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About 826 results for "united states securities and exchange..."

Regulator seeks tough penalty for tax evasion case

The Securities and Exchange Commission wants to make an example of two Texas brothers found by a jury at a civil trial to have acted fraudulently to evade taxes, but a defense lawyer said Wednesday that the more than $750 million sought by the government is ... Sify, 1 month ago

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Sify

Exclusive - U.S. SEC official dissented on BNP Paribas waiver

By Sarah N. Lynch WASHINGTON (Reuters) - An official at the U.S. Securities and Exchange Commission broke ranks with other commissioners and voted against granting BNP Paribas a waiver to continue operating several investment advisory units in the United ...
 Sify2 months ago US SEC official dissented on BNP Paribas waiver  Business Standard2 months ago
SPi World News

Taberna Capital Management to Settle with the U.S. Securities and Exchange Commission

RAIT Financial Trust (NYSE: RAS) (RAIT) today announced an agreement in principle with the staff of the U.S. Securities and Exchange Commission (the SEC) to resolve a non-public SEC investigation concerning Taberna Capital Management, LLC (TCM), ...
 Stock Nod2 weeks ago Westmoreland Announces Closing of Exchange Offer for 10.75% Senior Secured Notes due 2018  Energy Central20 hours ago Westmoreland Coal : Announces Closing of Exchange Offer for 10.75% Senior Secured Notes due 2018  4 Traders1 day ago RAIT Financial : Taberna Capital Management to Settle with the U.S. Securities and Exchange Commission  4 Traders2 weeks ago
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Spherix Notified by United States Patent & Trademark Office of New Standard Essential Patent Issued to Spherix

Spherix Incorporated (SPEX) -- an intellectual property development company committed to the fostering and monetization of intellectual property, today announced that the United States Patent & Trademark Office (USPTO) issued a new patent to the ...
 Individual.com1 week ago
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Source Launches In The United States

Source, a global investment firm and one of the fastest-growing Exchange Traded Fund (ETF) providers in Europe, is bringing its distinctive approach, established track record and considerable resources to the U.S. market. The firm's U.S. launch is ...
 Individual.com2 weeks ago
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Allergan lawsuit against Valeant, Pershing Square cites securities violations

On Aug. 1, Allergan filed a lawsuit in the United States District Court for the Central District of California against Valeant Pharmaceuticals, Pershing Square Capital Management and its principal, William A. Ackman, citing violations to federal ...
 Orthopedics Today3 days ago

Material Fact - Commence to the exchange offer in the United States of America

BANCO SANTANDER (BRASIL) S.A. Companhia Aberta de Capital Autorizado CNPJ nº 90.400.888/0001-42 BANCO SANTANDER BRASIL informa que Banco Santander, S.A. ("Santander Espanha"), nesta data, arquivou na U.S. Securities and Exchange Commission o ...
 Noodls1 week ago Banco do Brasil Announces Commencement Of An Offer To Exchange Any And All Outstanding 8.50% Perpetual Non-Cumulative Junior Subordinated Securities For Newly-Issued 8.50% Perpetual Non-Cumulative Junior Subordinated Securities  Nasdaq6 days ago

US Federal Business Opportunity: Securities and Exchange Commission: VFC3 and MountImage Pro

Agency: Securities and Exchange Commission Office: Office of Acquisitions Location: Office of Acquisitions Date you need to respond by: 22-September-2014 Classification Code: 70 -- General purpose information technology equipment Solicitation ...
 ITbriefing1 week ago

Medican Enterprises Establishes New Subsidiary in United States

LAS VEGAS--(BUSINESS WIRE)-- Medican Enterprises, Inc . ( MDCN ) , announced the formation of Medican (US) Systems Inc., a wholly owned subsidiary formed to pursue business activities in the Untied States medical marijuana and recreational ...
 Yahoo! Finance10 hours ago
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COMMUNITY HEALTH SYSTEMS : Announces Launch of Exchange Offers for 5.125% Senior Secured Notes Due 2021 and 6.875% Senior Notes Due 2022

Community Health Systems, Inc. (the Company) (NYSE: CYH) today announced that its wholly-owned subsidiary, CHS/Community Health Systems, Inc., has launched offers to exchange (i) its 5.125% Senior Secured Notes due 2021 in the ...
 4 Traders4 days ago Community Health Systems, Inc. Announces Launch of Exchange Offers for 5.125% Senior Secured Notes Due 2021 and 6.875% Senior Notes Due 2022  Reuters4 days ago Medtronic launches SEEQ wearable cardiac monitoring system in United States  Cardiovascular Business1 week ago
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