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About 914 results for "securities and exchange commission"

US exchanges will have to test trading systems
Miami Herald

US exchanges will have to test trading systems

The Securities and Exchange Commission voted 5-0 Wednesday to require routine testing of exchanges' trading systems. The exchanges also will be required to notify the SEC about problems, including any systems that are compromised by hacking. Any ... Investor's Business Daily, 3 days ago
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144 images for securities and exchange commission

CNBC, 5 days ago
Investing.com, 1 day ago
Lawyer Herald, 3 days ago
Moyers & Company, 1 day ago
Reuters UK, 1 day ago
Reuters, 3 days ago
Post Register, 3 days ago
Business Insider, 3 days ago
Responsible Investor, 2 weeks ago
Financial Express, 3 weeks ago

SEC Adopts New Regulation to Govern the Technology Systems of the National Exchanges and Certain Other Market Participants

On November 19, 2014, the five commissioners of the U.S. Securities and Exchange Commission (SEC) unanimously voted to adopt Regulation SCI, which stands for Systems Compliance and Integrity, to govern the technology infrastructure of the U.S.'s ...
 JD Supra1 day ago SEC approves rules on stock exchange technology  Austin American Statesman3 days ago SEC strengthens exchange technology rules  Finextra Research2 days ago SEC adopts rules on loan-backed securities  Sify2 months ago

Till Capital Files Registration Statement with U.S. Securities and Exchange Commission

body .nr-sub-head ul, .nr-body ul .nr-sub-head ol, .nr-body ol .nr-body p, .nr-body tbody H1 H2 H3 H1.nr-head H2.nr-sub-head .nr-body a TABLE Hamilton, Bermuda (FSCwire) - Till Capital Ltd. (TSX.V: TIL) (the Company or Till), a Bermuda ...
 Individual.com2 days ago TILL CAPITAL : Files Registration Statement With U. S. Securities and Exchange Commission  4 Traders2 days ago
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Rediff.com

FIIs fork out double commission on debt investment

For every Rs 1,000-crore bid, overseas investors paid a minimum of Rs 5.35 crore as commission to the Securities & Exchange Board of India. MUMBAI: Foreign institutional investors forked out nearly double the commission to buy debt investment limit auctioned ...
 Economic Times1 week ago More pain ahead for DLF stock after Sebi ban  Rediff.com1 month ago
Business Standard

Facebook's $21.8-bn WhatsApp acquisition lost $138 mn last year

WhatsApp reported a meagre $10.2 million in revenue last year, according to a filing with the Securities and Exchange Commission David Gelles October 30, 2014 Last Updated at 00:10 IST There was never any doubt that Facebook's acquisition of WhatsApp - now ...
 Business Standard3 weeks ago Facebook's $21.8 billion acquisition lost $138 million last year  Times of India3 weeks ago

Tax regulatory fears mar sentiments of e-tailing firms

Over the weekend global e-tailer Amazon in a filing to the US Securities and Exchange Commission cautioned investors about issues related to interpretation of India's laws which could potentially impact its business plans.
 Money Control2 weeks ago

Bank of America settles Securities and Exchange Commission charges over capital disclosure errors

Regulatory capital overestimates started in 2009, & has grown each year since then as more of notes matured, said Securities & Exchange Commission. WASHINGTON: Bank of America agreed to pay $7.65 million on Monday to settle civil charges alleging it ...
 Economic Times1 month ago BoA settles SEC charges over capital disclosure errors  Economic Times1 month ago

BSE gets Sebi, CCI go-ahead for USE takeover

Markets regulator Securities and Exchange Board and the fair trade watchdog Competition Commission (CCI) have approved the merger of United Stock Exchange of India with the BSE, making it the first merger of two exchanges in the country, the premier ...
 Business Standard2 months ago BSE-USE merger gets regulatorynod  Business Standard2 months ago
MSN India

Alibaba targets share sale in early September

Company is still waiting for approval from US Securities and Exchange Commission (SEC) to kick-off listing Reuters Hong Kong: Chinese e-commerce firm Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a ...
 MSN India2 months ago
EuroInvestor

Canadian Securities Exchange to Bring Nasdaq's Corporate Solutions to Issuers

NEW YORK and TORONTO, 2014-11-20 17:01 CET (GLOBE NEWSWIRE) -- Nasdaq (Nasdaq:NDAQ) today announced a new partnership with the Canadian Securities Exchange (CSE) in Toronto, to further its commitment to providing value-add Corporate Solutions ...
 EuroInvestor2 days ago OSC recognizes Aequitas Neo Exchange  Advisor.ca5 days ago Ontario Securities Commission approves Aequitas NEO Exchange  Automated Trader2 days ago The Ontario Securities Commission Approves the Aequitas NEO Exchange  4 Traders5 days ago
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