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About 954 results for "securities exchange commission"

SEC Seeks to Rein in Off-Exchange Traders
CFO.com

SEC Seeks to Rein in Off-Exchange Traders

The Securities and Exchange Commission on Wednesday proposed rule changes to require that broker-dealers trading in off-exchange venues become members of Financial Industry Regulatory Authority. The proposed change would enhance regulatory ... CFO.com, 1 day ago
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267 images for securities exchange commission

The Fiscal Times, 2 days ago
Crowdfund Insider, 1 week ago
Lawyer Herald, 3 days ago
Reuters, 1 day ago
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Nigeria Punch, 1 week ago
Investing.com, 2 days ago
Yahoo! News, 2 days ago
Reuters UK, 2 days ago
The Fiscal Times, 1 day ago

Sylhet Metro Securities gets more time to settle investors' claims

Bangladesh Securities and Exchange Commission yesterday set a fresh deadline for Sylhet Metro City Securities, which embezzled client's money, to settle investors' claims by June 30. The stockmarket regulator also decided to instruct Chittagong ...
 Bangladesh Daily Star1 day ago
Military Aerospace Electronics

SAP Issues 2014 Annual Report and Updates on U.S. Securities and Exchange Commission Filing of Annual Report on Form 20-F

SAP SE reported that its Annual Report is now available and that SAP's Annual Report on Form 20-F has been filed with the U.S. Securities and Exchange Commission (SEC) for the year ended December 31, 2014. In a release, SAP noted that the report ...
 Individual.com2 days ago Regulation SBSR: The Compliance Guide to Reporting Security-based Swaps  JD Supra1 day ago TAT Technologies Files Annual Report on Form 20-F with the U.S. Securities and Exchange Commission  Securities Technology Monitor3 days ago T A T TECHNOLOGIES : TAT Technologies Files Annual Report on Form 20-F with the U.S. Securities and Exchange Commission  4 Traders3 days ago
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Global Asia Holdings announces investigation by Securities and Exchange Surveillance Commission

Thomson Reuters is the world's largest international multimedia news agency, providing investing news , world news , business news , technology news , headline news, small business news, news alerts, personal finance , stock market , and mutual ...
 Reuters UK1 week ago

US Securities and Exchange Commission plans to level playing field for newer ETF firms

The agency's tentative plan - still in its early stages - would affect how companies manage their portfolios in illiquid markets, such as bonds. NEW YORK: The US Securities and Exchange Commission may strip Vanguard Group, BlackRock Inc and State Street Corp, ...
 Economic Times3 weeks ago

Goodyear paying USD 16M to settle bribery-related charges

ent bribery in Kenya and Angola aimed at winning tire sales. The Securities and Exchange Commission announced the settlement today with Goodyear Tire & Rubber Co, one of the world's biggest tire makers. The SEC said Goodyear's subsidiaries in the African ...
 Business Standard1 month ago
Times of India

Alibaba quizzed by US regulator

Alibaba Group has said that it was asked by the US Securities and Exchange Commission for information about its dealings with a Chinese regulator.
 Times of India1 month ago China's Alibaba attracts attention from U.S. regulator  Reuters1 month ago China‚Äôs Alibaba attracts attention from US regulator  Tech21 month ago

SEC eyes transfer agents in new front against US stock fraudsters

The US Securities and Exchange Commission is in the early stages of drafting new rules for transfer agents. WASHINGTON: In their battle to root out microcap stock fraudsters, US securities regulators are turning their attention to the obscure world of ...
 Economic Times2 months ago

Joseph Stiglitz off SEC panel after stance on high speed trades

Stiglitz's rejection shows the partisan infighting that has bogged down Securities and Exchange Commission chair Mary Jo White's plan to set up a panel of experts to advise the agency on topics ranging from rapid-fire stock trading to dark pools WASHINGTON: ...
 Economic Times2 months ago

Hertz Provides Update On New York Stock Exchange Listing

As previously disclosed, the Company was unable to timely file its 2014 Form 10-K with the Securities and Exchange Commission (the "SEC") because of the ongoing nature of the Company's previously announced thorough review and investigation of its ...
 Morningstar.com2 days ago Hertz Global : Provides Update On New York Stock Exchange Listing  4 Traders2 days ago
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