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About 67 results for "raj rajaratnam rajat gupta"

US apex court denies Rajat Gupta's appeal against lifetime ban

US apex court denies Gupta's appeal

PRESS TRUST OF INDIA New York, 13 January India-born former Goldman Sachs director Rajat Gupta's appeal challenging his permanent ban from acting as an officer or director of a public company has been rejected by the US Supreme Court. The ... The Statesman, 2 weeks ago

Rajat Gupta Loses Appeal of Lifetime Ban by SEC

The U.S. Supreme Court has rejected an appeal by Rajat Gupta, the former Goldman Sachs Group Inc. director convicted of insider trading, leaving in place a lifetime ban by the U.S. Securities and Exchange Commission on the Indian American serving as ...
 India-West1 week ago U.S. top court declines to hear Gupta's appeal over officer ban  Yahoo! Maktoob News2 weeks ago Ex-Goldman Director Gupta Rejected by Top Court on Lifetime Ban  Bloomberg2 weeks ago US top court declines to hear Gupta's appeal over lifetime ban  Business Standard India2 weeks ago

BATS Settles, Gupta Rebuffed, Banks Appeal Rejected: Compliance

Advertisement (Bloomberg) -- BATS Global Markets Inc. is paying a record fine to settle allegations that two stock exchanges it bought last year obfuscated a central part of how their trading system worked. BATS agreed to a $14 million U.S.
 GARP2 weeks ago

Ethics is chic

After the 2008 global economic crisis triggered by the malfeasance of mostly US financial services firms, many sceptics thought the firms would never be held accountable. After all, there is a well-established system of revolving door between banks ...
 Hindu Business Line1 week ago

Cleaning act

Insider trading generally occurs when a security is bought or sold while in possession of material, non-public information. It has been the focus of securities regulators worldwide and rightly so. In line with this global trend, market regulator ...
 Hindu Business Line1 week ago
News India Times

Desi Life in 2014: Successes and Failures, Crimes and Crises

By Bhargavi Kulkarni Indian-Americans in the tristate are still in the hangover of Narendra Modi's September visit to the U.S. His reception at New York's Madison Square Garden, and its success, is one of the most important achievements for the ...
 News India Times1 month ago

History's Six Biggest Wall Street Crimes

Tis the season to take stock in your year. With the holidays fast approaching, many of us will be starting to wonder whether were on Santa's naughty list or his nice list. Yet, there are a few on Wall Street who have already earned themselves a ...
 Equities.com1 month ago

'Ebullient' Cohen Reveling in Insider Trading Ruling

Count hedge fund honcho Steve Cohen as one of the Wall Street executives doing a victory dance after a key court ruling made it harder for the Feds to crack down on insider trading. Ebullient was the way Cohen was described following the ...
 FOXBusiness.com1 month ago

Overreaching enforcers redraw insider trading line

By The author is a Reuters Breakingviews columnist. The opinions expressed are his own. Enforcershave revealed an insider trading line by stepping over it. A U.S. court on Wednesday tossed convictions of two hedge fund managers, sharply narrowing ...
 Reuters India1 month ago

Another Insider Trading Defeat Strikes At Government's Indomitable Aura

An appellate court in New York delivered a jolting rebuke to the government's pursuit of insider trading earlier today by overturning a high-profile verdict over two hedge fund portfolio managers Todd Newman and Anthony Chiasson. The ruling ...
 Forbes.com1 month ago Ted Kennedy Jr.'s Marwood Grp gets Wells notice in insider trading crackdown  FOXBusiness.com1 month ago Insider Trading Crackdown on 'Political Intelligence'  FOXBusiness.com1 month ago Insider trading: Sebi must knock few heads to drive message  Moneycontrol.com2 months ago
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