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About 963 results for "securities and exchange commission"

Radiant Logistics Universal Shelf Registration Statement Decla...

Radiant's Founder and Chief Executive Officer, Bohn Crain Under the shelf registration statement, Radiant may from time to time issue up to $100 million Radiant's willingness and ability to raise capital under the shelf registration statement ... Pettinga Financial Advisors, 23 hours ago
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133 images for securities and exchange commission

AiCIO, 1 week ago
Reuters, 1 week ago
Indian Express, 1 week ago
The Fiscal Times, 3 weeks ago
KansasCity.com, 4 weeks ago
Futures Magazine, 3 weeks ago
Nigeria Punch, 1 month ago
American Banker, 1 month ago
Business Insider, 3 weeks ago
Reuters, 3 weeks ago
DNA

Living apart together

One had assumed that the merger with the Securities and Exchange Board of India (Sebi) would give the staff of the Forward Markets Commission (FMC) space in the swanky Sebi headquarters at north Mumbai's Bandra Kurla Complex. Alas, that was not to ...
 Business Standard3 days ago It pays to go ‘direct’ in mutual funds  The Financial Chronicle2 weeks ago FMC-SEBI merger to boost farm insurances  Prokerala1 month ago 'FMC-SEBI merger to boost farm insurances'  SME Times1 month ago
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Global Ferronickel subsidiary secures approval to increase its capital stock

The Securities and Exchange Commission (SEC) approved the application of Platinum Group Metals Corp. (PGMC) to increase authorized capital stock to P1.515 billion from P715.375 million. Global Ferronickel said it subscribed to a total of 20 billion ...
 Business World2 days ago

The Financial Report May 21, 2015 - US Securities and Exchange Commission developments

Regulatory Orders Tick size pilot. A proposal submitted by the national securities exchanges and the Financial Industry Regulatory Authority (FINRA) for a two-year test of a program that widens the minimum quoting and trading increments for ...
 Lexology2 days ago

US Securities and Exchange Commission proposes pay versus performance disclosure rule

To view this article you need a PDF viewer such as Adobe Reader . If you can't read this PDF, you can view its text here . USA May 13 2015 To view all formatting for this article (eg, tables, footnotes), please access the ...
 Lexology1 week ago

JPMorgan gets SEC subpoenas over mutual fund sales

JPMorgan Chase & Co said it has received subpoenas from the U.S. Securities and Exchange Commission over how it sells its mutual funds.
 Times of India3 weeks ago

US Securities and Exchange Commission's stock market reform club locks out retail brokers

The SEC's 17-member Market Structure Advisory Committee includes representatives of fund companies, an exchange, off-exchange trading venues, dealers, and academia, among others. NEW YORK: The US Securities and Exchange Commission is convening a group of ...
 Economic Times1 month ago SEC's stock market reform club locks out retail brokers  Economic Times1 month ago
NDTV

General Motors CEO Mary Barra's compensation triples to $15.8 million

GM reported its 2014 compensation Friday in its proxy filing with the US Securities and Exchange Commission. DETROIT: General MotorsCEO Mary Barra's compensation more than tripled in 2014 to $15.8 million in her tumultuous first year in the automaker's top ...
 Economic Times1 month ago Infosys' Highest-Paid Executive is not its CEO Vishal Sikka  NDTV1 week ago

To check ponzi menace, Sebi to divert small investors to market

The Securities and Exchange Board of India (Sebi) is taking measures to make it easier for small investors to come into the capital market so as to prevent them from investing in fraudulent ponzi schemes, a Sebi top official said. Addressing the 28th annual ...
 The Financial Chronicle1 month ago Former Sebi member Sahoo joins CCI  Business Standard2 months ago Finance Minister reviews state of capital markets with SEBI board  Jagran Post2 months ago Sebi to make IPO rules easier for startups  The Financial Chronicle2 months ago

US Securities and Exchange Commission plans to level playing field for newer ETF firms

The agency's tentative plan - still in its early stages - would affect how companies manage their portfolios in illiquid markets, such as bonds. NEW YORK: The US Securities and Exchange Commission may strip Vanguard Group, BlackRock Inc and State Street Corp, ...
 Economic Times2 months ago
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