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About 803 results for "national association of securities de..."

Ameriquest, Inc. Files SEC Form CERTNAS, Certification By The ...

Ameriquest, Inc. Files SEC Form CERTNAS, Certification By The National Association of Securities Dealers Automated Quotation Approving Securities For Listing ( Jan. 22, 2016 ) By a News Reporter-Staff News Editor at Computer Weekly News -- ... Equities.com, 4 days ago

44 images for national association of securities dealers

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Livestock Dealers Pay Courtesy Call On Nbr Governor

By The executive committee of National Livestock Dealers Association Tuesday paid a courtesy call to the North Bank Regional Governor Lamin Queen Jammeh to brief him on the association's plan of activities. Ebrima Jallow, national president of the ...
 AllAfrica.com2 weeks ago
Before It's News

Bloomberg gun-control group launches new ad against McAuliffe

By , RICHMOND — A national gun-control group recently allied with Gov. Terry McAuliffe took out a full-page newspaper ad against him Tuesday to blast the Democrat's surprise gun deal with Republicans. Terry McAuliffe is wrong, begins the ad ...
 Washington Post21 minutes ago Smart Guns, Conceal Carry for Women & Top Gun Sites Online  Before It's News19 hours ago Trigger Warning: Obama's gun control campaign is ineffective  Memorial University Muse3 days ago Klayman First To File Lawsuit Against Obama's Gun Control Executive Orders  Equities.com1 week ago

Food security cover to left-out beneficiaries by Feb 15

extended deadline of February 15 for bringing people hitherto left out of the National Food Security Act (NFSA) among the beneficiaries list is about to end in less than two weeks time, the Food and Civil Supplies department asserted that the work ...
 New Delhi Pioneer5 days ago

National Meeting-Planning Firm EventSphere Focuses on Continued Growth in 2016 and Beyond

PRWeb The meetings and conventions outlook for 2016 and beyond is positive and continues to grow, say industry experts. EventSphere, a major meeting-planning firm, is poised to expand its brand and national footprint over the coming 24 months to ...
 MoneyShow.com1 week ago The Financial Report January 21, 2016 - US Exchanges and Self-Regulatory Organizations  Lexology2 weeks ago
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Peoples Security Bank building up investment services division [The Times-Tribune, Scranton, Pa.]

Jan. 23--Peoples Security Bank & Trust purchased Gilmartin Associates in Scranton as part of a strategy to break into retirement plan administration and beef up its investment services division. Last year the Scranton-based bank brought on Brad ...
 Bloomberg2 weeks ago

Five provinces confirm investment dealer exemption is suitable

The securities regulatory authorities in British Columbia, Alberta, Manitoba, New Brunswick and Saskatchewan (the Jurisdictions ) have now adopted a new exemption (the Investment Dealer Exemption ) from the prospectus requirements under securities ...
 Lexology2 weeks ago

Jane Jarcho Adds SEC Compliance Inspections & Examinations Deputy Director Role; Marc Wyatt Comments

Jane Jarcho, national director of the investment adviser and investment company examination program within the U.S.Securities and Exchange Commission 's Office of Compliance Inspections and Examinations, has added the role of OCIE deputy director. ...
 Executive Gov4 days ago SEC Names Jane Jarcho as Deputy Director of National Exam Program  4 Traders5 days ago
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SEC and FINRA to Hold Regional Compliance Outreach Programs for Broker-Dealers

) - The Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for their 2016 Regional Compliance Outreach Programs for Broker-Dealers that will take place in New York, ...
 4 Traders6 days ago
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Opportunities Beyond the Chart, Technical Insights - In-Depth Research Featuring Federal National Mortgage Association, Optical Cable, THK, and Friedman Industries

/ Moments ago, Trader's Choice released new research updates concerning several important developing situations including the following equities: Federal National Mortgage Association (OTC: FNMA), Optical Cable Corp. (NASDAQ: OCC), THK Co. Ltd.
 Stockwatch1 week ago FEDERAL NATIONAL MORTGAGE ASSCTN FNNI ME : Opportunities Beyond the Chart, Technical Insights - In-Depth Research Featuring Federal National Mortgage Association, Optical Cable, THK, and Friedman Industries  4 Traders1 week ago Top Developments in the Equity Market -- Analyst Reports on Gold Resource, Xueda Education, State National Companies and Hardinge  Stockwatch1 week ago Factors Moving Markets - Free Research on Federal National Mortgage Association, Panasonic, Orkla, and Japan Exchange Group  Stockwatch2 weeks ago
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