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About 973 results for "securities and exchange commission"

La Securities and Exchange Commission des États-Unis attribue...

NEW YORK--( BUSINESS WIRE )--SmartStream Technologies, le spécialiste de Transaction Lifecycle Management (TLM ® ), a annoncé aujourdhui que la Securities and Exchange Commission (SEC) des États-Unis lui a attribué un contrat ... Business Wire, 6 hours ago
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235 images for securities and exchange commission

NDTV, 3 days ago
CNBC, 1 week ago
Reuters, 22 hours ago
Nigeria Daily Independent, 1 week ago
NigeriaCommunicationsWeek, 2 weeks ago
Hartford Courant, 2 weeks ago
CFO.com, 2 weeks ago
Nigeria Punch, 1 week ago
Reuters, 1 week ago
New Age Bangladesh, 1 week ago
NDTV

US securities regulator to pay foreign whistleblower $30 million

The US Securities and Exchange Commission (SEC) expects to pay an award of more than $30 million to a whistleblower a total that's more than twice the previous record payout announced in the commission's 2-year-old whistleblower program. An ...
 Chartered Global Management Accountant19 hours ago US Judge Awards $40.7 Million in Securities and Exchange Commission Case Over Bitcoin Ponzi Scheme  NDTV3 days ago U.S. judge awards $40.7 million in SEC case over bitcoin Ponzi scheme  Reuters4 days ago

Financial services update September 15 2014 Securities and Exchange Commission

Proposed Rules Treatment of Communications Involving Security-Based Swaps That May Be Purchased Only By Eligible Contract Participants On September 8th, the SEC published for comment a proposed rule under the Securities Act of 1933 to provide that ...
 Lexology4 days ago
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Securities and Exchange Commission imposes record $16 million penalty on Latour high frequency firm

The high frequency trading firm agreed to pay a record $16 million penalty to settle a US case accusing it of violating a rule that requires broker-dealers to maintain minimum levels of net liquid assets or net capital. The SEC on Wednesday said ...
 Economic Times6 days ago NSE index retreats from record high on profit-taking  Sify1 month ago Nifty retreats from record high on profit taking  Sify1 month ago India's NSE index retreats from record high on profit-taking  Sify1 month ago
Rediff.com

BSE gets Sebi, CCI go-ahead for USE takeover

Markets regulator Securities and Exchange Board and the fair trade watchdog Competition Commission (CCI) have approved the merger of United Stock Exchange of India with the BSE, making it the first merger of two exchanges in the country, the premier ...
 Business Standard3 weeks ago BSE-USE merger gets regulatorynod  Business Standard3 weeks ago FMC merger with Sebi put off  Rediff.com2 months ago

US SEC preparing new rules to boost oversight of funds: Reports

The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds. The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds as part of an ...
 Economic Times2 weeks ago SEC examining 'alternative' mutual funds  Sify1 month ago Alternative funds are drawing dollars, questions  Sify1 month ago
MSN India

Alibaba targets share sale in early September

Company is still waiting for approval from US Securities and Exchange Commission (SEC) to kick-off listing Reuters Hong Kong: Chinese e-commerce firm Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a ...
 MSN India3 weeks ago
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Citi says SEC has closed probe of mortgage bonds

Citigroup Inc. says it's been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank's conduct regarding mortgage bonds and won't bring further enforcement action. Citigroup said in a regulatory filing ...
 Sify1 month ago Facebook says SEC's IPO probe ends, extending WhatsApp closing date  Business Standard1 month ago
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Regulator seeks tough penalty for tax evasion case

The Securities and Exchange Commission wants to make an example of two Texas brothers found by a jury at a civil trial to have acted fraudulently to evade taxes, but a defense lawyer said Wednesday that the more than $750 million sought by the government is ...
 Sify1 month ago
Sify

SEC launched extensive probe to identify sources in Reuters stories

By Paritosh Bansal and Jason Lange NEW YORK/WASHINGTON (Reuters) - A U.S. Securities and Exchange Commission watchdog conducted an extensive, months-long investigation to find out who had leaked information that appeared in two Reuters stories published last ...
 Sify1 month ago
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