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About 806 results for "national association of securities de..."

METLIFE : NASD May Charge MetLife Over 529 Plan Sales

The National Association of Securities Dealers will probably charge MetLife Inc.'s securities unit with failing to supervise adequately the sale of 529 college savings plans, MetLife says. MetLife, New York, disclosed the agency's warning in its ... 4 Traders, 1 week ago

208 images for national association of securities dealers

Epoch Times, 1 week ago
Indian Express, 1 week ago
Yahoo! Singapore, 2 weeks ago
WorldNetDaily, 2 weeks ago
HardwareZone Philippines PortaLite, 3 weeks ago
Yahoo! Finance, 2 weeks ago
Daily Trust Nigera, 1 week ago
Seeking Alpha, 2 weeks ago
WorldNetDaily, 4 days ago
RVBusiness, 5 days ago

Changes in Required Minimum Security Deposits for Forex Transactions

On November 28, National Futures Association changed the minimum security deposits required to be collected for certain forex transactions in response to margin changes that CME and ICE recently implemented. For foreign currency futures involving ...
 National Law Review2 days ago

MFDA Hearing Panel issues Reasons for Decision in the matter of Al Wei Loong Thong

TORONTO, Dec. 2, 2016 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision in connection with a settlement hearing held in Edmonton, Alberta on November ...
 Yahoo! Finance2 days ago
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NGOs allege foul play in maternity entitlement payments

Kolkata, Nov 21 (IANS) Inordinate delays in making payments towards maternity entitlement under the National Food Security Act (NFSA) and insufficient budgetary allocation for the same have defeated the very objective of the scheme, civil society ...
 Yahoo! India2 weeks ago
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National group seeks to collect $115K from P.E.I. investment adviser

Investment regulatory group says adviser John Phillip Watts has yet to pay $115,000 fine The national group that oversees investment dealers has filed papers in P.E.I. Supreme Court to collect an unpaid fine of $115,000 from a P.E.I. investment ...
 CBC2 weeks ago Do wirehouses hold the key to Advisor Group's future?  On Wall Street2 weeks ago
TheHeraldng

Agro dealers want CBN to make foreign currencies available, affordable

Agro-dealers Association of Nigeria has appealed to the Federal Government and the Central Bank of Nigeria (CBN) to make foreign currencies available to dealers for importation of raw materials for fertiliser production. Mr Kabiru Umar, the ...
 TheHeraldng2 weeks ago Naira appreciates after DSS action on currency dealers (Nigeria)  Asoko Insight2 weeks ago CBN alerts banking public of fake 100 banknotes of Hong Kong Dollar  Nigerian Tribune15 hours ago
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NADAguides Highlights Updated RV CONNECT Software at RVIA National RV Trade Show

PRWeb NADAguides will showcase the popular RV CONNECT dealer software at the upcoming 2016 RVIA National RV Trade Show in Louisville, Kentucky November 29 - December 1. This year NADAguides will offer booth visitors a free 30-day trial of its ...
 International Business Times2 weeks ago REV Group Offers Bird's Eye View at RVIA Trade Show  RV News2 weeks ago NADAguides Will Showcase RV Connect Software at RVIA Show  RV News2 weeks ago
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Federal Register

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate Shorter Standard Settlement Cycle and Make Other Changes

. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (Act)  [] and Rule 19b-4 thereunder, [] notice is hereby given that on November 7, 2016, National Securities Clearing Corporation (NSCC) filed with the Securities and Exchange ...
 Federal Register1 week ago Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Disaster Recovery  Federal Register2 days ago Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757  Federal Register2 days ago

Security Council Strengthens Sanctions on Democratic Republic of Korea,Unanimously Adopting Resolution 2321 (2016)

MIL OSI United Nations Source: United Nations 4 Headline: Security Council Strengthens Sanctions on Democratic Republic of Korea, Unanimously Adopting Resolution 2321 (2016) With Secretary-General Hailing Measures as Toughest Ever, Some Warn ...
 Foreign Affairs.co.nz4 days ago

2016 Residential Market Report: Smart Money's on More Interactive Controls

Each year, Security Sales & Integration and Parks Associates partner to complete The Residential Market Report, a survey of electronic security dealers and installing security contractors. Now in its fourth edition, the survey has multiple ...
 Security Sales and Integration6 days ago
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