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About 918 results for "securities and exchange commission"

US Securities and Exchange Commission's new investor watchdog ...

US securities investor watchdog office on Tuesday unveiled its list of the top products and practices that bedeviled mom and pop investors in 2014. WASHINGTON: The US securities investor watchdog office on Tuesday unveiled its list of the top products and ... Economic Times, 4 days ago

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Lawyer Herald, 4 days ago
Reuters India, 4 days ago
New Age Bangladesh, 1 week ago
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Crowdfund Insider, 1 week ago
Lawyer Herald, 2 weeks ago
Lawyer Herald, 2 weeks ago
Lawyer Herald, 2 weeks ago
Reuters, 1 week ago
Business World Intelligence, 1 week ago
Rediff.com

Indian-American couple charged with insider trading

The US Securities and Exchange Commission (SEC) has charged an Indian-American couple with insider trading on confidential information obtained from a corporate client. California-based attorney Shivbir Grewal and his wife, Preetinder Grewal, sold all of ...
 Business Standard4 days ago Indian portfolio manager in US fined $500,000  Rediff.com2 months ago

F-Squared paying USD 35M to settle SEC charges on advertising

ities and Exchange Commission announced the settlement yesterday with the investment firm. The SEC said F-Squared Investments Inc., based in Wellesley, Massachusetts, is the largest US marketer of index products using exchange-traded funds. ETFs trade like ...
 Business Standard5 days ago Bank of America settles Securities and Exchange Commission charges over capital disclosure errors  Economic Times2 months ago BoA settles SEC charges over capital disclosure errors  Economic Times2 months ago
New Age Bangladesh

Securities regulators of Bdesh, India to sign MoU for co-op

A file photo shows the Bangladesh Securities and Exchange Commission's office in the capital. The BSEC is set to sign a memorandum of understanding with the Indian Securities and Exchange Board for greater cooperation in diverse areas, a senior ...
 New Age Bangladesh1 week ago
Business Standard

SEC postpones case against Indians running illegal scheme, duo untraceable

The US Securities and Exchange Commission has postponed proceedings against two Indians charged with running an illegal high-yield investment scheme out of India
 Business Standard1 week ago US charges two Indians with conning investors with social media  Prokerala1 month ago U.S Charges Two Indians With Conning Investors With Social Media  Silicon India1 month ago
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CIC tells Sebi to disclose assets, liabilities of its chairman

The Central Information Commission (CIC) has directed the Securities and Exchange Board of India (Sebi) to declare the assets and liabilities of its Chairman U K Sinha in larger public interest. The transparency panel passed the order on a plea made by ...
 Deccan Herald2 weeks ago Disclose assets of your Chairman: CIC to SEBI  Business Standard2 weeks ago
Business Standard

Facebook's $21.8-bn WhatsApp acquisition lost $138 mn last year

WhatsApp reported a meagre $10.2 million in revenue last year, according to a filing with the Securities and Exchange Commission David Gelles October 30, 2014 Last Updated at 00:10 IST There was never any doubt that Facebook's acquisition of WhatsApp - now ...
 Business Standard1 month ago Facebook's $21.8 billion acquisition lost $138 million last year  Times of India1 month ago
Rediff.com

FIIs fork out double commission on debt investment

For every Rs 1,000-crore bid, overseas investors paid a minimum of Rs 5.35 crore as commission to the Securities & Exchange Board of India. MUMBAI: Foreign institutional investors forked out nearly double the commission to buy debt investment limit auctioned ...
 Economic Times1 month ago Pearl group ‘invested’ Rs 600 crore, raised 45,000 crore  Asian Age1 month ago More pain ahead for DLF stock after Sebi ban  Rediff.com2 months ago

Tax regulatory fears mar sentiments of e-tailing firms

Over the weekend global e-tailer Amazon in a filing to the US Securities and Exchange Commission cautioned investors about issues related to interpretation of India's laws which could potentially impact its business plans.
 Money Control1 month ago

HPIL Holding (HPIL: OTCQB) | HPIL Holding Files Definitive Schedule 14C Information Statement With the US Securities and Exchange Commission

HPIL Holding Files Definitive Schedule 14C Information Statement With the US Securities and Exchange Commission Dec 19, 2014 OTC Disclosure & News Service -  Pink Sheets1 week ago HPIL Holding Files Definitive Schedule 14C Information Statement With the US Securities and Exchange Commission  Stockwatch1 week ago HPIL : Files Definitive Schedule 14C Information Statement With the US Securities and Exchange Commission  4 Traders1 week ago
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