journalists and attorneys ability to work

15:50 The National Security Agency (AFP Photo / Paul J. Richards) Dozens of journalists and attorneys surveyed by the American Civil Liberties Union and Human Rights Watch for a new report say that the United States government's ...
 Russia Today3 days ago Mass Surveillance Is Corroding American Democracy, Human Rights Report Concludes  Huffington Post3 days ago NSA surveillance, government secrecy undercut press freedoms, report says  Christian Science Monitor3 days ago

The Zacks Analyst Blog Highlights: Regions Financial, Federal National Mortgage Association, Wells Fargo, …

For Immediate Release Chicago, IL July 28, 2014 Zacks.com announces the list of stocks featured in the Analyst Blog. Every day the Zacks Equity Research analysts discuss the latest news and events impacting stocks and the financial markets.
 Yahoo! Finance3 days ago THE ZACKS ANALYST BLOG HIGHLIGHTS : Regions Financial, Federal National Mortgage Association, Wells Fargo, JPMorgan Chase and AbbVie  4 Traders3 days ago
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Rediff.com

Former equity dealer Kapadia barred from mkts

The Securities and Exchange Board of India (Sebi) has barred former equity dealer Nilesh Kapadia and three others from markets in the front-running case at HDFC Mutual Fund (MF) and ordered return of more than ` 1.75 crore worth illegal gains. ...
 HispanicBusiness.com3 days ago HDFC MF front-running case: Sebi bars former dealer  Rediff.com6 days ago

LPL FINANCIAL HOLDINGS INC. - 10-Q - Management's Discussion and Analysis of Financial Condition and Results of Operations

L (Edgar Glimpses Via Acquire Media NewsEdge) Overview We are the nation's largest independent broker-dealer, a top custodian for registered investment advisors ("RIAs"), and a leading independent consultant to retirement plans. We provide an ...
 TMC Net1 day ago CORTEX PHARMACEUTICALS IN : DE/ MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (form 10-Q)  4 Traders1 day ago PANTRY INC - 10-Q - Management's Discussion and Analysis of Financial Condition and Results of Operations.  TMC Net1 day ago FRANKLIN RESOURCES INC - 10-Q - Management's Discussion and Analysis of Financial Condition and Results of Operations.  TMC Net1 day ago

LPL Financial Honored by Financial Services Roundtable for Community Service Leadership

LPL Financial LLC, the nation's largest independent broker/dealer*, an RIA custodian, and a wholly owned subsidiary of LPL Financial Holdings Inc., was among 23 recipients of the Financial Services Roundtable's Community Leadership 2013 Awards, ...
 Pettinga Financial Advisors1 week ago
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AggMan

NSSGA tabs Capitol Hill vet as VP of communications

The National Stone, Sand and Gravel Association's (NSSGA) new vice president of communications, Bailey Wood, joins the association with plenty of Capitol Hill cred and ambitious plans to help the association grow both its membership base and its ...
 AggMan11 hours ago Bailey Wood takes on communications for the National Stone, Sand and Gravel Association  Aggregate Research Industries2 weeks ago

Brewers, Cards set for NL Central showdown

The Brewers earned their 60th win of the season on Wednesday against the Rays, securing an outright lead of the National League Central heading into a pivotal three-game weekend series against the Cardinals. But even with a third team, the ...
 Noodls22 hours ago Gallardo deals gem to lead Brewers over Rays  Noodls22 hours ago

Wabash National's (WNC) CEO Richard Giromini on Q2 2014 Results - Earnings Call Transcript

Operator Welcome to the Second Quarter Earnings Call. My name is Vivian, and I will be your operator for today's call. At this time, all participants are in a listen-only mode. Later, we will conduct a question-and-answer session. Please note ...
 Seeking Alpha1 day ago Valley National Bancorp's (VLY) CEO Gerald Lipkin on Q2 2014 Results - Earnings Call Transcript  Seeking Alpha1 day ago Huron Consulting Group's (HURN) CEO Jim Roth on Q2 2014 Results - Earnings Call Transcript  Seeking Alpha1 day ago
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