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About 949 results for "securities exchange commission"

Kravit, The Estate Department, Inc. prevails in its action aga...

As a result of a lack of reporting of the final outcome of this case regarding Kravit, the company has been subjected to inaccurate inquiries into its business practices and reputation. This release is intended to inform the public of the final ... PRWeb, 17 hours ago

613 images for securities exchange commission

NDTV, 1 week ago
CNBC, 3 weeks ago, 12 hours ago
Reuters, 1 week ago
Nigeria Daily Independent, 2 weeks ago
NigeriaCommunicationsWeek, 3 weeks ago
Hartford Courant, 3 weeks ago, 3 weeks ago
Nigeria Punch, 3 weeks ago
Reuters, 3 weeks ago
Pakistan Observer

SECP gets re-elected to Global Securities Regulatory Board

ISLAMABAD, Oct 1 (APP): The Securities and Exchange Commission of Pakistan (SECP) got re-elected to the International Organization of Securities Commissions (IOSCO) Board on Wednesday at the organization's Annual Conference in
 Associated Press of Pakistan17 hours ago SECP gets re-elected to the Global Securities Regulatory Board  Online News Pakistan7 hours ago

Bank of America settles Securities and Exchange Commission charges over capital disclosure errors

Regulatory capital overestimates started in 2009, & has grown each year since then as more of notes matured, said Securities & Exchange Commission. WASHINGTON: Bank of America agreed to pay $7.65 million on Monday to settle civil charges alleging it ...
 Economic Times2 days ago BoA settles SEC charges over capital disclosure errors  Economic Times2 days ago

BSE gets Sebi, CCI go-ahead for USE takeover

Markets regulator Securities and Exchange Board and the fair trade watchdog Competition Commission (CCI) have approved the merger of United Stock Exchange of India with the BSE, making it the first merger of two exchanges in the country, the premier ...
 Business Standard1 month ago BSE-USE merger gets regulatorynod  Business Standard1 month ago FMC merger with Sebi put off  Rediff.com2 months ago

US SEC preparing new rules to boost oversight of funds: Reports

The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds. The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds as part of an ...
 Economic Times3 weeks ago SEC examining 'alternative' mutual funds  Sify1 month ago Alternative funds are drawing dollars, questions  Sify2 months ago
MSN India

Alibaba targets share sale in early September

Company is still waiting for approval from US Securities and Exchange Commission (SEC) to kick-off listing Reuters Hong Kong: Chinese e-commerce firm Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a ...
 MSN India1 month ago

Citi says SEC has closed probe of mortgage bonds

Citigroup Inc. says it's been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank's conduct regarding mortgage bonds and won't bring further enforcement action. Citigroup said in a regulatory filing ...
 Sify2 months ago Facebook says SEC's IPO probe ends, extending WhatsApp closing date  Business Standard2 months ago

Regulator seeks tough penalty for tax evasion case

The Securities and Exchange Commission wants to make an example of two Texas brothers found by a jury at a civil trial to have acted fraudulently to evade taxes, but a defense lawyer said Wednesday that the more than $750 million sought by the government is ...
 Sify1 month ago

SEC launched extensive probe to identify sources in Reuters stories

By Paritosh Bansal and Jason Lange NEW YORK/WASHINGTON (Reuters) - A U.S. Securities and Exchange Commission watchdog conducted an extensive, months-long investigation to find out who had leaked information that appeared in two Reuters stories published last ...
 Sify2 months ago

US securities and exchange commission poised to adopt reforms for money market funds

US regulators are expected to adopt rules that force "prime" money market funds used by large institutions to float their share price. WASHINGTON: US regulators are expected to adopt rules on Wednesday that force "prime" money market funds used by large ...
 Economic Times2 months ago
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