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About 944 results for "securities and exchange commission"

Alumina Ltd announces filing of Form 15F to deregister in the ...

5:13pm EST Alumina Ltd:Says that it has filed Form 15F with United States Securities and Exchange Commission (the SEC) with the intention of deregistering and terminating its reporting obligations under Section 13(a) and Section 15(d) of ... Reuters, 21 hours ago

220 images for securities and exchange commission

NigeriaCommunicationsWeek, 6 days ago
Business Insider, 1 day ago
The Fiscal Times, 6 days ago
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Lawyer Herald, 3 days ago
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The Sun Daily, 2 days ago
Epoch Times, 3 days ago

US Securities and Exchange Commission plans to level playing field for newer ETF firms

NEW YORK: The US Securities and Exchange Commission may strip Vanguard Group, BlackRock Inc and State Street Corp, the oldest and biggest providers of exchange-traded funds, of an advantage they hold over newer rivals in how they assemble the shares ...
 Economic Times3 days ago

Goodyear paying USD 16M to settle bribery-related charges

ent bribery in Kenya and Angola aimed at winning tire sales. The Securities and Exchange Commission announced the settlement today with Goodyear Tire & Rubber Co, one of the world's biggest tire makers. The SEC said Goodyear's subsidiaries in the African ...
 Business Standard1 week ago F-Squared paying USD 35M to settle SEC charges on advertising  Business Standard2 months ago
Times of India

Alibaba quizzed by US regulator

Alibaba Group has said that it was asked by the US Securities and Exchange Commission for information about its dealings with a Chinese regulator.
 Times of India2 weeks ago China's Alibaba attracts attention from U.S. regulator  Reuters2 weeks ago China‚Äôs Alibaba attracts attention from US regulator  Tech22 weeks ago

SEC eyes transfer agents in new front against US stock fraudsters

The US Securities and Exchange Commission is in the early stages of drafting new rules for transfer agents. WASHINGTON: In their battle to root out microcap stock fraudsters, US securities regulators are turning their attention to the obscure world of ...
 Economic Times1 month ago

Joseph Stiglitz off SEC panel after stance on high speed trades

Stiglitz's rejection shows the partisan infighting that has bogged down Securities and Exchange Commission chair Mary Jo White's plan to set up a panel of experts to advise the agency on topics ranging from rapid-fire stock trading to dark pools WASHINGTON: ...
 Economic Times1 month ago

US Securities and Exchange Commission's new investor watchdog lays out risky products for 2014

US securities investor watchdog office on Tuesday unveiled its list of the top products and practices that bedeviled mom and pop investors in 2014. WASHINGTON: The US securities investor watchdog office on Tuesday unveiled its list of the top products and ...
 Economic Times2 months ago

Indian-American couple charged with insider trading

The US Securities and Exchange Commission (SEC) has charged an Indian-American couple with insider trading on confidential information obtained from a corporate client. California-based attorney Shivbir Grewal and his wife, Preetinder Grewal, sold all of ...
 Business Standard2 months ago
Business Standard

SEC postpones case against Indians running illegal scheme, duo untraceable

The US Securities and Exchange Commission has postponed proceedings against two Indians charged with running an illegal high-yield investment scheme out of India
 Business Standard2 months ago

CIC tells Sebi to disclose assets, liabilities of its chairman

The Central Information Commission (CIC) has directed the Securities and Exchange Board of India (Sebi) to declare the assets and liabilities of its Chairman U K Sinha in larger public interest. The transparency panel passed the order on a plea made by ...
 Deccan Herald2 months ago Disclose assets of your Chairman: CIC to SEBI  Business Standard2 months ago
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