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About 1001 results for "securities and exchange commission"

Medupi contractor to pay $19 million SEC charges

BMS paying $14.6 million to settle SEC charges on payments in ...

The Securities and Exchange Commission announced the settlement of civil charges Monday with the company, one of the largest drugmakers in the world. WASHINGTON: Bristol-Myers Squibb will pay $14.6 million to settle charges from U.S. regulators that its joint ... Economic Times, 4 hours ago
Medupi contractor to pay $19 million SEC charges, 5 days ago
Business Standard

A process ends after 12 years as FMC merges with Sebi

ets Commission (FMC) on Monday merged with the capital markets counterpart Securities and Exchange Board of India (Sebi). The amalgamation was formalised by Finance Minister Arun Jaitley, who rang the customary stock market bell. FMC, the chief regulator in ...
 Business Standard1 week ago Finance Minister Arun Jaitley Formalizes Merger ofForward Markets Commission (FMC) with SEBI; FM: Amalgamation of FMC And SEBI would bring Convergence of Regulations in the Commodities and Equity Derivatives Markets  PIB1 week ago Five things to watch out for today  Business Line1 week ago FMC will come under SEBI ambit from Sept 28  Business Line1 month ago
Inkatha Freedom Party

Hitachi Payments A Shame On ANC

The Inkatha Freedom Party heralds the 19 Million dollar settlement payment by Hitachi to the US Securities and Exchange Commission in respect of charges of improper payment by Hitachi to ANC front company, Chancellor House as constituting a clear ...
 Inkatha Freedom Party5 days ago Hitachi made alleged corrupt payments to ANC days ago Hitachi fined over ANC payments  IAfrica.com6 days ago Hitachi pays over ANC payments  Sky News Australia1 week ago

SEC fines 22 municipal bond underwriting firms

The U.S. Securities and Exchange Commission said on Wednesday it has fined 22 municipal bond underwriting firms for selling municipal bonds with offering documents that contained false statements or omissions about the bond issuers' compliance with ...
 CNBC5 days ago UBS to pay $33.5 million for Puerto Rico fund abuses  Reuters6 days ago SEC Brings Enforcement Actions Against Underwriting Firms  NigerianHerald.com5 days ago
Daily Times

SECP revises format of Review Report on Statement of Compliance

ISLAMABAD: The Securities & Exchange Commission of Pakistan (SECP) has revised the Public Sector Companies (Corporate Governance Compliance) Guidelines, 2013. The format of the review report on statement of compliance from the auditors to the ...
 Daily Times5 days ago SECP dismisses rumours regarding market activity  Pakistan Observer6 days ago

Arem Pacific Corporation Filed S1 Registration With The US Securities And Exchange Commission

SCOTTSDALE, Ariz., Sept. 24, 2015 (GLOBE NEWSWIRE) -- Arem Pacific Corporation (OTC:ARPC) today announced the filing of S1 Registration Statement with the US Securities and Exchange Commission. Mr. Thomas Tang, President and CEO of AREM, commented, ...
 TheStreet.com1 week ago Alexza Retains Guggenheim Securities, LLC To Explore Strategic Options  TheStreet.com1 week ago Stein Mart, Inc. Announces Settlement With Securities And Exchange Commission  TheStreet.com1 week ago
Insurance News Net

SEC Charges Mass. RIA With Fraud, Self-Dealing

The U.S. Securities and Exchange Commission has charged a Newton, Mass.-based registered investment advisor with fraud and self-dealing after the advisor recommended clients invest millions of dollars in companies from which the RIA stood to gain. ...
 Insurance News Net5 days ago SEC charges Newton adviser with defrauding clients who invested $53 million  Boston Globe6 days ago SEC Charges Houston Investment Adviser with Misappropriating Client Funds  Citybizlist1 week ago
Times Live South Africa

US Hitachi net may spread to Eskom

Startling revelations following investigations by the US Securities and Exchange Commission have lifted the veil of secrecy in the relationship between ANC funding front Chancellor House and Hitachi Power Africa. The case has also raised questions ...
 Times Live South Africa5 days ago Shocking revelations in Hitachi & Eskom scandal  All4Women5 days ago | US Hitachi net may spread to Eskom  Finance 245 days ago
Financial Mirror

MARKETS: Reserve Bank of India surprises with interest rate cut

FXTM is an international forex broker regulated by the Cyprus Securities and Exchange Commission (CySEC), and FT Global Limited is regulated by the International Financial Services
 Financial Mirror6 days ago

Ex-JP Morgan hand Ashish Aggarwal accused of insider-trading in US

The US Securities and Exchange Commission (SEC) has charged a former employee of JP Morgans San Francisco office, Ashish Aggarwal, with illegally tipping a close friend with confidential information about clients involved in impending mergers and acquisitions ...
 Business Line1 month ago Insider trading charges on 3 US Indians  Asian Age1 month ago
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