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About 912 results for "securities exchange commission"

Oversight Hearing on Securities and Exchange Commission Operat...

Securities and Exchange Commission Operations Securities and Exchange Commission (SEC) officials testified at an oversight hearing on C-SPAN, 1 week ago
Growing Nigeria's commodities exchange The Guardian Nigeria, 19 minutes ago

For public opinion : SECP notifies consultants to issue of securities' rules

ISLAMABAD: With approval of the federal government, the Securities and Exchange Commission of Pakistan (SECP) has notified the draft advisers and consultants to the issue of Securities Rules, 2016. According to SECP statement, it has also been ...
 Daily Times3 hours ago Securities and Exchange Commission of Pakistan Chairman visits Pakistan Stock Exchange and meets Pakistan Stock Exchange Brokers  MediaLine Pakistan1 day ago
Reuters UK

Exclusive - China securities regulator orders major commodities exchanges to control futures speculation: sources

A police vehicle is seen parked outside the headquarters building of China Securities Regulatory Commission in Beijing, July 9, 2015. Reuters/Jason Lee HONG KONG China's securities regulator ordered the country's major commodity futures ...
 Reuters UK12 hours ago EXCLUSIVE-China securities regulator orders major commodities exchanges to control futures speculation-sources  Reuters UK11 hours ago Exclusive: China securities regulator orders major commodities exchanges to control futures speculation - sources  Reuters UK11 hours ago
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Federal Register

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish a Secondary Contingency Procedure To Enable the Exchange To Report an Official Closing Price on B

. On March 2, 2016, The Nasdaq Stock Market LLC (Exchange) filed with the Securities and Exchange Commission (Commission), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (Act)  [1] and Rule 19b-4 thereunder, [2] a proposed ...
 Federal Register1 day ago Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange i  Federal Register1 day ago Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C-Equities To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unab  Federal Register1 day ago Aeropostale Inc (AROP) Stock is No Longer on New York Stock Exchange  Bidness Etc3 days ago

SEC Adopts Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

, the Securities and Exchange Commission adopted final rules modifying regulations for security-based swap dealers and major security-based swap participants (security-based swap entities). The final rules address conduct and compliance officer ...
 Lexology2 days ago US Securities and Exchange Commission Adopts Final Rules Implementing Business Conduct Standards for Security-Based Swap Deals and Major Security-Based Swap Participants  JD Supra2 days ago

ASUR Files Form 20-F with the U.S. Securities and Exchange Commission

MEXICO CITY, April 15, 2016 /PRNewswire/ -- Grupo Aeroportuario del Sureste, S.A.B. de C.V. (NYSE: ASR; BMV: ASUR) (ASUR), the first privatized airport group in Mexico and operator of Cancºn Airport and eight other airports in southeast Mexico, as ...
 Bloomberg1 week ago GRUPO AEROPORTUARIO DEL SUREST SAB DE CV : ASUR Files Form 20-F with the U.S. Securities and Exchange Commission  4 Traders1 week ago
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Sebi asks MFs to mention commission paid to distributors

The Securities and Exchange Board of India (Sebi) has asked mutual fund houses to clearly mention the actual commission, including gifts and junkets, given to distributors against the investments of an individual. In a circular sent to all fund houses on ...
 Economic Times1 month ago Sebi asks fund houses to mention commission given to distributors  Economic Times1 month ago AMFI, SEBI to soon sort out distributors' commission issue  Business Line2 months ago
DNA

Panama Papers: US securities watchdog to review hidden back accounts for anti-bribery violations

The US Securities and Exchange Commission (SEC) will review the documents to search for possible violations of the anit-bribery law
 DNA3 weeks ago U.S. watchdog may review 'Panama Papers' over hidden funds  Reuters2 weeks ago
Sify

Exclusive - Exxon Mobil must allow climate change vote: SEC

By Ernest Scheyder (Reuters) - The U.S. Securities and Exchange Commission has ruled Exxon Mobil Corp must include a climate change resolution in its annual shareholder proxy, a defeat for the world's largest oil producer, which had argued it already provides ...
 Sify1 month ago

Ex-Toshiba boss Hisao Tanaka grilled over falsified financial report: Media

Hisao Tanaka was quizzed by the Securities and Exchange Surveillance Commission (SESC), according to Japan's public broadcaster NHK and other news reports. TOKYO: A former Toshiba president has been questioned by Japan's markets watchdog and may face criminal ...
 Economic Times1 month ago
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