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About 949 results for "securities and exchange commission"

Morgan Lewis Bolsters Leading Securities Litigation and Enforc...

- Morgan Lewis today announced that -- who served as Assistant Regional Director of the U.S. Securities and Exchange Commission's (SEC) Chicago Regional Office from 2000 to 2014 -- will join the firm as a partner in its Litigation Practice, resident ... Digital Journal, 3 hours ago

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CNBC, 3 weeks ago, 21 hours ago
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Nigeria Daily Independent, 2 weeks ago
NigeriaCommunicationsWeek, 3 weeks ago
Hartford Courant, 3 weeks ago, 3 weeks ago
Nigeria Punch, 3 weeks ago
Reuters, 3 weeks ago

Myanmar establishes Securities and Exchange Commission

A new body, the Securities and Exchange Commission has been established by the Myanmar government to regulate the country's securities exchanges, including the stock exchange planned for October 2015, Daw Tin May Oo, one of the newly appointed ...
 Mizzima News7 hours ago The Channel Islands Stock Exchange  Noodls1 day ago Channel Islands Stock Exchange fined £190,000 for Arch Cru manipulation  International Adviser4 hours ago

Kravit, The Estate Department, Inc. prevails in its action against the Unites States Securities and Exchange Commission regarding Richard Altomare

As a result of a lack of reporting of the final outcome of this case regarding Kravit, the company has been subjected to inaccurate inquiries into its business practices and reputation. This release is intended to inform the public of the final ...
 PRWeb1 day ago

Bank of America settles Securities and Exchange Commission charges over capital disclosure errors

Regulatory capital overestimates started in 2009, & has grown each year since then as more of notes matured, said Securities & Exchange Commission. WASHINGTON: Bank of America agreed to pay $7.65 million on Monday to settle civil charges alleging it ...
 Economic Times2 days ago BoA settles SEC charges over capital disclosure errors  Economic Times2 days ago

BSE gets Sebi, CCI go-ahead for USE takeover

Markets regulator Securities and Exchange Board and the fair trade watchdog Competition Commission (CCI) have approved the merger of United Stock Exchange of India with the BSE, making it the first merger of two exchanges in the country, the premier ...
 Business Standard1 month ago BSE-USE merger gets regulatorynod  Business Standard1 month ago FMC merger with Sebi put off  Rediff.com2 months ago

US SEC preparing new rules to boost oversight of funds: Reports

The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds. The US Securities and Exchange Commission (SEC) is preparing new rules to boost oversight of mutual funds and hedge funds as part of an ...
 Economic Times3 weeks ago SEC examining 'alternative' mutual funds  Sify1 month ago Alternative funds are drawing dollars, questions  Sify2 months ago
MSN India

Alibaba targets share sale in early September

Company is still waiting for approval from US Securities and Exchange Commission (SEC) to kick-off listing Reuters Hong Kong: Chinese e-commerce firm Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a ...
 MSN India1 month ago

Citi says SEC has closed probe of mortgage bonds

Citigroup Inc. says it's been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank's conduct regarding mortgage bonds and won't bring further enforcement action. Citigroup said in a regulatory filing ...
 Sify2 months ago Facebook says SEC's IPO probe ends, extending WhatsApp closing date  Business Standard2 months ago

Regulator seeks tough penalty for tax evasion case

The Securities and Exchange Commission wants to make an example of two Texas brothers found by a jury at a civil trial to have acted fraudulently to evade taxes, but a defense lawyer said Wednesday that the more than $750 million sought by the government is ...
 Sify1 month ago

SEC launched extensive probe to identify sources in Reuters stories

By Paritosh Bansal and Jason Lange NEW YORK/WASHINGTON (Reuters) - A U.S. Securities and Exchange Commission watchdog conducted an extensive, months-long investigation to find out who had leaked information that appeared in two Reuters stories published last ...
 Sify2 months ago
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