SEC to require mea culpas in some big settlements

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 22725 / June 12, 2013 Securities and Exchange Commission v. , Civil Action No. 13-civ-3897 (S.D.N.Y.) SEC Files Insider Trading Charges Against Whittier Trust and Fund Manager On June 7, ...

filed with the U.S. Securities and Exchange Commission its Current Report on Form 8-K. Copies of this document can be downloaded via the following link: For further information, please contact: Jeannine Zahn

FOR IMMEDIATE RELEASE 2013-109 Washington, D.C., June 12, 2013 — The Securities and Exchange Commission today charged the former head of the Miami office at brokerage firm Direct Access Partners (DAP) for his role in a massive kickback scheme ...

) - Caspian Energy Inc. ("Caspian") (TSX: CEK) announced today that the Continued Listings Committee of the Toronto Stock Exchange ("TSX") has determined to delist Caspian's common shares effective at the close of market on July 11, 2013. A letter ...

Notice of filing with the US Securities and Exchange Commission Virgin Media Inc.: Notice of Filing with U.S. Securities and Exchange Commission LONDON, June 4, 2013 Virgin Media Inc. (NASDAQ:VMED) (LSE:VMED) today filed a Current Report on Form ...

MARY JO WHITE, CHAIR, U.S. SECURITIES AND EXCHANGE COMMISSION, TO JOIN LEADERS AT WALL STREET JOURNAL CFO CONFERENCE NEW YORK (June 3, 2013)—The Wall Street Journal announced today that Mary Jo White, Chair, U.S. Securities and Exchange ...

Will mull bringing under own ambit all financial products from abroad sought to be sold to Indians. The Securities and Exchange Board of India (Sebi) will introduce rules for wealth management and foreign broking firms, which intend to sell financial products to Indian citizens. The fresh set of regulations, to be in addition to those from the Reserve Bank of India (RBI), are being considered to bring the products these companies sell under Sebi’s ambit. The move comes less than six ...

NASDAQ has agreed to pay a penalty of $10 million, the largest ever against a stock exchange, for violating securities laws in the Facebook initial public offering (IPO) last May, the Securities and Exchange Commission (SEC) has said in a statement.The SEC ...

Argentina wants the U.S. Securities and Exchange Commission to name names and provide proof that Ralph Lauren Corp. bribed customs officials for years to allow its products into the South American