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About 982 results for "securities exchange commission"

SEC: Judgment entered against former CEO in securities kickbac...

The US Securities and Exchange Commission said the federal court in Boston entered judgment by consent against the executive of a local pharmaceutical company who had been charged in a securities kickback scheme following a 2011 FBI sting operation. Boston Globe, 10 hours ago

228 images for securities exchange commission

CNBC, 4 days ago
NigeriaCommunicationsWeek, 6 days ago
Hartford Courant, 1 week ago
CFO.com, 1 week ago
Nigeria Punch, 4 days ago
Reuters, 4 days ago
New Age Bangladesh, 6 days ago
Reuters UK, 1 week ago
CNBC, 1 week ago
Epoch Times, 2 weeks ago

SEC Seeks Comments on Certain Communications Treatment Involving Security-Based Swaps Under Securities Act

Targeted News Service WASHINGTON, Sept. 11 -- The Securities & Exchange Commission published the following proposed rule in the Federal Register: Treatment of Certain Communications Involving Security-Based Swaps
 Industrial Info Financials3 days ago Security-based swaps  Lexology14 hours ago
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MDHI Files with Securities and Exchange Commission

/ Medical Alarm Concepts Holding, Inc. (OTCQB: MDHI) (OTC Pink: MDHI) (PINKSHEETS: MDHI), today announced the completion and filing of its 10-Q for the quarter ending September 30, 2013. The work was conducted by Paritz & Company, P.A. and the ...
 4 Traders11 hours ago
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SPi World News

KMG Chemicals : Announces Settlement with U.S. Securities and Exchange Commission

KMG Chemicals, Inc. (NYSE: KMG), a global provider of specialty chemicals to select markets, today announced that it had entered into a settlement with the U.S. Securities and Exchange Commission concerning late filings of ...
 4 Traders4 days ago US Securities and Exchange Commission decreases filing fees  Lexology6 days ago KMG Announces Settlement with U.S. Securities and Exchange Commission  Sys-Con India4 days ago Securities and Exchange Commission appoints new chief accountant  Individual.com1 week ago
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Financial services update September 8 2014 Securities and Exchange Commission

New Final Rules Nationally Recognized Statistical Rating Organizations On August 27th, the Securities and Exchange Commission (SEC) adopted new requirements for credit rating agencies to enhance governance, protect against conflicts of interest, ...
 Lexology6 days ago Securities and Exchange Commission Has No Profit Since 2009'  AllAfrica.com6 days ago US Securities and Exchange Commission asks exchanges, FINRA to submit 'tick size' pilot plan  Economic Times2 months ago
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US SEC preparing new rules to boost oversight of funds: Reports

The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds. The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds as part of an ...
 Economic Times1 week ago SEC examining 'alternative' mutual funds  Sify1 month ago Alternative funds are drawing dollars, questions  Sify1 month ago
Rediff.com

BSE gets Sebi, CCI go-ahead for USE takeover

Markets regulator Securities and Exchange Board and the fair trade watchdog Competition Commission (CCI) have approved the merger of United Stock Exchange of India with the BSE, making it the first merger of two exchanges in the country, the premier ...
 Business Standard2 weeks ago BSE-USE merger gets regulatorynod  Business Standard2 weeks ago FMC merger with Sebi put off  Rediff.com2 months ago

The financial report September 4, 2014 - US Securities and Exchange Commission developments

New Final Rules Asset-backed securities. The SEC voted to adopt new rules governing the disclosure, reporting, and offering process for publicly-offered asset-backed securities. The new rules address loan-level disclosure for certain assets, ...
 Lexology1 week ago SEC adopts rules on loan-backed securities  Sify2 weeks ago
Business Insights

Securities and Exchange Commission of Pakistan to ease regulatory compliance regime

Home ยป Government Institutions By PPI News Agency Karachi, September 11, 2014 (PPI-OT): Chairman, Securities and Exchange Commission of Pakistan (SECP) Tahir Mahmood said that procedural improvements are being made to ease the regulatory ...
 Pakistan Press International2 days ago PAKISTAN: Securities and Exchange Commission of Pakistan takes action against Takaful operator for violating Takaful Rules 2012  Islamic Finance News1 week ago Pakistani troops violate ceasefire again, four injured  Asian Age4 weeks ago BSF, Pakistan Rangers exchange sweets at Wagah Border on occasion of Pakistan's Independence Day  Sify1 month ago
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MSN India

Alibaba targets share sale in early September

Company is still waiting for approval from US Securities and Exchange Commission (SEC) to kick-off listing Reuters Hong Kong: Chinese e-commerce firm Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a ...
 MSN India2 weeks ago
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