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About 928 results for "securities exchange commission"

Actavis registration statement for planned acquisition of Alle...

Pharmaceutical company Actavis (NYSE:ACT) said on Tuesday that the US Securities and Exchange Commission has declared its registration statement on Form S-4 relating to its pending acquisition of Allergan (NYSE:AGN) effective. According to the ... Individual.com, 51 minutes ago

88 images for securities exchange commission

Lawyer Herald, 5 days ago
People Daily, 1 day ago
NigeriaCommunicationsWeek, 2 weeks ago
Lawyer Herald, 1 week ago
The Nation Nigeria, 1 week ago
CNBC, 2 weeks ago
Lawyer Herald, 2 weeks ago
Lawyer Herald, 2 weeks ago
Reuters, 1 week ago
Reuters, 2 weeks ago

SC 13G/A - BUILD A BEAR WORKSHOP INC (0001113809) (Subject)

SEC Down for Maintenance U.S. SECURITIES AND EXCHANGE COMMISSION Down for Maintenance You are receiving this error message because our systems are down for maintenance. Please try back in a few mintues. We regret any inconvenience, and we thank ...
 SEC15 hours ago

BNY Mellon Says SEC Recommending Action Over Wealth Fund Interns

Bank of New York Mellon Corp. said that the U.S. Securities and Exchange Commission has made a preliminary determination to recommend enforcement action against current and former employees for allegedly violating the U.S. Foreign Corrupt Practices ...
 Bloomberg15 hours ago BNY Mellon may face bribery charges over sovereign wealth funds: filing  Yahoo! India16 hours ago
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Business Insights

SEC Charges Oppenheimer With Securities Law Violations Related to Improper Penny Stock Sales

Washington D.C., Jan. 27, 2015 — The Securities and Exchange Commission today charged Oppenheimer & Co. with violating federal securities laws while improperly selling penny stocks in unregistered offerings on behalf of customers. ...
 SEC19 hours ago Securities and Exchange Commission of Pakistan extends the applicability of Cost Accounting Records Order, 2012  Business Insights4 days ago Commission Proposes Additional Security-Based Swap Transaction Reporting Rules and Guidance  Media Newswire1 week ago
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St. Joe Gets SEC Wells Notice on Securities Violations

St. Joe Co., a northern Florida real estate developer, received a Wells notice from the U.S. Securities and Exchange Commission indicating the agency will file action for securities-law violations, according to a regulatory filing. The ...
 BusinessWeek1 day ago St. Joe Receives SEC Wells Notice on Past Securities Violations  GARP1 day ago

MetroGAS S.A. to Cease Its U.S. Reporting Obligations under Securities Exchange Act of 1934

MetroGAS reported that it has filed a Form 15F with the United States Securities and Exchange Commission with the intention of terminating its reporting obligations under Section 13(a) and Section 15(d) of the Securities Exchange Act of 1934, as ...
 Individual.com2 days ago MetroGAS : to Cease Its U.S. Reporting Obligations under Securities Exchange Act of 1934  4 Traders2 days ago

Former Securities and Exchange Commission chairwoman says financial illiteracy pervades U.S. [The Florida Times-Union, Jacksonville]

Jan. 20--What investors don't know in the United States definitely will hurt them financially and they don't know a lot, said the former chairwoman of the federal Securities and Exchange Commission during a luncheon Tuesday in Jacksonville. Mary ...
 BusinessWeek1 week ago

Securities and Exchange Commission clears Republic Bank of allegations

Accra, Jan 19, GNA - Republic Bank Limited (RBL) has expressed its satisfaction, having been cleared by the Securities and Exchange Commission (SEC) of recently made concert party allegations. A statement issued by Michelle Palmer-Keizer, RBL ...
 Ghana News Agency1 week ago

SEC eyes transfer agents in new front against US stock fraudsters

The US Securities and Exchange Commission is in the early stages of drafting new rules for transfer agents. WASHINGTON: In their battle to root out microcap stock fraudsters, US securities regulators are turning their attention to the obscure world of ...
 Economic Times2 weeks ago

Joseph Stiglitz off SEC panel after stance on high speed trades

Stiglitz's rejection shows the partisan infighting that has bogged down Securities and Exchange Commission chair Mary Jo White's plan to set up a panel of experts to advise the agency on topics ranging from rapid-fire stock trading to dark pools WASHINGTON: ...
 Economic Times3 weeks ago
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