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About 999 results for "securities exchange commission"

Cross-border security-based swaps: SEC adopts initial final ru...

, the Securities and Exchange Commission issued a release with final rules and interpretations on the cross-border application of certain security-based swap provisions under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection ... Lexology, 8 hours ago

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McGraw Hill Financial Receives Wells Notice From SEC Regarding S&P's Rating Of Six Commercial Mortgage Backed Securities Transactions In 2011

July 23 , 2014 filed a Form 8-K with the U.S. Securities and Exchange Commission acknowledging that on July 22, 2014, it received a "Wells Notice" from the Commission Staff stating that the Staff has made a preliminary determination to recommend ...
 Outsell Inc19 hours ago McGraw Hill receives Wells notice over S&P securities ratings  Fortune20 hours ago MCGRAW HILL FINANCIAL : Receives Wells Notice From SEC Regarding S&P's Rating Of Six Commercial Mortgage Backed Securities Transactions In 2011  4 Traders23 hours ago

AU Launches Internet Exchange Point in Gambia: Contributing to a faster, secure and affordable internet in Africa

Banjul, Gambia: The African Union Commission (AUC), through the Infrastructure and Energy Department, in collaboration with the Ministry of Information and Communication Infrastructure of Gambia and the Internet Society launched the Internet ...
 African Union3 days ago Intercontinental Exchange Completes Sale of Wombat Financial Software to SR Labs  BusinessWeek1 day ago FTTN Secures Substantial Acreage and Begins Pre-Drill Planning  BusinessWeek2 days ago Japan Exchange to clear foreign currency interest rate swaps  Nikkei Asian Review2 days ago

US securities and exchange commission poised to adopt reforms for money market funds

US regulators are expected to adopt rules that force "prime" money market funds used by large institutions to float their share price. WASHINGTON: US regulators are expected to adopt rules on Wednesday that force "prime" money market funds used by large ...
 Economic Times1 day ago

Harun Securities fined Tk 3 lakh

Bangladesh Securities and Exchange Commission (BSEC) yesterday fined Harun Securities Tk 3 lakh for providing loans beyond the permissible limit to its directors, employees and their relatives to buy shares. The penalty was imposed on the brokerage ...
 Bangladesh Daily Star1 day ago

Rengan Rajaratnam, SEC in talks to resolve civil claims: filing

NEW YORK (Reuters) - The U.S. Securities and Exchange Commission and Rengan Rajaratnam, the younger brother of convicted Galleon Group founder Raj Rajaratnam, on Thursday asked a judge to stay the regulator's civil lawsuit for 60 days while they try ...
 Business Standard1 week ago Rengan Rajaratnam cleared, US insider trading streak snapped  The Financial Chronicle2 weeks ago

FMC merger with Sebi put off

The merger of the Forward Markets Commission and the Securities and Exchange Board of India is understood to have been postponed, at least for the near future. FMC has been asked to go ahead with the appointment of 20 experts, which the commission had sought earlier. It is felt these appointments will strengthen it’s regulatory functions. To improve coordination between the two entities, a move to shift the FMC’s office to the Bandra Kurla Complex, close to the Sebi office, is ...
 Rediff.com1 week ago

Asset-Backed Securities Services Sought by Securities and Exchange Commission

By Targeted News Service WASHINGTON , July 16 -- The Securities and Exchange Commission's Office of Acquisitions has issued a combined synopsis/solicitation notice (SECHQ1-14-Q-0144) for asset-backed securities (ABS) data. It was posted on July 10 ...
 HispanicBusiness.com3 days ago US Federal Business Opportunity: Securities and Exchange Commission: Ethics Financial Data Feed  ITbriefing6 days ago Exclusive - U.S. SEC official dissented on BNP Paribas waiver  Sify3 weeks ago US SEC official dissented on BNP Paribas waiver  Business Standard3 weeks ago

US Securities and Exchange Commission, in about-face, ends probe of ex-Goldman banker

"I'm grateful that the SEC took the time to consider all the facts and drop the investigation," Matthew Korenberg, the former Goldman banker, said. NEW YORK: The US Securities and Exchange Commission has dropped an insider trading investigation targeting a ...
 Economic Times3 weeks ago

Lotus Capital signs 100m units of Halal Equity Exchange Traded Fund

Following the receipt of the Securities and Exchange Commission clearance of the Offer Documents in respect of the proposed initial offer for subscription of 100 million units of the Lotus Halal Equity Exchange Traded Fund, Lotus Capital Limited has ...
 Business Day Nigeria1 day ago First Trust Advisors L.P. Announces Distributions for Exchange-Traded Funds  Benzinga.com2 days ago Could diamond be the new gold for traders?  Economic Times2 months ago
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