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About 835 results for "united states securities and exchange..."

Christopher Salis, et al.

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23674 / October 21, 2016 United States v. , Criminal Action No. 2:16-cr-148 (N.D. Ind. filed Oct. 19, 2016) Software Executive and Two Friends Indicted for Conspiracy to Commit ... SEC Filings, 19 hours ago

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Forex Magnates, 3 months ago
Financial Buzz, 3 months ago
PR Newswire, 3 months ago
Media Nama, 3 months ago
Seeking Alpha, 2 days ago
Eielson Air Force Base, 1 week ago
BioSpace, 4 months ago
Central Penn Business Journal, 2 weeks ago
The Express Tribune, 2 weeks ago
i24news, 2 weeks ago

Altria Announces Increased Ownership of Anheuser-Busch InBev

Altria Group, Inc. (Altria) (NYSE:MO) today filed a Schedule 13D with the U.S. Securities and Exchange Commission disclosing open market purchases of Anheuser-Busch InBev SA/NV (AB InBev) ordinary shares subsequent to the closing of the business ...
 Financial Buzz15 hours ago

FACT SHEET: United States-Italy Cooperation

(Before It's News) Partners in Global Security : Italy is a steadfast and active transatlantic Ally, and the United States and Italy have sought to foster democratic ideals and international cooperation across a range of global security ...
 Before It's News3 days ago Federal Reserve Board announces plans to enter negotiations with FINRA to potentially act as collection agent of U.S. Treasury securities secondary market transactions data  Foreign hours ago

FINRA Files Rule Proposal With SEC to Protect Seniors and Other Vulnerable Adults From Financial Exploitation

WASHINGTON — The Financial Industry Regulatory Authority (FINRA) submitted to the Securities and Exchange Commission (SEC) proposed rules addressing the financial exploitation of seniors and other vulnerable adults. FINRA is proposing amendments ...
 FINRA2 days ago FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY IN : Files Rule Proposal With SEC to Protect Seniors and Other Vulnerable Adults From Financial Exploitation  4 Traders2 days ago

Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade Pursuant to Unlisted Trad

. On June 30, 2016, New York Stock Exchange LLC (Exchange or NYSE) filed with the Securities and Exchange Commission (Commission), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (Act or Exchange Act)  [] and Rule 19b-4 ...
 Federal Register4 days ago UPDATE 3-SEC approves FINRA rule on reporting U.S. bond trades  Yahoo! Finance2 days ago SEC Approves FINRA Rule on Reporting U.S. Bond Trades  WealthManagement.com2 days ago

Magal Announces Release of its New Video Management Software & Expansion of its Sales Team into the United States

/PRNewswire/ -- Magal Security Systems Ltd. (NASDAQ: MAGS ) announced the release the latest version of its VMS (video management software) known as Aimetis Symphony 7 . The Aimetis Symphony 7 is an all-in-one solution for video management, ...
 Benzinga.com4 days ago MAGAL SECURITY USA : Announces Release of its New Video Management Software & Expansion of its Sales Team into the United States  4 Traders4 days ago

Former Fannie Mae CEO settles crisis-related lawsuit with SEC

By Patrick Rucker and Nate Raymond WASHINGTON/NEW YORK (Reuters) - In one of the U.S. Securities and Exchange Commission's biggest cases tied to the 2008 financial crisis, former Fannie Mae Chief Executive Daniel Mudd has reached a settlement with regulators, ...
 Sify2 months ago

U.S. SEC freezes assets of Utah-based Ponzi scheme operator

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission said on Thursday it had frozen the assets of the operator of a Utah-based Ponzi scheme that raised more than $207 million from investors worldwide, mainly in the United States, India ...
 Business Standard2 months ago

SEC wins fines, injunctions for three Ecoland accused

See Street Wire (C-*SEC) U S Securities and Exchange Commission This item is part of Stockwatch's value added news feed and is only available to Stockwatch subscribers. Here is a sample of this item: Bernardino "Dino" Paolucci Jr., a ...
 Stockwatch1 day ago SEC brings Isura on Sirasa TV  DailyFT1 day ago Fitch: SEC Liquidity Rules to Dampen Demand for Some Securities  SPi World News4 days ago

FINRA Receives SEC Approval to Require Member Firms to Report Treasury Transactions to TRACE

The Securities and Exchange Commission has approved FINRA's proposal to require its members to report certain transactions in Treasury Securities to FINRA's Trade Reporting and Compliance Engine (TRACE). FINRA has set July 10, 2017 as the ...
 Financial Buzz2 days ago
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