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About 935 results for "securities and exchange commission"

US SEC at risk of hacking, report finds
Melbourne Age

US SEC at risk of hacking, report finds

US agents lure Romanian hackers The US Securities and Exchange Commission (SEC) has failed to protect its data network against possible breaches, to encrypt highly sensitive information, or to use strong enough passwords, the Government ... Melbourne Age, 15 hours ago
Financial Services Committee to Hold Oversight Hearing on SEC The Committee on Financial Services, 8 hours ago

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Lawyer Herald, 21 hours ago
Chicago Tribune, 1 week ago
Hartford Courant, 1 week ago
WSAU-AM, 1 week ago
1440 WNFL, 1 week ago
Canberra Times, 14 hours ago
Business Standard India, 6 days ago
Barbados Daily Nation, 1 week ago
92.9 WLMI, 1 week ago
WSAU-AM, 2 weeks ago
Yahoo! News Australia

Securities and Exchange Commission Releases Cyber Security Examination Blueprint

U.S. securities regulators unveiled a road map for ensuring that Wall Street firms are prepared to detect and prevent cyber security attacks. The nine-page document, posted April 15, contains examples of the questions Securities and Exchange ...
 Security Magazine21 hours ago US regulators release Wall Street cyber security check plans  BusinessTechnology1 day ago SEC Unveils Cyber-Security Disclosure Plan  GigaLaw.com1 day ago U.S. SEC releases cyber security examination blueprint  CNBC1 day ago
Offshore Energy Today

SEC Charges Former BP Employee with Insider Trading During the Deepwater Horizon Oil Spill

— The Securities and Exchange Commission today charged a former 20-year employee of BP p.l.c. and a senior responder during the 2010 Deepwater Horizon oil spill with insider trading in BP securities based on confidential information about the ...
 SEC17 hours ago BP Manager Allegedly Learned Scale of Spill, Dumped Stock  Miami Herald20 hours ago BP's former employee charged with insider trading  Offshore Energy Today20 hours ago Ex-BP employee charged with insider trading during spill  Big News Network21 hours ago

U.S. SEC proposes rules for security-based swap dealers

The U.S. Securities and Exchange Commission proposed rules for banks trading in security-based swaps, a type of derivative, the regulator said on Thursday, laying out how to keep records of their trades and how to report them. WASHINGTON, April 17 ...
 Reuters21 hours ago SEC rejects NY fund's request for bank disclosures  Sify1 month ago

SEC charges Mass. marketing company with violating securities laws

Two days after Massachusetts' secretary of state lodged a complaint against TelexFREE, the Securities and Exchange Commission Thursday announced it has also filed charges against the Marlborough-based telecommunications and multi-level marketing ...
 WCVB.com18 hours ago SEC Charges Brokerage Firm Executives in Kickback Scheme to Secure Business of Venezuelan Bank  Funds Society2 days ago Securities and Exchange Commission of Pakistan takes action against non compliant market participants  Pakistan Press International2 days ago
Chicago Tribune

Sears' shares rally on director's stock buys

According to documents filed Thursday with the Securities and Exchange Commission, Tisch bought shares totaling 475,000 over two days. According to FactSet, Tisch owns about 3.7 million Sears shares, making him one of its largest shareholders. ...
 Investor's Business Daily19 hours ago Sears stock rallies on director's buying spree  Chicago Tribune19 hours ago Sears Holdings Corp. Director Acquires $15,941,000 in Stock (SHLD)  American Banking News20 hours ago
Daily Times

SECP registers HAP under halal products, services

KARACHI: Halal Products and Services Association of Pakistan (HAP) has been incorporated with Securities and Exchange Commission of Pakistan (SECP) under the Companies Ordinance, 1984 (XLVII of 1984) vide- incorporation number 008783. HAP is the ...
 Daily Times19 hours ago

Regulation on securities settlement and on Central Securities Depositories in the EU (CSD Regulation) Frequently Asked Questions

European Commission MEMO Brussels, 16 April 2014 See also STATEMENT/14/130 1. What does the CSD Regulation address? The CSD Regulation aims to harmonise both the timing and conduct of securities settlement in Europe and the rules ...
 European Commission2 days ago Morning Security Brief: Report on Security Clearances, Screening Program Suspended, Suspected Terrorist Goes on Trial, and More  Security Management Online3 hours ago European Commission Directorate General for Inte : Regulation on securities settlement and on Central Securities Depositories in the EU (CSD Regulation) Frequently Asked Questions  4 Traders1 day ago Rajat Gupat should pay $13.9 mn penalty, be banned for life: US regulator  Rediff.com3 weeks ago

US Federal Business Opportunity: Securities and Exchange Commission: 70--Tableau USB 3.0 Forensic Bridge Model

Agency: Securities and Exchange Commission Office: Office of Acquisitions Location: Office of Acquisitions Date you need to respond by: 18-April-2014 Classification Code: 70 -- General purpose information technology equipment Solicitation ...
 ITbriefing3 hours ago US regulators probe high-speed trading companies: WSJ  Money Control1 month ago Four gov't agencies now investigating high-speed Insider Trading 2.0  ArsTechnica21 hours ago FBI investigating high-speed trading outfits  The Financial Chronicle2 weeks ago

SEC Obtains Settlement for Violations of Registration Rules and Layering

The Securities and Exchange Commission recently announced a settlement with two brokerage firms and certain of their executives for improper compensation-sharing and layering, a strategy in which a trader places and later cancels orders he does not ...
 JD Supra18 hours ago Credit Suisse pays $196 million in SEC settlement  Economic Times1 month ago Credit Suisse to pay USD 196M to settle US charges  Business Standard1 month ago Credit Suisse pays $196 million, admits wrongdoing in SEC settlement  Economic Times1 month ago
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