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About 802 results for "national association of securities de..."

Oncobiologics, Inc. Files SEC Form CERTNAS, Certification By T...

Oncobiologics, Inc. Files SEC Form CERTNAS, Certification By The National Association of Securities Dealers Automated Quotation Approving Securities For Listing ( May. 5, 2016 ) By a News Reporter-Staff News Editor at Investment Weekly News -- ..., 1 week ago

50 images for national association of securities dealers

Yahoo! Singapore, 4 days ago, 4 days ago
The Express Tribune, 16 hours ago, 1 week ago, 2 days ago
Houston Chronicle, 1 week ago, 1 week ago, 1 week ago
Washington Post, 1 week ago
Credit Union Times, 2 days ago

U.S. Brokers Well Prepared for End of SEC Retail Forex Extension Rule

Photo: Bloomberg The U.S. Securities and Exchange Commission (SEC) last week reminded brokers and dealers that are not registered as Retail Foreign Exchange Dealers (RFEDs) that after the 31st of July they will not be permitted to provide retail ...
 Forex Magnates4 days ago SEC bans Broker-Dealers from retail forex transactions LeapRate Exclusive  LeapRate4 days ago SEC's Crowdfunding Rules Are Now Effective  Harris Beach PLLC6 days ago Surprise! No More Retail Forex for Broker-Dealers  National Law Review6 days ago

Advisor Group to Host 2016 W Forum in Salt Lake City

NEW YORK--(Business Wire)-- Advisor Group , one of the largest independent broker-dealer networks in the nation, will host the 2016 W Forum in Salt Lake City, June 5-7. This event is the firm's 10 th annual women's conference providing educational ...
 Digital Journal6 days ago ADVISOR GROUP : to Host 2016 W Forum in Salt Lake City  4 Traders6 days ago

Tarullo, Insurance Companies and the Role of the Federal Reserve

Governor Daniel K. Tarullo At the National Association of Insurance Commissioner's International Insurance Forum, Washington, D.C. May 20, 2016 Insurance Companies and the Role of the Federal Reserve It is a pleasure to be here with you this ...
 Federal Reserve1 week ago Fed Eyes Lower Costs for Systemic Insurers Prudential, AIG  Denver Post1 week ago Joint Investigation DSP and DOJ Charge 13 in Operation Duck Hunt  Foreign week ago

IIAC head reappointed chair of international securities body

Ian Russell, president and CEO of the Investment Industry Association of Canada (IIAC), has been re-appointed chair of the International Council of Securities Associations (ICSA) for a one-year term. The appointment was announced at the ICSA AGM ...
 Advisor.ca5 days ago
Security Sales and Integration

ESX 2016 Aims to Explore & Prepare for Evolving Industry Landscape

FORT WORTH, Texas — The Electronic Security Association ( ESA ) and Central Station Alarm Association ( CSAA ) will a host a bevy of seminars, networking activities and an exhibit floor with nearly 200 participating vendors during the Electronic ...
 Security Sales and Integration1 week ago

Breitburn Energy Partners Begins Trading on OTC Market Under Symbols BBEPQ and BBPPQ

LOS ANGELES--(BUSINESS WIRE)-- Breitburn Energy Partners LP (OTC: BBEPQ) today announced that its securities began trading on the OTC Pink Sheets marketplace under the symbol BBEPQ for its common units and BBPPQ for its Series A Cumulative Perpetual ...
 CNBC4 days ago Breitburn Energy Partners Announces Trading to Begin on the OTC Market  CNBC5 days ago

Investors Will Regret Dumping Indonesia's Bonds, Manulife Says

Global funds sold rupiah sovereign debt for four straight days Nation has highest level of foreign bond ownership in region Investors who unloaded Indonesian government bonds in this year's longest stretch of outflows may come to regret doing ...
 Bloomberg4 days ago
SPi World News

Securian Financial Services Expands in Michigan with New Firm Led by Mike Amine

SOUTHFIELD, Mich.--(BUSINESS WIRE)-- Mike Amine, a longtime financial advisor and firm leader, is expanding the footprint of Securian Financial Services in Michigan with the opening of Wealth Strategies Financial Group, a new firm which Amine is ...
 CNBC4 days ago

National Holdings' (NHLD) CEO Robert Fagenson on Q2 2016 Results - Earnings Call Transcript

National Holdings Corporation (NASDAQ: NHLD ) Q2 2016 Results Earnings Conference Call May 17, 2016 09:00 AM ET Executives Ed McGregor - IR, LHA Robert Fagenson - Chairman and CEO Mark Goldwasser - President Glenn Worman - COO ...
 Seeking Alpha1 week ago The Toronto-Dominion Bank's (TD) CEO Bharat Masrani on Q2 2016 Results - Earnings Call Transcript  Seeking Alpha3 days ago Williams-Sonoma's (WSM) CEO Laura Alber on Q1 2016 Results - Earnings Call Transcript  Seeking Alpha4 days ago Aqua Metals (AQMS) CEO Stephen Clarke on First Quarter 2016 Corporate Update - Earnings Call Transcript  Seeking Alpha5 days ago
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