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About 152 results for "securities and exchange commission"

Prior to his SEC nomination, Clayton communicated with SEC contractor

Prior to his SEC nomination, Clayton communicated with SEC con...

WASHINGTON - Before Wall Street attorney Jay Clayton was nominated to be head of the U.S. Securities and Exchange Commission, he communicated with more than a half dozen of President Donald Trump's transition representatives, including one whose company has a ... Sify, 3 weeks ago

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Flipkart markdown: Macquarie arm values stake in co at $10.4 bn

Regulatory filings with the US Securities and Exchange Commission (SEC) show that Optimum Fund has valued its holding in Flipkart at USD 93.15 in December 2016 quarter at a USD 10.4 billion valuation.
 Money Control1 month ago

Indian-American man charged with insider trading

An Indian-American man has been charged with insider trading here by the Securities and Exchange Commission (SEC).Avaneesh Krishnamoorthy, a Vice President in the risk management department of Nomura Securities, a New York-based investment bank, allegedly ...
 Prokerala1 day ago Indian citizen held in US, charged with insider worth USD 48k  Business Standard2 days ago

Pakistani regulator orders stockbrokers investigated for market manipulation

By Syed Raza Hassan KARACHI, Pakistan (Reuters) - The Securities and Exchange Commission of Pakistan on Saturday announced it had ordered an investigation into brokers suspected of market manipulation on Pakistan's stock exchange. It did not name the brokers, ...
 Sify5 days ago Pakistani regulator stepping up stockbroker investigations  Sify4 hours ago

U.S. Senate panel to weigh confirmation for SEC nominee Clayton

Jay Clayton, the Wall Street attorney tapped by President Donald Trump to lead the U. S. Securities and Exchange Commission, will face questions on his vision for the agency at his confirmation hearing on Thursday before the Senate Banking Committee.
 DNA1 month ago U.S. Senate panel presses SEC nominee Clayton on conflicts  Reuters1 month ago Trump's choice for SEC chair clears ethics hurdle - source  DNA1 month ago Trump's message to bankers: Wall Street reform rules may be eliminated  Sify2 weeks ago

After Snap IPO, U.S. regulator questions unequal voting rights

By Lisa Lambert and Ross Kerber WASHINGTON/BOSTON (Reuters) - One of two current members of the U.S. Securities and Exchange Commission raised questions on Thursday for companies like Snap Inc that offer shareholders unequal voting rights, saying the agency ...
 Sify1 month ago After Snap IPO, US regulator questions unequal voting rights  Sify1 month ago Exclusive - SEC advisory committee to question Snap's transparency for investors  Reuters1 month ago BRIEF-LSE says it believes European Commission unlikely to provide clearance for Deutsche Boerse merger  DNA2 months ago

FCA reveals federal and state officials have probes on diesel

DETROIT (Reuters) - Fiat Chrysler Automobiles NV is being investigated by the U.S. Securities and Exchange Commission, the U.S. Justice Department and several state attorneys general for alleged excess diesel emissions by some of its vehicles, the automaker ...
 Sify1 month ago

Snapchat's parent company files IPO documents; could be largest since Alibaba's in 2014

Snapchat's parent company Snap has filed its initial public offer documents with the US Securities and Exchange Commission, in what could be the largest IPO since Alibaba's in 2014 and Facebook's in 2012, a report by WIRED said. Snap, which was rebranded as ...
 DNA2 months ago

ETF recognition eludes bitcoin, prices crash

The US market regulator Securities and Exchange Commission (SEC) of the US disapproved the proposal to launch the Exchange Traded Fund (ETF) for digital currency. But the doors are not completely closed. In one week, bitcoin investors have seen it all. From ...
 catchnews.com1 month ago

Will SEBI ban on Reliance from derivatives trading impact the market?

Almost 10 years after trades were executed on the National Stock Exchange, the Securities and Exchange Board of India (SEBI) on Friday ruled that India's largest private sector firm, Reliance Industries Limited (RIL), and 12 related entities manipulated the ...
 catchnews.com1 month ago When people mistook Sebi chief U K Sinha for SBI chief  DNA1 month ago
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