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About 808 results for "national association of securities de..."

NFA grants Livevol Securities membership as an introducing broker

The National Futures Association has granted membership and introducing broker status to Livevol Securities, the broker-dealer arm of US software provider Livevol Inc. Since the onset of new rulings for retail FX firms which included the ... LeapRate, 4 days ago

35 images for national association of securities dealers, 3 days ago
Savannah Morning News, 1 week ago
Jewish Tribune, 2 days ago
Green Car Reports, 1 week ago
Exhibit City News, 11 hours ago
Tampa Bay Times, 1 week ago
RIA Novosti, 1 week ago
MyFox New York, 2 weeks ago
VOCM, 1 week ago
Tampa Bay Times, 1 week ago

LPL FINANCIAL HOLDINGS INC. - 10-Q - Management's Discussion and Analysis of Financial Condition and Results of Operations

(Edgar Glimpses Via Acquire Media NewsEdge) Overview We are the nation's largest independent broker-dealer, a top custodian for registered investment advisors ("RIAs"), and a leading independent consultant to retirement plans. We provide an ...

The Legend Group® and ACSI Announce Corporate Partnership

PALM BEACH GARDENS, Fla.--(BUSINESS WIRE)-- The Legend Group ® (Legend) is proud to announce their national corporate partnership with The Association of Christian Schools International (ACSI). Legend is now offering retirement planning services ...
 CNBC21 hours ago The Legend Group(R) and ACSI Announce Corporate Partnership  Individual.com20 hours ago The Legend Group :® and ACSI Announce Corporate Partnership  4 Traders21 hours ago

Enforcement Notice Hearing - IN THE MATTER OF Industrial Alliance Securities Inc. - Settlement Hearing

The Agreement concerns Industrial Alliance's failure to adequately supervise, and address the risks associated with, the activities of one of its Registered Representatives in connection with an individual who had been permanently barred from ...
 Industrial Info Financials1 week ago Enforcement Notice Decision - IN THE MATTER of Sydney Azancot - Settlement Accepted  Scottrade3 days ago Enforcement Notice Decision IN THE MATTER of Sydney Azancot Settlement Accepted  Gnom.es3 days ago
Wall Street Business Network

McEvoy Joins Ohio National as Vice President, Broker Dealer Operations, and President, ONESCO

CINCINNATI, OH -- (Marketwired) -- 10/21/14 -- National Financial Services is pleased to announce that Patrick H. McEvoy has joined the company as vice president, broker dealer operations, and president, The O.N. Equity Sales Company (ONESCO). ...
 Wall Street Business Network1 week ago
Security Sales and Integration

ESTS Fosters Dealer-Vendor Ties, Delves Into Industry Trends & Challenges

COLORADO SPRINGS, Colo. ― When the fledgling group Advisory Summit Providers (ASP) launched the Electronic Security Technology Summit (ESTS) in 2013, the idea was to introduce to the industry an event format that facilitated an exclusive schedule ...
 Security Sales and Integration11 hours ago
Security Sales and Integration

How PERS Can Drive Business for Security Dealers

More than 12% of the population in the United States is over 65 years of age. This equates to approximately one in every eight Americans. According to, In 2000, approximately 605 million people were 60 years or older. By 2050, that number ...
 Security Sales and Integration2 days ago

FINRA names Richard Berry head of securities arbitration

(Reuters) - The Financial Industry Regulatory Authority on Thursday named a long-time official, Richard Berry, as the new head of its securities arbitration unit. Berry will replace the head of FINRA's arbitration unit, Linda Fienberg, who ...
 Reuters10 hours ago

'People have no mercy': Inside the life of a Syrian arms dealer

UTC AZAZ, Syria — Abu Ammar is a soft-spoken but charismatic man, who loves his five children and hates ISIS. Before the war, he ran a moderately successful TV and computer repair shop. But after his showroom in Azaz, Syria, was destroyed by ...
 Mashable20 hours ago

Valley National Bancorp's (VLY) CEO Gerald Lipkin on Q3 2014 Results - Earnings Call Transcript

Operator Welcome to the Valley National Bancorporation Third Quarter Earnings Teleconference Call. At this time, all participants lines are in a listen-only mode. Later, well conduct the question-and-answer session with instructions being given ...
 Seeking Alpha1 day ago Wabash National's (WNC) CEO Richard Giromini on Q3 2014 Results - Earnings Call Transcript  Seeking Alpha1 day ago Vantiv's (VNTV) CEO Charles Drucker on Q3 2014 Results - Earnings Call Transcript  Seeking Alpha5 hours ago Control4's (CTRL) CEO Martin Plaehn on Q3 2014 Results - Earnings Call Transcript  Seeking Alpha6 hours ago
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