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About 969 results for "securities and exchange commission"

Securities commission, EFCC seal deal  on effective policing of capital market
Nigeria Today.ng

Securities commission, EFCC seal deal on effective policing o...

Securities and Exchange Commission The Securities and Exchange Commission (SEC), and the Economic and Financial Crimes Commission (EFCC), have signed a Memorandum of Understanding (MoU), to strengthen existing collaboration between the agencies ... The Guardian Nigeria, 2 hours ago

874 images for securities and exchange commission

Nigeria Today.ng, 2 hours ago
Business News Network, 2 weeks ago
Investing.com, 1 week ago
Reuters UK, 1 week ago
CNBC, 1 week ago
Business Mirror, 1 week ago
Reuters UK, 1 week ago
MSN Real Estate, 1 week ago
Investing.com, 1 week ago
Irish Independent, 3 weeks ago
Yahoo! India

U.S. SEC probing Yahoo over previously disclosed cyber breach -filing

By Suzanne Barlyn Jan 22 (Reuters) - The U.S. Securities and Exchange Commission is investigating a previously disclosed data breach at Yahoo Inc, the company said in a filing. Yahoo said in a November 2016 quarterly filing that it was ...
 Sharenet2 hours ago SEC probing Yahoo over previously disclosed cyber breach: filing  Channel NewsAsia1 hour ago US SEC probing Yahoo over previously disclosed cyber breach  BT Invest15 minutes ago 22 Jan 2017 22:07 SEC probing Yahoo over previously disclosed cyber breach: filing  Gestore dei Mercati Energetici1 hour ago
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Yahoo reportedly under investigation by SEC over data breaches

Yahoo is facing an investigation by the U.S. Securities and Exchange Commission relating to its failure to promptly disclose to investors information about the two massive data breaches the companyrevealed last year. The Wall Street Journal ...
 Venturebeat30 minutes ago SEC to investigate Yahoo over time taken to disclose data breaches: Report  ZDNet43 minutes ago
Federal Register

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend NYSE Arca

. On July 1, 2016, NYSE Arca, Inc. (Exchange) filed with the Securities and Exchange Commission (Commission), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (Act)  [] and Rule 19b-4 thereunder, [] a proposed rule change to ...
 Federal Register17 hours ago What's at stake for Chicago exchanges as Trump takes the oath  Crains ChicagoBusiness3 days ago Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend CBOE Rule 6.53C  Federal Register3 days ago Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the MSRB's Customer Complaint and Relate  Federal Register2 days ago
Modern Ghana

Stock exchange ready to trade online

Thet Tun Oo, a Yangon Stock Exchange (YSX) manager, says the Securities and Exchange Commission of Myanmar (SECM) is testing online trading. The six securities companies officially licensed by the SECM were ready to start when official permission ...
 Eleven Myanmar17 hours ago Ghana Stock Exchange to sign MoU with Casablanca Stock Exchange  Modern Ghana3 days ago BANK OF CYPRUS PUBLIC : Admission to Listing and Trading on the London Stock Exchange and the Cyprus Stock Exchange  4 Traders3 days ago Exchange turnover up as ISEQ index falls  Irish Independent5 days ago
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MobileSmith CEO Amir Elbaz Resigns, Replaces by President Bob Dieterle

MobileSmith announced that its chief executive officer resigned, according to a filing with the Securities and Exchange Commission, and is being replaced by the company's president. Amir Elbaz resigned from his position as CEO, but he will ...
 Citybizlist1 hour ago Currency Exchange Announces Resignation of CFO  BioSpace6 days ago
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Mondelez in $13 mln SEC settlement tied to India payments

Mondelez International Inc agreed to pay $13 million to settle U.S. Securities and Exchange Commission charges that its Cadbury unit violated a federal anti-bribery law through efforts to expand a chocolate plant in Baddi, India. In a statement on Monday, ...
 Reuters1 week ago State Street to pay $64.6 million to settle transition management commissions charges  Pensions and Investments Online4 days ago Deutsche Bank to pay more than $40 million to settle dark pool cases  Sify1 month ago Deutsche Bank to pay $37 million to settle charges it misled dark pool investors  Sify1 month ago

Sagoon files papers with US SEC to raise $20-mn via mini IPO

Sagoon Inc, a social commerce startup, today said it has filed papers with US Securities and Exchange Commission (SEC) to raise USD 20 million (about Rs 135 crore) through mini-initial public offering. It has filed for Regulation A+ (Mini-IPO) with SEC to ...
 Business Standard1 week ago
Money Control

Embezzlement case: Wipro agrees to pay $5 m to US SEC

Wipro has entered into an agreement with the US Securities and Exchange Commission (SEC) to settle a six-year-old case related to embezzlement for $5 million. In a statement to the exchanges, the company has neither admitted nor denied SECs allegation that it ...
 Business Line1 month ago Wipro to pay USD 5 mn to SEC to settle 6-yr-old case  Money Control1 month ago Wipro to pay $5 m to SEC to settle 6-yr-old case  Deccan Herald1 month ago Wipro to pay $5 mn to SEC to settle 6-yr-old case  Money Control1 month ago
Reuters

Trump picks Wall Street lawyer Clayton for SEC

President-elect Donald Trump wants Wall Street lawyer Jay Clayton to be chairman of the Securities and Exchange Commission. Trump said in a statement that Clayton is "a highly talented expert on many aspects of financial and regulatory law." Trump ...
 Business Standard2 weeks ago Exclusive - Sullivan lawyer Jay Clayton seen as Trump’s top choice for SEC  Reuters2 weeks ago Factbox: Trump fills top jobs for his administration  Reuters2 weeks ago Exclusive - Wall Street lawyer Jay Clayton emerges as Trump’s top SEC choice  Reuters2 weeks ago
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