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About 947 results for "securities and exchange commission"

Former Fannie Mae CEO settles crisis-related lawsuit with SEC

Former Fannie Mae CEO settles crisis-related lawsuit with SEC

By Patrick Rucker and Nate Raymond WASHINGTON/NEW YORK (Reuters) - In one of the U.S. Securities and Exchange Commission's biggest cases tied to the 2008 financial crisis, former Fannie Mae Chief Executive Daniel Mudd has reached a settlement with regulators, ... Sify, 4 days ago

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Sputnik, 15 hours ago
Irish Times, 5 days ago
Reuters UK, 21 hours ago
Deccan Chronicle, 1 week ago
Business Insider, 1 day ago
Reuters UK, 1 day ago
Reuters UK, 1 day ago
Yahoo! India, 1 day ago
Yahoo! India, 1 day ago, 1 day ago

SEC halts trade in mysterious $35 billion OTC stock

(Reuters) - The U.S. Securities and Exchange Commission on Monday temporarily halted trade in Neuromama Ltd , whose shares have quadrupled to about $56 in over the counter trading this year, citing concerns including "potentially manipulative" transactions.
 Sify1 week ago Dispute between Hong Kong Regulator and Exchange Highlights Difficulties with Listing Changes  HK - Lawyer1 week ago Exchange Operator Bats to Acquire UK Swap Execution Facility Javelin  TradingCharts.com2 weeks ago U.S. Stock Exchanges Propose New Rules to Increase Resiliency Following Halts  Forex Magnates2 weeks ago
Business Insider

TradeZero Reveals First 'Dark Pool' Exchange for Bitcoin

TradeZero, an online broker dealer registered with the Securities Commission of the Bahamas, has announced today that it has teamed up with Bitcoin serial entrepreneur Jered Kenna to create the world's first dark pool exchange for Bitcoin and ...
 RFPConnect2 weeks ago Broker-dealer TradeZero launches first 'dark pool' exchange for bitcoin  Business Insider2 weeks ago

Alibaba posts fastest growth since IPO, nets $4.84 billion in quarterly revenues

Remains silent on the US Securities and Exchange Commission investigation into its accounting practices
 Business Standard2 weeks ago
Boston Globe

Fidelity files to create new type of exchange-traded fund

Fidelity Investments has filed with securities regulators to create a new type of exchange-traded product that would make use of its active investment management offerings. The Boston-based investment giant has been taking steps to compete in the ...
 Boston Globe2 weeks ago EATON VANCE : Fidelity Plans Non-Transparent Exchange-Traded Product  4 Traders2 weeks ago Fidelity Plans Non-Transparent Exchange-Traded Product  Nasdaq2 weeks ago

Comdisco Holding Company, Inc. Files Form 15 with the Securities and Exchange Commission

ROSEMONT, Ill.--(BUSINESS WIRE)-- Comdisco Holding Company,Inc. (OTCQB: CDCO ) and (OTCQB: CDCOR ) ("Comdisco") announced today that: (i) on August 5, 2016, Comdisco made its final distribution to holders of its common stock and contingent ...
 Benzinga.com2 weeks ago Hemispherx Biopharma Inc. Files SEC Form 4, Statement of Changes in Beneficial Ownership of Securities (Jul. 29, 2016)  Pharmacy Choice2 weeks ago COMDISCO HOLDING COMPANY, INC. : Files Form 15 with the Securities and Exchange Commission  4 Traders2 weeks ago

U.S. SEC freezes assets of Utah-based Ponzi scheme operator

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission said on Thursday it had frozen the assets of the operator of a Utah-based Ponzi scheme that raised more than $207 million from investors worldwide, mainly in the United States, India ...
 Business Standard4 weeks ago
Money Control

Ericsson faces US corruption probe: Report

SvD said on its website the US Securities and Exchange Commission (SEC) and the Department of Justice (DOJ) are investigating Ericsson, whose shares are listed in Stockholm as well as on Nasdaq.
 Money Control2 months ago
Money Control

Cyber security firm Blue Coat files for IPO

The company, owned by Bain Capital LLC, told the U.S Securities and Exchange Commission in a preliminary prospectus that Morgan Stanley, J.P. Morgan, Credit Suisse and Goldman Sachs were among the IPO's underwriters.
 Money Control2 months ago

US Securities and Exchange Commission Asked to Investigate Mining Company's Failure to Disclose Secret Lawsuits

GUATEMALA CITY, GUATEMALA and OAKLAND, CALIFORNIA and TORONTO, ONTARIO--(Marketwired - Aug 11, 2016) - The US Security and Exchange Commission (SEC) is being asked to investigate a Canadian mining company with offices in Reno, Nevada and operations ...
 4 Traders2 weeks ago
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