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About 998 results for "securities and exchange commission"

FMC merger with Sebi put off

BSE gets Sebi, CCI go-ahead for USE takeover

Markets regulator Securities and Exchange Board and the fair trade watchdog Competition Commission (CCI) have approved the merger of United Stock Exchange of India with the BSE, making it the first merger of two exchanges in the country, the premier ... Business Standard, 7 hours ago
BSE-USE merger gets regulatorynod Business Standard, 8 hours ago
FMC merger with Sebi put off, 1 month ago

186 images for securities and exchange commission

Epoch Times, 5 days ago
World Finance, 4 days ago
Reuters, 4 days ago
CNBC, 5 days ago
CNBC, 5 days ago
Reuters, 5 days ago
CNBC, 5 days ago
Graphic Ghana, 1 week ago, 1 week ago
Federal Computer Week, 1 week ago
MSN India

Alibaba targets share sale in early September

Company is still waiting for approval from US Securities and Exchange Commission (SEC) to kick-off listing Reuters Hong Kong: Chinese e-commerce firm Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a ...
 MSN India1 day ago Hong Kong exchange takes step to change listing rules  Gulf Times3 days ago HK exchange says to consider listing rule changes on voting rights  Sharenet3 days ago Hong Kong Stock Exchange to consider listing rule change after Alibaba IPO loss  Gulf News3 days ago
Bangladesh Daily Star

BSEC top official to join global body of securities commissions

Farhad Ahmed, an executive director of Bangladesh Securities and Exchange Commission, has recently been appointed as an enforcement and cooperation adviser of the International Organisation of Securities Commissions (IOSCO). He would be the first ...
 Bangladesh Daily Star2 days ago Director-General of Securities and Exchange Commission honoured  Modern Ghana5 days ago US Federal Business Opportunity: Securities and Exchange Commission: Qualys Subscription Renewal  ITbriefing6 days ago Exclusive - U.S. SEC official dissented on BNP Paribas waiver  Sify2 months ago

Financial services update August 25 2014 Securities and Exchange Commission

On August 20th, Reuters summarized the contents of a SEC letter to investment advisors seeking information on their wrap fee accounts. The letter seeks information on the advisors wrap fee policies and assets held in such accounts. . Best Execution ...
 Lexology4 days ago FSA Exchange Of Letters For Cooperation With Thailand Ministry of Finance  Asia Etrading4 days ago

US adopts tighter rules for securities, rating agencies

WASHINGTON: The Securities and Exchange Commission (SEC) on Wednesday adopted tighter rules for asset-backed securities (ABS) and credit rating agencies, tackling two issues at the core of the 2007-2009 financial crisis after years of delays. ...
 New Straits Times4 days ago SEC adopts new rules for asset-backed securities  Advisor.ca5 days ago SEC requires sellers of loan-backed securities to give details on borrowers risk  Canadian Business Magazine5 days ago SEC Adopts Rules on Loan-Backed Securities  ABC News5 days ago

U.S. SEC meeting to look at delayed asset-backed securities overhaul

Aug 27 (Reuters) - The U.S. Securities and Exchange Commission will hold a public meeting on its overhaul of the securitization market on Wednesday to consider rules likely to require greater disclosure of the quality of loans and other assets ...
 Reuters6 days ago SEC meeting to look at delayed asset-backed securities overhaul  Reuters5 days ago

The financial report August 21, 2014 - US Securities and Exchange Commission developments

Proposed Rule Principal trades with advisory clients. The SEC seeks comment on the proposed extension, to December 31, 2016, of Investment Advisers Act Rule 206(3)-3T, which creates an alternative means for investment advisers who are also ...
 Lexology1 week ago
Business Insights

Shahzad Dada, Chairman PMEX gave SECP delegation briefing on various matters of importance pertaining to exchange.

The new office of Pakistan Mercantile Exchange (PMEX) has been inaugurated by the Chairman Securities and Exchange Commission of Pakistan (SECP) Mr. Tahir Mahmood. PMEX the only multi-commodity futures exchange in the country has relocated its ...
 Radio Pakistan3 days ago Securities and Exchange Commission of Pakistan express contentment over state of preparedness for divestment of shares of Lahore Stock Exchange -...  HispanicBusiness.com1 week ago Pakistani troops violate ceasefire again, four injured  Asian Age2 weeks ago BSF, Pakistan Rangers exchange sweets at Wagah Border on occasion of Pakistan's Independence Day  Sify2 weeks ago

Citi says SEC has closed probe of mortgage bonds

Citigroup Inc. says it's been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank's conduct regarding mortgage bonds and won't bring further enforcement action. Citigroup said in a regulatory filing ...
 Sify1 month ago Facebook says SEC's IPO probe ends, extending WhatsApp closing date  Business Standard1 month ago

Regulator seeks tough penalty for tax evasion case

The Securities and Exchange Commission wants to make an example of two Texas brothers found by a jury at a civil trial to have acted fraudulently to evade taxes, but a defense lawyer said Wednesday that the more than $750 million sought by the government is ...
 Sify3 weeks ago
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