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About 934 results for "securities exchange commission"

Rapid Fire Marketing Files 10K with U.S. Securities and Exchan...

/PRNewswire/ -- Rapid Fire Marketing, Inc. (OTCQB: RFMK), announced today that the Company filed their 10K annual report with the U.S. Securities and Exchange Commission on 15 April, 2014. This represents another important milestone for the Company ... BusinessWeek, 21 hours ago
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645 images for securities exchange commission

Chicago Tribune, 6 days ago
Hartford Courant, 6 days ago
WSAU-AM, 6 days ago
1440 WNFL, 1 week ago
Business Standard India, 5 days ago
Barbados Daily Nation, 1 week ago
92.9 WLMI, 1 week ago
WSAU-AM, 2 weeks ago
Hot Hardware, 6 days ago
Reuters, 6 days ago
Funds Society

SEC Charges Brokerage Firm Executives in Kickback Scheme to Secure Business of Venezuelan Bank

The Securities and Exchange Commission has announced another round of charges in its ongoing case against several individuals involved in a massive kickback scheme to secure the bond trading business of a state-owned Venezuelan bank. The SEC ...
 Funds Society18 hours ago SEC to conduct market-wide cyber-security checks  Finextra Research1 day ago SEC Unveils Cyber-Security Disclosure Plan  GigaLaw.com9 hours ago U.S. SEC releases cyber security examination blueprint  CNBC13 hours ago
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Venturebeat

Zoosk Files For $100 Mln IPO

Online dating platform Zoosk, Inc. has filed with the Securities and Exchange Commission to raise up to $100 million in an initial public offering, a filing showed Wednesday. The company, launched in 2007, has over 26 million members, including ...
 RTTNews.com5 hours ago Online dating website Zoosk files for IPO of up to $100 mln  CNBC12 hours ago Dating site Zoosk files $100M IPO after hitting 26M users  Venturebeat12 hours ago Dating Website Zoosk Files for IPO  Moneynews10 hours ago
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Shaheen Insurance announces appointment of chief executive officer

1:00am BST Shaheen Insurance Co Ltd:Says Securities & Exchange Commission of Pakistan- Insurance Division approved appointment of Sohel N. Kidwai as chief executive officer of SICL vide their letter dated April 09.Board of SICL already approved ...
 Reuters UK12 hours ago Govt urged to implement insurance plan  The Nation Pakistan6 hours ago International SAARC insurance conference concludes on positive move  Pakistan Observer12 hours ago

European Commission Directorate General for Inte : Regulation on securities settlement and on Central Securities Depositories in the EU (CSD Regulation) Frequently Asked Questions

European Commission MEMO Brussels, 16 April 2014 Regulation on securities settlement and on Central Securities Depositories in the EU ('CSD Regulation') - Frequently Asked Questions 1. What does the CSD Regulation address? The CSD ...
 4 Traders16 hours ago Regulation On Securities Settlement And On Central Securities Depositories In The EU (CSD Regulation) Frequently Asked Questions  Mondo Visione15 hours ago Rajat Gupat should pay $13.9 mn penalty, be banned for life: US regulator  Rediff.com3 weeks ago Gupta asks court to rethink order to pay $13.9m penalty  The Financial Chronicle1 week ago

Goodman Networks planning $100M IPO

Plano-based telecom services provider Goodman Networks Inc. has filed documents with the U.S. Securities and Exchange Commission to raise up to $100 million in an IPO. Plano-based telecom
 Big News Network15 hours ago Barracuda Provides Secure, High Performance Application Delivery at No Additional Cost  TickerTech.com20 hours ago BARRACUDA NETWORKS : Provides Secure, High Performance Application Delivery at No Additional Cost  4 Traders20 hours ago
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Money Control

Infosys submits Form 6-K with Securities Exchange Commission, USA

Infosys has submitted a copy of Form 6-K, naming executive officers of company. This document is being filed with the Securities Exchange Commission, USA.
 Money Control2 weeks ago Infosys' Executive Council stands dissolved starting FY15  Money Control2 weeks ago Infosys dissolves executive council  Jagran Post2 weeks ago

US regulators probe high-speed trading companies: WSJ

The Securities and Exchange Commission enforcement officials are also investigating whether stock exchanges provide advantages to certain clients, including high-frequency traders, by designing software programs that can give preferential treatment to their ...
 Money Control4 weeks ago UPDATE 1-New York prosecutor probes high-speed trading -source  Reuters12 hours ago New York prosecutor probes high-speed trading: source  Reuters10 hours ago FBI investigating high-speed trading outfits  The Financial Chronicle2 weeks ago

Credit Suisse pays $196 million in SEC settlement

Credit Suisse Group AG agreed to pay more than $196 million and admit wrongdoing to settle US Securities and Exchange Commission charges. Credit Suisse Group AG agreed to pay more than $196 million and admit wrongdoing to settle U.S. Securities and Exchange ...
 Economic Times1 month ago Credit Suisse to pay USD 196M to settle US charges  Business Standard1 month ago Credit Suisse pays $196 million, admits wrongdoing in SEC settlement  Economic Times1 month ago Indian-American in immigration scam settles with US body  Prokerala3 weeks ago

SEC fines Lions Gate $7.5M related to Icahn spat

The Securities and Exchange Commission levied a $7.5 million fine against movie studio Lions Gate Entertainment Corp. for failing to properly disclose its role in a complex debt-equity swap that helped it fend off a hostile takeover bid from Carl Icahn in ...
 Sify1 month ago
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