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About 802 results for "sarbanes oxley"

Ineffective Disclosure Controls, 2005-2015
Audit Analytics

SOX 404 Disclosures Have Had Their Ups and Downs

Disclosure requirements of Section 404 of the Sarbanes-Oxley Act (SOX 404) haven't been the smoothest of regulatory sailings over the past 12 years, and a new report by research firm Audit Analytics makes that clear. Indeed, SOX 404 Disclosures: ... AccountingWEB, 4 days ago
Automating IT Compliance Audits, 1 month ago

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SEC Position on SOX 304 Clawbacks Adopted by Ninth Circuit

Under Section 304 of the Sarbanes Oxley Act the Commission can seek to clawback certain discretionary CEO and CFO compensation and trading profits if there is a restatement of the issuer's financial statements based on wrongful conduct. The SEC has ...
 JD Supra1 week ago SEC Clawbacks of CEO and CFO Compensation  Harvard Law School Forum1 week ago Ninth Circuit Holds SOX 304 Clawback Applies to Executives Not at Fault  National Law Review1 week ago Ninth Circuit Holds that SOX 304 Clawback Applies to Executives that are Not at Fault  Lexology1 week ago

Securities Law: A Guide to the 1933 and 1934 Acts and their Amendments, including Sarbanes-Oxley and Dodd-Frank - Research and Markets

DUBLIN--(Business Wire)--Research and Markets has announced the addition of the "Securities Law: A Guide to the 1933 and 1934 Acts and their Amendments, including Sarbanes-Oxley and Dodd-Frank" newsletter to their offering. Securities Law: A Guide ...
 Digital Journal2 weeks ago SECURITIES LAW : A Guide to the 1933 and 1934 Acts and their Amendments, including Sarbanes-Oxley and Dodd-Frank - Research and Markets  4 Traders2 weeks ago The Complete Payroll Law (San Diego, CA, United States - October 13-14, 2016) - Research and Markets  Business Wire1 month ago


FORT WORTH — A former assistant vice president claims Colonial Savings fired her to retaliate for her warnings that it failed to notify 40,000 consumers of material changes to automatic clearinghouse withdrawals, in
 Courthouse News Service1 day ago

SDNY Awards Front Pay in Sarbanes-Oxley Whistleblower Retaliation Case

, involved a case where Plaintiff Perez drafted a memo to Progenics general counsel and his department head, accusing Progenics of committing fraud by publishing a false press release related to the status of clinical trials for a drug under ...
 JD Supra2 days ago Sarbanes-Oxley Whistleblower Obtains $2.7M in Front Pay  National Law Review2 weeks ago

[PDF] Sarbanes-Oxley Compliance Using COBIT and Open Source Tools Full Online

Click Here Author: eaykhgmpg Tags: Sarbanes-Oxley Compliance Using Posted: 16
 Dailymotion5 days ago FREE PDF Sarbanes Oxley Manual: A Handbook for the Act and SEC Rules DOWNLOAD ONLINE  Dailymotion1 month ago

Ninth Circuit Permits SEC to Assert Standalone Claim for False Sarbanes-Oxley Certification, Confirms Disgorgement Remedy Against CEO and CFO Despite Lack of Personal Involvement

In Securities & Exchange Commission v. Jensen , No. 14-55221, 2016 WL 4537377 (9th Cir. Aug. 31, 2016), the United States Court of Appeals for the Ninth Circuit broke new ground by providing the Securities & Exchange Commission (SEC) with a new ...
 National Law Review1 week ago

The PCAOB's Effect on Auditor Market Share

One of the most important aspects of the epochal Sarbanes-Oxley Act (SOX) of 2002 was the institution of the Public Company Accounting Oversight Board (PCAOB), whose purpose, in part,was to oversee the audits of public companies to promote and ...
 Audit Analytics2 weeks ago

SOX Code of Ethics Rule Lowered Restatements

The Sarbanes-Oxley provision requiring senior financial officers to adopt a code of ethics tended to reduce the number of earnings restatements by their companies, according to a new study. The study, by O.C. and Linda Ferrell of Belmont ...
 Accounting Today3 weeks ago

SOX Whistleblower Decision Clarifies Broad Scope of SOX Protected Conduct

A recent win by a Sarbanes-Oxley Act (SOX) whistleblower in Burns v. Medtronic , No. 8:15-cv-2330-T17-TBM, 2016 WL 3769369 (M.D. Fla. July 12, 2016), highlights the broad scope of SOX protected whistleblowing and the trend of federal courts ...
 National Law Review3 weeks ago
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