Your browser does not support JavaScript or it may be disabled!
 India As It Happens
Rediff Labs will showcase innovative products that rediff is working on behind the scenes.
News   |   Images
Get Realtime News
on your webpage

About 803 results for "sarbanes oxley"

Sarbanes-Oxley Act Deadline Underscores Need For Records Manag...

Written by Kurt Thies - CEO, Accutrac Software Corporate scandals like Enron and Arthur Andersen forced Congress to pass the Sarbanes-Oxley Act in 2002 to protect investors. As of Oct. 31, 2003, public companies need to have systems in place to ... Pharmaceutical Online, 1 week ago

9 images for sarbanes oxley

International Banker, 3 months ago
Virtual Strategy Magazine, 4 months ago
IT Business Net, 4 months ago
Sys-Con Belgium, 5 months ago
Bitpipe, 5 months ago
SPi World News, 6 months ago
Federal Register, 5 months ago
Federal Register, 5 months ago
Federal Register, 5 months ago
Audit Analytics

Literature Review: An Analysis and Taxonomy of Disclosure Controls and Procedures Effectiveness

In a recent post , we discussed trends in Sarbanes-Oxley Act Section 302 Disclosure Controls and Procedures (DC&P, or SOX 302) filings, and highlighted some reasonswhy disclosure controls may be of interestto investors and stakeholders. In this ...
 Audit Analytics1 week ago SOX 404 Disclosures Have Had Their Ups and Downs  AccountingWEB1 month ago Ineffective Disclosure Controls, 2005-2015  Audit Analytics1 month ago

Securities Law: A Guide to the 1933 and 1934 Acts and their Amendments, including Sarbanes-Oxley and Dodd-Frank - Research and Markets

DUBLIN--(Business Wire)--Research and Markets has announced the addition of the "Securities Law: A Guide to the 1933 and 1934 Acts and their Amendments, including Sarbanes-Oxley and Dodd-Frank" newsletter to their offering. Securities Law: A Guide ...
 Digital Journal1 month ago SECURITIES LAW : A Guide to the 1933 and 1934 Acts and their Amendments, including Sarbanes-Oxley and Dodd-Frank - Research and Markets  4 Traders1 month ago
Bloomberg BNA

OSHA Addresses Sarbanes-Oxley Whistleblower Releases

We have written about that restrict reporting matters to the SEC. OSHA has also issued guidance regarding settlement agreements with whistleblowers under Section 806 of the Sarbanes-Oxley Act. According to the guidance: OSHA will not approve a gag ...
 JD Supra3 weeks ago SEC and OSHA Converge on Whistle-Blowing: Should Companies Be Scared?  Bloomberg BNA1 week ago OSHA Joins the SEC in Attacking Confidentiality and Other Provisions in Private Settlement Agreements  JD Supra1 month ago

California's Ban On Loans To Directors And Officers

California banned loans to directors and officersdecades before Congress thought of doing so as part of the Sarbanes-Oxley Act of 2002. Current Corporations Code Section315 prohibits corporations (defined in Section 162) from making loans of money ...
 Allen Matkins1 week ago MEDBOOK WORLD, INC : Change in Directors or Principal Officers (form 8-K)  4 Traders2 weeks ago

Reducing the costs and burden of Sarbanes-Oxley compliance

Like it? Share it! SOX compliance: a beneficial—but still costly—requirement In the years since the Sarbanes-Oxley Act (SOX) was first implemented, the general consensus is that, overall, it has produced positive net benefits. Internal ...
 ACL.com2 weeks ago [PDF] The Sarbanes-Oxley Section 404 Implementation Toolkit : Practice Aids for Managers and  Dailymotion3 weeks ago SDNY Awards Front Pay in Sarbanes-Oxley Whistleblower Retaliation Case  JD Supra1 month ago [PDF] Sarbanes-Oxley Compliance Using COBIT and Open Source Tools Full Online  Dailymotion1 month ago

D&O Loans: California Section 315 Versus Sarbanes-Oxley Section 402

Although both Section 315 of the California Corporations Code and Section 402 of the Sarbanes-Oxley Act purport to ban loans to directors and officers, there are significant differences between these statutes. Below is a precis of some of the key ...
 National Law Review3 weeks ago

Ninth Circuit Holds SOX Gives SEC Power to Cause Executives to Disgorge Incentive Compensation Based on Others' Misconduct

Rule 13a-14 issued under the Sarbanes-Oxley Act (SOX) requires that Chief Executive Officers and Chief Financial Officers certify the accuracy of the public company's financial statements. Section 304 of SOX states that CEOs and CFOs can be required ...
 JD Supra3 weeks ago Ninth Circuit Holds that SOX 304 Clawback Applies to Executives that are Not at Fault  JD Supra1 month ago


FORT WORTH — A former assistant vice president claims Colonial Savings fired her to retaliate for her warnings that it failed to notify 40,000 consumers of material changes to automatic clearinghouse withdrawals, in
 Courthouse News Service1 month ago

Ninth Circuit Permits SEC to Assert Standalone Claim for False Sarbanes-Oxley Certification, Confirms Disgorgement Remedy Against CEO and CFO Despite Lack of Personal Involvement

In Securities & Exchange Commission v. Jensen , No. 14-55221, 2016 WL 4537377 (9th Cir. Aug. 31, 2016), the United States Court of Appeals for the Ninth Circuit broke new ground by providing the Securities & Exchange Commission (SEC) with a new ...
 National Law Review1 month ago
Prev | Next
Personalize your Realtimeclose [x]
Add content to your personalized tab - My News
Add upto 6 topics of your interest:
for eg.2g Scam , World
Personalize the tabs display. ( You can add or remove the tabs )
AlertsGet updates on latest news & your favourite topics right in your inbox.Set an Alert|Manage your Alerts


Realtime News

on your Webpage

Add Widget >Get your members hooked!
Related Queries - sarbanes oxley
Get updated on latest news & your favorite topics right in your inbox!
More     Less