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About 900 results for "securities exchange commission"

SEC Charges CEO and Boiler Room Operator With Fraud

Washington D.C., Sept. 26, 2016 — The Securities and Exchange Commission today charged a former microcap company CEO and a boiler room operator with defrauding seniors and others who were pressured to invest in a pair of penny stock companies and ... SEC Filings, 13 hours ago

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Dealbreaker, 5 days ago
Caribbean Business Online, 5 days ago
Business Insider, 2 hours ago
CBC, 10 hours ago
FOXBusiness.com, 14 hours ago
Reuters UK, 15 hours ago
Melbourne Age, 5 days ago
Australian Financial Review, 5 days ago
Business Insider UK, 5 days ago
Reuters UK, 6 days ago

Those Fined By SEC In Microcap Fraud Case Include Former NY Governor, Record Exec Who Signed Vanilla Ice

The Securities and Exchange Commission has charged former New York Democratic Governor David Paterson and music producer Charles Koppelman for violating securities laws in relation to Microcap fraud. Both agreed to pay $25,000 each as penalties ...
 Benzinga.com13 hours ago

Call for papers ConsobBocconi conference Securities markets. Trends, risks and policies

The National Commission for Companies and the Stock Exchange (Commissione Nazionale per le Società e la Borsa - CONSOB) has: a) prohibited, under the terms of Art. 99, paragraph 1, lett. d), of the Consolidated Law on Finance - CLF, the offering to ...
 Italian Securities Commission22 hours ago Securities and Exchange Commission of Pakistan and State Bank of Pakistan chiefs meet  Pakistan Press International2 days ago U.S. Securities and Exchange Commission Surpasses $100 Million in Awards Through Whistleblower Program  National Law Review4 days ago US Federal Business Opportunity: Securities and Exchange Commission: EasyLobby Software Upgrade and Maintenance Support  ITbriefing4 days ago
GigaLaw.com

US senator seeks Yahoo-hacking probe

Democratic Senator Mark Warner has asked the US Securities and Exchange Commission to investigate whether Yahoo and its senior executives fulfilled obligations to inform investors and the public about a hacking attack affecting 500 million user ...
 GWN7 - Yahoo710 hours ago Yahoo hack woes intensify as Senator calls for SEC action  Insurance Business America13 hours ago Senator Asks SEC to Probe Yahoo Over Hacking Disclosure  GigaLaw.com13 hours ago U.S. senator seeks SEC probe of Yahoo disclosure on hacking  Reuters16 hours ago

CHEMTURA CORPORATION Former SEC Attorney Willie Briscoe and Powers Taylor LLP Believe the Acquisition by LANXESS AG May be Unfair to Shareholders

Former United States Securities and Exchange Commission attorney Willie Briscoe and the securities litigation firm of Powers Taylor LLP are investigating potential claims against the Board of Directors of Chemtura Corporation (Chemtura) (NYSE: CHMT) ...
 4 Traders13 hours ago CHEMTURA CORPORATION SHAREHOLDER ALERT: Former SEC Attorney Willie Briscoe and Powers Taylor LLP Believe the Acquisition by LANXESS AG May be Unfair to Shareholders  BioSpace13 hours ago
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FSC asks First Financial to ensure security after hacker attacks

Taipei, Sept. 23 (CNA) The Financial Supervisory Commission (FSC), the country's top financial regulator, said Friday that it has instructed First Financial Holding Co. (第一金) to ensure transaction security, in a bid to protect clients and ...
 Focus Taiwan3 days ago The Financial Report, 22 September 2016, US Exchanges and Self-Regulatory Organizations  Lexology3 days ago Financial orgs, arms get securities rule waiver to comply Finance Act  New Age Bangladesh4 days ago
SPi World News

Brady Corporation Files 2016 Annual Report on Form 10-K with the U.S. Securities and Exchange Commission

MILWAUKEE--( BUSINESS WIRE )--Brady Corporation (NYSE: BRC) (Brady or Company) announced that it has filed its Annual Report on Form 10-K for the fiscal year ended July 31, 2016 with the U.S. Securities and Exchange Commission. The Annual Report on ...
 Business Wire1 week ago BRADY CORPORATION : Files 2016 Annual Report on Form 10-K with the U.S. Securities and Exchange Commission  4 Traders1 week ago
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Sify

Former Fannie Mae CEO settles crisis-related lawsuit with SEC

By Patrick Rucker and Nate Raymond WASHINGTON/NEW YORK (Reuters) - In one of the U.S. Securities and Exchange Commission's biggest cases tied to the 2008 financial crisis, former Fannie Mae Chief Executive Daniel Mudd has reached a settlement with regulators, ...
 Sify1 month ago
Sify

SEC halts trade in mysterious $35 billion OTC stock

(Reuters) - The U.S. Securities and Exchange Commission on Monday temporarily halted trade in Neuromama Ltd , whose shares have quadrupled to about $56 in over the counter trading this year, citing concerns including "potentially manipulative" transactions.
 Sify1 month ago

Alibaba posts fastest growth since IPO, nets $4.84 billion in quarterly revenues

Remains silent on the US Securities and Exchange Commission investigation into its accounting practices
 Business Standard1 month ago
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