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About 977 results for "securities and exchange commission"

Hedge Funds Head For Energy Transfer Equity LP (ETE)'s Exits: ...

More A whopping number of 13F filings filed with U.S. Securities and Exchange Commission has been processed by Insider Monkey so that individual investors can look at the overall hedge fund sentiment towards the stocks included in their watchlists. Yahoo! Finance, 15 hours ago

976 images for securities and exchange commission

New Age Bangladesh, 2 days ago
MSN Philippines, 3 days ago
Financial Express, 3 days ago
Yahoo! Finance, 3 days ago
Zimbabwe Herald, 4 days ago
Zimbabwe Daily, 4 days ago
Australian Financial Review, 5 days ago
Seeking Alpha, 30 minutes ago
Seeking Alpha, 30 minutes ago
Australian Financial Review, 1 week ago

FairPoint Communications Inc. Shareholder Alert: Former SEC Attorney Willie Briscoe and Powers Taylor LLP Investigate Merger with Consolidated Communications Holdings Inc.

DALLAS--( BUSINESS WIRE )--Former United States Securities and Exchange Commission attorney Willie Briscoe and the securities litigation firm of Powers Taylor LLP are investigating potential claims against the Board of Directors of FairPoint ...
 Business Wire20 hours ago VASCULAR SOLUTIONS, INC. SHAREHOLDER ALERT: Former SEC Attorney Willie Briscoe and Powers Taylor LLP Investigate Sale to Teleflex Incorporated  TMC Net19 hours ago
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catchnews.com

Exclusive - Snapchat has filed confidentially for its IPO: sources

(Reuters) - Messaging app Snapchat has filed confidentially with the Securities and Exchange Commission (SEC) for an initial public offering (IPO), sources familiar with the situation said on Tuesday.
 Business Standard2 weeks ago It is hard to see how Snapchat parent Snap will live up to expectations after its IPO  catchnews.com2 weeks ago Snapchat files for one of the biggest tech IPOs in years  Sify2 weeks ago

MF distributors unfazed by direct plans eating into commissions

In a move to popularise mutual funds, the capital market regulator Securities and Exchange Board of India has been pushing hard for reforms.
 Money Control2 months ago
Tech2

US Securities and Exchange Commission may make Yahoo the test case of data breach disclosure rules

Yahoo's disclosure that hackers stole user data from at least 500 million accounts in 2014 has highlighted shortcomings in U.S. rules on when cyber attacks must be revealed and their enforcement. The post US Securities and Exchange Commission may make Yahoo ...
 Tech22 months ago
Sify

SEC says UBS to pay $15 mln over sales practices

WASHINGTON/NEW YORK (Reuters) - UBS Group AG agreed to pay more than $15 million to settle U.S. Securities and Exchange Commission charges that a failure to properly train its sales force led to the sale of hundreds of millions of dollars of unsuitable ...
 Sify2 months ago

One year of FMC-SEBI merger, market awaits roadmap on growth

The Forward Markets Commission (FMC) and Securities and Exchange Board of India (SEBI) merger completes one year today. As SEBI works on strengthening the core of commodity markets, the market awaits the roadmap on growth.
 Money Control2 months ago
Money Control

JPMorgan to settle US government probe of China hiring: Source

The bank will pay roughly USD 200 million combined to the Securities and Exchange Commission and the Justice Department and more than USD 50 million to the Federal Reserve, the source said.
 Money Control2 weeks ago JPMorgan to settle U.S. government probe of China hiring - source  Sify2 weeks ago JPMorgan to settle China hiring probe  First Post.com2 weeks ago Two years in, the hits and misses from the Fadnavis government  Rediff.com1 month ago

The Securities Exchange Commission probing Rio's Mozambique coal deal

3 Views The Guinea bribery case seems have opened a can of worms for the world's second biggest miner, Rio Tinto, as the company's dealings in Mozambique are a subject of an investigation by the US Securities and Exchange Commission (SEC). ...
 African Mining Brief1 hour ago
Federal Register

Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add Investors Exchange, LLC as a Party Thereto

. Pursuant to Section 11A(a)(3) of the Securities Exchange Act of 1934 (Act)‚ÄČ [] and Rule 608 thereunder, [] notice is hereby given that on November 4, 2016, Investors Exchange, LLC (IEX or Exchange) filed with the Securities and Exchange ...
 Federal Register3 days ago Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule  Federal Register6 hours ago Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2017  Federal Register6 hours ago Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Disaster Recovery  Federal Register3 days ago
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