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About 997 results for "securities exchange commission"

SEC seeks easier access to bank records in probing securities cases
Philippine Daily Inquirer

SEC seeks easier access to bank records in probing securities ...

03:24 AM August 29th, 2015 Recommended The Securities and Exchange Commission is seeking leeway from Congress to scrutinize bank records—given the strict bank deposit secrecy law in the Philippines—to be able to respond promptly when there ... Philippine Daily Inquirer, 17 hours ago

315 images for securities exchange commission

SC Magazine US, 2 days ago
FOXBusiness.com, 1 day ago
Crowdfund Insider, 1 week ago
Daily Times Nigeria, 2 weeks ago
Bisnow, 1 week ago
Florida Times-Union, 3 weeks ago
NPR, 3 weeks ago
Lubbock Online, 3 weeks ago
North Jersey.com, 3 weeks ago
Bloomberg, 2 weeks ago
Advisor.ca

Ex-JP Morgan hand Ashish Aggarwal accused of insider-trading in US

The US Securities and Exchange Commission (SEC) has charged a former employee of JP Morgans San Francisco office, Ashish Aggarwal, with illegally tipping a close friend with confidential information about clients involved in impending mergers and acquisitions ...
 Business Line2 days ago Insider trading charges on 3 US Indians  Asian Age2 days ago Ex-JP Morgan analyst pleads not guilty to insider trading  Advisor.ca2 days ago Rajat Gupta fails to void insider trading conviction  Economic Times1 month ago
Samaylive

Indian-origin ex-JPMorgan analyst charged with insider trading

An Indian-origin former investment bank analyst has been charged by the US Securities and Exchange Commission(SEC) with insider trading for tipping his close friend with confidential information about deals of technology companies making more than $600,000 in ...
 Economic Times2 days ago JP Morgan Securities Indian analyst charged with insider trading  Samaylive3 days ago

Sebi to make share trading cheaper and simpler

MUMBAI: The Securities and Exchange Board of India (Sebi) is considering ways to make share trading cheaper and less cumbersome for market participants. The capital market regulator will discuss, in its board meeting on Monday, the feasibility of a single ...
 Economic Times5 days ago Sebi asks MFs to pare down commissions  Deccan Herald1 month ago Sebi pulls up MFs on upfront fees  The Financial Chronicle1 month ago
Times of India

Apple spends $700,000 a year to keep Tim Cook safe

Patently Apple pulled the figure from Apple's Schedule 14A report with the US Securities and Exchange Commission.
 Times of India3 weeks ago Apple rewards CEO Tim Cook with $58M for bang-up job on Wall Street  ITworld.com21 hours ago
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Wipro near day’s high as it reaches settlement with the US SEC

Shares of Wipro gained momentum and were near day’s high on reaching a settlement with the US Securities and Exchange Commission.
 Economic Times2 months ago Wipro settles with SEC on accounting issue  Times of India2 months ago Wipro stock advances; settles with SEC on accounting issue  India Infoline2 months ago

US SEC chair says 'closely monitoring' situation at NYSE

US Securities and Exchange Commission Chair Mary Jo White said on Wednesday the agency was in contact with the New York Stock Exchange and "closely monitoring the situation."
 Economic Times1 month ago

Twitter new source of funds for start-ups

Coming as a shot in the arm for fledgling businesses, the US Securities and Exchange Commission has given its nod to start-ups for using the social network to drum up interest in future stocks and debt offerings, engadget.com reported.Though this would only ...
 Prokerala2 months ago Next up, online: Unlisted co, start-up shares on sale!  Economic Times2 months ago
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Logitech sets aside $3.25 million to cover possible US Securities and Exchange Commission penalty

In April, Logitech said it planned to reorganise its Lifesize office video-conferencing business around a cloud-based service it unveiled nine months ago. FRANKFURT: Swiss-American gadget maker Logitech has set aside $3.25 million to cover a potential civil ...
 Economic Times2 months ago

Computer Sciences to pay $190 million to settle accounting fraud case

Securities and Exchange Commission also charged eight former executives in connection with the scheme, five of whom also agreed to settle. WASHINGTON: Computer Sciences Corp agreed to pay $190 million to settle civil accounting fraud charges alleging the ...
 Economic Times2 months ago
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