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About 966 results for "securities exchange commission"

Hanergy stock plunge to test Hong Kong securities watchdog

* Regulator, exchange grapple with surge in volatility * Stock Connect poses oversight challenge * Risk of market manipulation seen growing By Michelle Price HONG KONG, May 21 (Reuters) - Sharp share price swings are testing the ability of ... Reuters India, 3 days ago
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125 images for securities exchange commission

AiCIO, 2 days ago
Reuters, 4 days ago
Indian Express, 2 days ago
The Fiscal Times, 3 weeks ago
KansasCity.com, 3 weeks ago
Futures Magazine, 3 weeks ago
Nigeria Punch, 3 weeks ago
American Banker, 1 month ago
Business Insider, 3 weeks ago
Reuters, 3 weeks ago

US Securities and Exchange Commission proposes pay versus performance disclosure rule

To view this article you need a PDF viewer such as Adobe Reader . If you can't read this PDF, you can view its text here . USA May 13 2015 To view all formatting for this article (eg, tables, footnotes), please access the ...
 Lexology1 week ago

JPMorgan gets SEC subpoenas over mutual fund sales

JPMorgan Chase & Co said it has received subpoenas from the U.S. Securities and Exchange Commission over how it sells its mutual funds.
 Times of India2 weeks ago

Warsaw Stock Exchange wins vital US support

The exchange is gearing up to launch power futures before the end of November Warsaw Stock Exchange has secured a potentially major boost to its trading ambitions as US regulator the Commodity Futures Trading Commission has ...
 Futures & Options World5 days ago The European Commission partners OpenPEPPOL for digital data exchange  Paypers5 days ago US Securities and Exchange Commission's stock market reform club locks out retail brokers  Economic Times4 weeks ago SEC's stock market reform club locks out retail brokers  Economic Times3 weeks ago
NDTV

General Motors CEO Mary Barra's compensation triples to $15.8 million

GM reported its 2014 compensation Friday in its proxy filing with the US Securities and Exchange Commission. DETROIT: General MotorsCEO Mary Barra's compensation more than tripled in 2014 to $15.8 million in her tumultuous first year in the automaker's top ...
 Economic Times1 month ago Infosys' Highest-Paid Executive is not its CEO Vishal Sikka  NDTV3 days ago
DNA

It pays to go ‘direct’ in mutual funds

After direct investing in mutual funds was introduced by market regulator Securities and Exchange Board of India (Sebi) in January 2013, the institutional investors have shifted to direct investing in large numbers as they get higher net asset value ...
 The Financial Chronicle1 week ago FMC-SEBI merger to boost farm insurances  Prokerala1 month ago 'FMC-SEBI merger to boost farm insurances'  SME Times1 month ago FMC chairman Ramesh Abhishek gets fourth extension  DNA1 month ago
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To check ponzi menace, Sebi to divert small investors to market

The Securities and Exchange Board of India (Sebi) is taking measures to make it easier for small investors to come into the capital market so as to prevent them from investing in fraudulent ponzi schemes, a Sebi top official said. Addressing the 28th annual ...
 The Financial Chronicle1 month ago Former Sebi member Sahoo joins CCI  Business Standard1 month ago Finance Minister reviews state of capital markets with SEBI board  Jagran Post2 months ago Sebi to make IPO rules easier for startups  The Financial Chronicle2 months ago

US Securities and Exchange Commission plans to level playing field for newer ETF firms

The agency's tentative plan - still in its early stages - would affect how companies manage their portfolios in illiquid markets, such as bonds. NEW YORK: The US Securities and Exchange Commission may strip Vanguard Group, BlackRock Inc and State Street Corp, ...
 Economic Times2 months ago

BHP Billiton is to pay $25m to settle charges that it violated US anti-bribery law. The US Securities and Exchange Commission investigations related primarily to previously terminated minerals exploration and development efforts as well as hospitality pro

BHP Billiton is to pay $25m to settle charges that it violated US anti-bribery law. The US Securities and Exchange Commission investigations related primarily to previously terminated minerals exploration and development efforts as well as ...
 Money Week4 days ago Goodyear paying USD 16M to settle bribery-related charges  Business Standard2 months ago

U.S. SEC to propose rules to gather more data on asset managers

The Securities and Exchange Commission's plan is one of a series of reforms announced late last year by SEC Chair Mary Jo White.
 ExchangeTradedFunds.com1 day ago Nigeria: SEC Suspends BGL PLC, Subsidiaries  Africa-News.info1 day ago SEC suspends BGL securities, subsidiaries from all Capital Market activities  MetroTell.ng3 days ago Securities and Exchange Commission suspends asset management company  Voice of Nigeria3 days ago
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