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About 808 results for "national association of securities de..."

Milestones for the Nasdaq composite
Miami Herald

Milestones for the Nasdaq composite

— Feb. 8, 1971: Nasdaq index is created and set at 100 by the National Association of Securities Dealers, an industry self-regulatory group. — July 17, 1995: Closes above 1,000 for the first time. — Nov. 3, 1999: Closes above 3,000 for the ... Investor's Business Daily, 1 week ago
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American Motorcyclist Association Road Race Grand Championship Set Sept. 19-20

Photo by Jen Muecke for the American Motorcyclist Association In hopes of securing American Motorcyclist Association national No. 1 plates, amateur road racers will compete in the 2015 AMA Road Race Grand Championship at Virginia International ...
 Motorcycle Product News1 day ago

Remarks of Chairman Timothy Massad before the National Energy Marketers Association

18th Annual National Energy Restructuring Conference Thank you for inviting me today, and I thank Craig for that kind introduction. It's a pleasure to be here. Let me start with a few words about my background. Then I want to discuss generally what ...
 CFTC.gov2 days ago

Improvement in Bihar PDS: Survey

etween the Centre and the Bihar Government over implementation of National Food Security Act (NFSA) and provision of subsidised food grains to the beneficiaries continues, a recently conducted survey has shown that improvements have been made in ...
 New Delhi Pioneer1 week ago

Tech CU's Wealth Management Division Continues With Record Growth in Investments and Private Banking

Division Leader Rebecca Matteson Nelson Named to the Board of Directors for the Bank Insurance & Securities Association (BISA) SAN JOSE, CA -- (Marketwired) -- 04/30/15 -- It's been a good three years for Tech CU's Wealth Management Division , ...
 Minyanville2 days ago
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Independent Broker-Dealer Money Concepts welcomes Lem Kornegay to their national network of financial professionals.

PRWeb Lem Kornegay is the President of Paladin Financial Services, Inc. Paladin is an independent office of Money Concepts International, specializing in retirement income planning. Lem is a native of Rocky Mount and has degrees from Furman ...
 Franklin Credit Management Corporation4 days ago
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Pettinga Financial Advisors

Suzanne Bond Named Senior Vice President, Chief Compliance Officer of Inland Securities Corporation

(ISC), the managing broker dealer for Inland Real Estate Investment Corporation (Inland Investments), announced today that Suzanne L. Bond has been named senior vice president, chief compliance officer. Ms. Bond will be responsible for providing ...
 Pettinga Financial Advisors1 week ago
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Nasdaq

Key Completes Combination Of Broker-Dealer Subsidiaries Integrating Pacific Crest Securities Into KeyBanc Capital Markets

/PRNewswire/ -- Key (NYSE: KEY) today announced that it has completed the merger of its Pacific Crest Securities broker dealer subsidiary into KeyBanc Capital Markets Inc. Pacific Crest Securities will be designated as the technology specialists for ...
 Barchart1 week ago KEYCORP : Key Completes Combination Of Broker-Dealer Subsidiaries Integrating Pacific Crest Securities Into KeyBanc Capital Markets  4 Traders1 week ago
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Maine Office of Securities Shines Light on Broker-Dealer Fees

Back to current news. April 30, 2015 Professional & Financial Regulation - Securities In recognition of Financial Literacy Month, Maine's Office of Securities issued an advisory to raise investor awareness about fees charged by broker-dealer ...
 Maine.gov2 days ago Iowa Insurance Division Helps Shine Light on Broker-Dealer Fees  Iowa Insurance Division1 week ago

International Dealers and Issuers Offering Securities to Canadian Investors New Developments in Canadian Wrapper Exemptions: Navigate with Care

April 28, 2015 On March 23, 2015, the British Columbia Securities Commission (BCSC) adopted BC Instrument 51-512 Certain Private Placements (BCI 51-512), which provides certain disclosure exemptions in the case of ...
 Dentons4 days ago
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