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About 38 results for "proficient financial planners"

IIROC nixes planner proficiency rule
Advisor.ca

IIROC nixes planner proficiency rule

, the IIROC proposed a rule on financial planning that contemplated basic proficiency and supervisory requirements for IIROC reps who hold themselves out as financial planners. IIROC has informed the Canadian Securities Administrators that it has ... ILSTV.com, 1 month ago
IIROC withdraws proposed financial planning rule Investment Executive, 1 month ago

CFA vs. CFP: Really?

Back in the early 1980s, when I started covering financial planners, they didn't get much respect on Wall Street. In fact, brokers often referred to the old International Association of Financial Planners (the forerunner of the FPA) as the ...
 AdvisorOne1 month ago
One News Page

5 Financial Moves To Make In The First 5 Years Of Your Career

We can learn from our mistakes, but sometimes it's better to get it right the first time. Thomas Edison is said to have made 1,000 light bulbs before one worked — imagine what else he could have invented if hed gotten it right at try number 25.
 Forbes.com1 month ago

Advisor bill passes second reading

A proposed private member's bill to regulate financial advisors in Ontario passed its second reading in the Ontario legislature on Thursday. The bill will now move on to the Standing Committee on Finance and Economic Affairs for review. Known as ...
 Investment Executive1 month ago Ontario MPP seeks to regulate financial advisers  Globe and Mail2 months ago Ontario bill would regulate advisors  Investment Executive2 months ago

Bill Regulating Financial Advisor Profession Introduced in Ontario

Closing the Loopholes, Raising Standards, Protecting Consumers TORONTO, Feb. 18, 2014 /CNW/ - Today, one of the most important bills to protect consumers was introduced in the Ontario Legislature. It is a ground-breaking Act to regulate who can ...
 Canada NewsWire2 months ago
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Sr. Planner, Finished Goods

Allergan is a global, technology-driven multi-specialty health care company pursuing therapeutic advances to help patients live life to their fullest potential. In making this commitment, we work to develop an unparalleled level of insight into ...
 PharmaDiversity1 month ago

5 Red Flags to Notice When Working with an Financial Advisor

You don't have to be an expert at ferreting out a bad financial advisor; if you were, you probably wouldn't need one in the first place. Thankfully, you don't need to become an expert in finance to spot the red flags. Well go over a few key warning ...
 Market Oracle1 month ago

Wise, Sustainable Wealth Management

The 2008 financial crisis triggered a turning point in the financial services industry. The broad failure and subsequent bailout of many large Wall Street firms, insurance companies and banks created widespread mistrust by many of their wealthy ...
 The Suit Magazine1 month ago

Chef Laura: Don't DIY

Another Tax Day is in the books. April 15 was once a dreaded deadline as I wrestled with TurboTax, praying to Uncle Sam to keep me in his good graces. Then a few years back, I decided it was time to outsource my annual date with the IRS and hire a ...
 ColoradoBIZ Magazine3 days ago

A Women's Viewpoint of Bullying

By Beverly Flaxington April 15, 2014 Beverly Flaxington is a practice management consultant. She answers questions from advisors facing human resource issues. To submit yours, email us here . Advisor Perspectives welcomes guest ...
 Advisor Perspectives6 days ago
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