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About 1004 results for "securities and exchange commission"

MIX: MIX TELEMATICS LIMITED - Filing of annual report on Form ...

Filing of annual report on Form 20-F with the United States Securities Exchange Commission ("SEC") MiX Telematics Limited (Incorporated in the Republic of South Africa) (Registration number 1995/013858/06) JSE share code: MIX ISIN: ZAE000125316 NYSE ... JSE Securities Exchange, 17 hours ago
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US securities and exchange commission poised to adopt reforms for money market funds

US regulators are expected to adopt rules that force "prime" money market funds used by large institutions to float their share price. WASHINGTON: US regulators are expected to adopt rules on Wednesday that force "prime" money market funds used by large ...
 Economic Times1 week ago General Government Securities Money Market Funds Inc. Files SEC Form N-PX, Annual Report of Proxy Voting Record of Management Investment Companies...  HispanicBusiness.com14 minutes ago

GFI GROUP SHAREHOLDER ALERT: Former SEC Attorney Willie Briscoe and Powers Taylor LLP Believe the Acquisition of GFI Group by Chicago Mercantile Exchange May be Unfair to Shareholders

Former United States Securities and Exchange Commission attorney Willie Briscoe and the securities litigation firm of Powers Taylor LLP are investigating potential claims against the Board of Directors of GFI Group Inc (GFI) ( ...
 Minyanville17 hours ago
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Sify

Facebook says SEC's IPO probe ends, extending WhatsApp closing date

REUTERS - Facebook Inc said the U.S. Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.
 Business Standard5 days ago
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Reuters

Rengan Rajaratnam, SEC in talks to resolve civil claims: filing

NEW YORK (Reuters) - The U.S. Securities and Exchange Commission and Rengan Rajaratnam, the younger brother of convicted Galleon Group founder Raj Rajaratnam, on Thursday asked a judge to stay the regulator's civil lawsuit for 60 days while they try ...
 Business Standard1 week ago Rengan Rajaratnam cleared, US insider trading streak snapped  The Financial Chronicle3 weeks ago

US Securities and Exchange Commission adopts final rules regarding cross-border security-based swap activities of dealers and major participants

The US Securities and Exchange Commission (SEC) has adopted final rules (the CrossBorder Rules) regarding the cross-border application of certain security-based swap (SBS) provisions of Title VII of the DoddFrank Wall Street Reform and Consumer ...
 Lexology2 weeks ago
Rediff.com

FMC merger with Sebi put off

The merger of the Forward Markets Commission and the Securities and Exchange Board of India is understood to have been postponed, at least for the near future. FMC has been asked to go ahead with the appointment of 20 experts, which the commission had sought earlier. It is felt these appointments will strengthen it’s regulatory functions. To improve coordination between the two entities, a move to shift the FMC’s office to the Bandra Kurla Complex, close to the Sebi office, is ...
 Rediff.com2 weeks ago
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Asset-Backed Securities Services Sought by Securities and Exchange Commission

By Targeted News Service WASHINGTON , July 16 -- The Securities and Exchange Commission's Office of Acquisitions has issued a combined synopsis/solicitation notice (SECHQ1-14-Q-0144) for asset-backed securities (ABS) data. It was posted on July 10 ...
 HispanicBusiness.com1 week ago US Federal Business Opportunity: Securities and Exchange Commission: Ethics Financial Data Feed  ITbriefing1 week ago Exclusive - U.S. SEC official dissented on BNP Paribas waiver  Sify4 weeks ago US SEC official dissented on BNP Paribas waiver  Business Standard4 weeks ago

US Securities and Exchange Commission, in about-face, ends probe of ex-Goldman banker

"I'm grateful that the SEC took the time to consider all the facts and drop the investigation," Matthew Korenberg, the former Goldman banker, said. NEW YORK: The US Securities and Exchange Commission has dropped an insider trading investigation targeting a ...
 Economic Times4 weeks ago

SIFMA Submits Comments to the Securities and Exchange Commission on FINRA's Arbitrator Definition

Downloa
 SIFMA Foundation5 days ago SIFMA and Other Associations Submit Comments to the Securities and Exchange Commission on Structure of MCDC  SIFMA Foundation5 days ago US Securities and Exchange Commission asks exchanges, FINRA to submit 'tick size' pilot plan  Economic Times1 month ago
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