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About 806 results for "national association of securities de..."

Chairman's Message

Richard G. Ketchum Chairman and CEO In 1939, the National Association of Securities Dealers, or NASD, was created by Congress "to protect investors and the public interest."* In 2007, NASD became FINRA—the Financial Industry Regulatory ... FINRA, 1 week ago

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AP via Yahoo!, 3 weeks ago
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NPR, 3 days ago
Crowdfund Insider, 2 days ago
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WUKY, 3 days ago
Oregon Public Broadcasting, 3 days ago
Voice of America, 4 days ago
Daily Caller, 1 week ago
Crowdfund Insider, 2 days ago
Security Sales and Integration

Current and Former SEC Officials Speak About Enforcement Issues Concerning Municipal Securities

Last week, the National Association of Bond Lawyers held its 13th Annual Tax and Securities Law Institute . Some of the panels included current and former employees of the SEC who spoke on several of the more notable recent developments with respect ...
 National Law Review2 weeks ago How ASG Security Achieved $10M in RMR  Security Sales and Integration2 weeks ago SIA Announces Focus Areas for SIA Government Summit, Including School Security, Airport Security, Electric Grid Security, Body-Worn Cameras and More  Town Hall2 weeks ago Is home automation driving a security renaissance?  SourceSecurity.com3 weeks ago
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Sonitrol franchisees sue The Stanley Works

SAN FRANCISCO—The Sonitrol National Dealers Association has filed a lawsuit in California state court here, asking a judge to force Stanley Works to live up to certain longstanding agreements between the Sonitrol Corporation, which it bought last ...
 Security Systems News1 week ago

Northwestern Mutual Awards $285,000 in Grants to Nonprofits Nationwide

Financial representatives recognized for exemplary volunteer work with annual Community Service Award 09:00 ET from Northwestern Mutual MILWAUKEE, March 11, 2015 /PRNewswire/ -- Whether it's becoming a Big Brother, setting up a lemonade stand or ...
 PR Newswire2 weeks ago
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VideoBasedTutorials

California New Car Dealers Association Chooses DealerVault as a Strategic Partner

California New Car s Association (CNCDA) announced that DealerVault has been selected as a licensed vendor with their organization. CNCDA is the country's largest state association of franchised new car and truck dealers representing over 1,100 ...
 Dealer Communications2 weeks ago
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National Planning Holdings Completes Launch of Award-Winning Advisor Dashboard

National Planning Holdings®, Inc. (NPH), the nation's sixth-largest independent broker-dealer network1, today announced the roll-out of Advisor Dashboard (www.AdvisorDashboard.com), a consolidated suite of business intelligence and integrative ...
 CEOWorld Magazine3 weeks ago
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This Day Online

NSE Demutualisation: Local Investors Make Case for Special Treatment

National Coordinator of ISAN, Sunny Nwosu Goddy Egene As the Securities and Exchange Commission (SEC) awaits contributions of capital market stakeholders to its recently released rules on demutualisation of securities exchanges, shareholders ...
 This Day Online3 weeks ago Nigeria: NSE Demutualisation - Local Investors Make Case for Special Treatment  AllAfrica.com3 weeks ago NSE Demutualisation - Local Investors Make Case for Special Treatment  Individual.com3 weeks ago

Majority of Americans Counting on Social Security to Help Fund Retirement

PR Newswire Association LLC SEATTLE, March 11, 2015 /PRNewswire/ -- Despite ongoing concerns about the future of our country's Social Security program, more than half of Americans (including 40 percent of millennials) are planning to fund at least ...
 Insurance News Net2 weeks ago

LPL FINANCIAL : Two LPL Financial Attorneys Named Fellows Of The Leadership Council On Legal Diversity

CHARLOTTE, N.C. - March 10, 2015 - LPL Financial LLC, the nation's largest independent broker-dealer*, a custodian for registered investment advisors (RIAs), and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today ...
 4 Traders2 weeks ago

CPPCC discusses ways to stop officials raising personal armies

Zhou Yongkang, center, inspects security work prior to the 18th National Congress in Beijing in November 2012. Zhou would step down as a member of the Politburo Standing Comittee at the congress and rumors were already circulating about his future.
 Want China Times2 weeks ago
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