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About 916 results for "securities and exchange commission"

Oplink Communications, Inc (OPLK), Strattec Security Corp. (STRT): Why Is Mario Gabelli Bullish on These Stocks?

Oplink Communications, Inc (OPLK), Strattec Security Corp. (ST...

In a new filing with the Securities and Exchange Commission, Mario Gabelli s GAMCO Investors disclosed adding Oplink Communications, Inc (NASDAQ: OPLK ) to its equity portfolio. GAMCO and its affiliates own a total of 1.41 million common shares of ..., 4 hours ago

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CNBC, 1 week ago, 5 days ago
Lawyer Herald, 1 week ago
Moyers & Company, 5 days ago
Reuters UK, 5 days ago
Atlanta Journal And Constitution, 1 day ago
Reuters, 1 week ago
Post Register, 6 days ago
Business Insider, 1 week ago
Responsible Investor, 2 weeks ago

US Authorities Sanction Banking Giant HSBC for Breaching Federal Securities Laws

Authorities in the United States continue to showcase their strength and stature as the Securities and Exchange Commission reports charges against HSBC's Swiss Private Banking division. The financial regulator stated that it issued a monetary ...
 Forex Magnates1 day ago

Till Capital Files Registration Statement with U.S. Securities and Exchange Commission

body .nr-sub-head ul, .nr-body ul .nr-sub-head ol, .nr-body ol .nr-body p, .nr-body tbody H1 H2 H3 .nr-body a TABLE Hamilton, Bermuda (FSCwire) - Till Capital Ltd. (TSX.V: TIL) (the Company or Till), a Bermuda ...
 Individual.com6 days ago TILL CAPITAL : Files Registration Statement With U. S. Securities and Exchange Commission  4 Traders6 days ago
Business Standard

Facebook's $21.8-bn WhatsApp acquisition lost $138 mn last year

WhatsApp reported a meagre $10.2 million in revenue last year, according to a filing with the Securities and Exchange Commission David Gelles October 30, 2014 Last Updated at 00:10 IST There was never any doubt that Facebook's acquisition of WhatsApp - now ...
 Business Standard4 weeks ago Facebook's $21.8 billion acquisition lost $138 million last year  Times of India4 weeks ago

FIIs fork out double commission on debt investment

For every Rs 1,000-crore bid, overseas investors paid a minimum of Rs 5.35 crore as commission to the Securities & Exchange Board of India. MUMBAI: Foreign institutional investors forked out nearly double the commission to buy debt investment limit auctioned ...
 Economic Times2 weeks ago Pearl group ‘invested’ Rs 600 crore, raised 45,000 crore  Asian Age2 days ago More pain ahead for DLF stock after Sebi ban  Rediff.com1 month ago

Tax regulatory fears mar sentiments of e-tailing firms

Over the weekend global e-tailer Amazon in a filing to the US Securities and Exchange Commission cautioned investors about issues related to interpretation of India's laws which could potentially impact its business plans.
 Money Control3 weeks ago

London Stock Exchange Derivatives Market to offer stock, depositary receipt and index options to US investors

Securities and Exchange Commission class no-action relief allows London Stock Exchange Derivatives Market, and its eligible members, to offer certain US investors a number of option contracts. Following an application to the SEC, London Stock ...
 Automated Trader2 days ago Philippine Stock Exchange : PSE eyes revisions in trading rules by Q2  4 Traders3 days ago Directives under section 40B of the Securities and Exchange Commission of Pakistan  4 Traders1 week ago Aequitas recognized as a new stock exchange by Ontario Securities Commission  Newstalk 1290 CJBK1 week ago

Bank of America settles Securities and Exchange Commission charges over capital disclosure errors

Regulatory capital overestimates started in 2009, & has grown each year since then as more of notes matured, said Securities & Exchange Commission. WASHINGTON: Bank of America agreed to pay $7.65 million on Monday to settle civil charges alleging it ...
 Economic Times1 month ago BoA settles SEC charges over capital disclosure errors  Economic Times1 month ago

BSE gets Sebi, CCI go-ahead for USE takeover

Markets regulator Securities and Exchange Board and the fair trade watchdog Competition Commission (CCI) have approved the merger of United Stock Exchange of India with the BSE, making it the first merger of two exchanges in the country, the premier ...
 Business Standard2 months ago BSE-USE merger gets regulatorynod  Business Standard2 months ago

US SEC preparing new rules to boost oversight of funds: Reports

The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds. The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds as part of an ...
 Economic Times2 months ago
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