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About 953 results for "securities and exchange commission"

Cyrus Capital Partners Boosts Stake In Overseas Shipholding Group

Stephen C. FreidheimsCyrus Capital Partners has reported in a recent filing with the Securities and Exchange Commission an increase in its holding ofOverseas Shipholding Group Inc (NYSEMKT:OSGIQ). The fund acquired323,705 shares on June 20 at an ..., 6 hours ago

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Irish Times, 3 days ago
Business Insider, 2 days ago, 2 days ago, 2 days ago
Business Insider UK, 2 days ago
Reuters UK, 2 days ago
Reuters UK, 3 days ago
Yahoo! India, 3 days ago
4 Traders, 2 days ago
Malay Mail, 1 week ago
Huffington Post

The Financial Report - 23 June 2016 - US Securities and Exchange Commission Developments

Final Rules SEC corrects asset-backed securities and registration rules. The SEC released a technical amendment to its final rules revising Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed ...
 Lexology2 days ago SEC Approves IEX as a National Securities Exchange and Issues Interpretation To Allow IEX "Speed Bump"  National Law Review3 days ago IEX Group gains approval to open stock exchange  Equilibrio Informativo3 days ago In the Matter of the Application of: Investors' Exchange, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission  Federal Register3 days ago

SEC's IT Security Under Attack as It Attacks Others

The inspector general (IG) of the U.S. Securities and Exchange Commission (SEC) reported last week that the SEC has not sufficiently implemented information technology security upgrades in order to protect highly sensitive information from data ...
 Lexology4 days ago SEC Inspector General Criticizes Agency's Sensitive Information Security  Lexology5 days ago

US SEC busts suspected stock exchange hacking scheme

The US Securities and Exchange Commission has sued a UK man it claims hacked into online brokerage accounts of several US investors, placed unauthorised stock trades, and within minutes made profitable trades in the same stocks in his own account. ...
 IT News Australia3 days ago Brad Katsuyama, IEX co-founder, on how his new stock exchange will make people feel safer  American Public Media4 days ago IEX's Brad Katsuyama: The US will have many fewer stock exchanges in the future  Quartz1 week ago IEX exchange bid should be judged on its own merits - FINRA chief  Sify1 month ago

Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk

— The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay $415 million and admit wrongdoing to settle charges that it misused customer cash to generate profits for the firm and failed to safeguard customer ...
 SEC Filings3 days ago
Money Control

Cyber security firm Blue Coat files for IPO

The company, owned by Bain Capital LLC, told the U.S Securities and Exchange Commission in a preliminary prospectus that Morgan Stanley, J.P. Morgan, Credit Suisse and Goldman Sachs were among the IPO's underwriters.
 Money Control3 weeks ago

Panama Papers: US securities watchdog to review hidden back accounts for anti-bribery violations

The US Securities and Exchange Commission (SEC) will review the documents to search for possible violations of the anit-bribery law
 DNA2 months ago U.S. watchdog may review 'Panama Papers' over hidden funds  Reuters2 months ago

Report on the Securities and Futures Commission's 2015 annual review of the Exchange's performance in its regulation of listing matters

We issue periodic reports on our annual review of The Stock Exchange of Hong Kong Limited's performance in its regulation of listing matters and on our financial reviews of the securities industry. Report on the Securities and Futures Commission's ...
 Hong Kong Securities and Futures Commission2 days ago TOYOTA MOTOR CORPORATION : Files its Form 20-F With the U.S. Securities and Exchange Commission  4 Traders2 days ago Toyota Motor Corporation Files its Form 20-F With the U.S. Securities and Exchange Commission  PR Newswire2 days ago Infosys Annual Report 2016 available online for ADS holders  India Infoline1 month ago

Securities and Exchange Commission of Pakistan launches swift incorporation scheme

(PPI-OT):The Securities and Exchange Commission of Pakistan (SECP), with the aim to ensure ease in doing business in Pakistan and to facilitate the entrepreneurs for registration of companies, has launched swift incorporation scheme under which the ...
 MediaLine Pakistan2 days ago Ease of doing business: Securities and Exchange Commission of Pakistan amends Non-Banking Finance Companies Rules and Non-Banking Finance Companies and Notified Entities Regulations  MediaLine Pakistan1 week ago MCCI hails swift incorporation scheme  Business Recorder1 hour ago
Federal Register

Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC; ISE Gemini, LLC; ISE Mercury, LLC

A Rule by the Nuclear Regulatory Commission on 06/24/2016 The NRC is amending the licensing, inspection, special project, and annual fees charged to its applicants and licensees and, for the first time, is recovering its costs when it responds to ...
 Federal Register2 days ago Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Un  Federal Register2 days ago Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program Until December 31, 2016  Federal Register5 days ago
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