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About 823 results for "us commodity futures trading commission"

CFTC: Speculators Less Bullish on U.S. Dollar, S&P 500, Gold
Investing.com

The Finanical Report, 22 September 2016, US Commodity Futures ...

Final rules on system safeguards testing requirements. The CFTC adopted a final rule amending its current system safeguards rules for designated contract markets, swap execution facilities, and swap data repositories, by enhancing and clarifying ... Lexology, 1 hour ago

120 images for us commodity futures trading commission

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Yahoo! India, 1 week ago
Reuters UK, 3 weeks ago
4 Traders, 1 week ago
Business Insider UK, 3 weeks ago
Brief Report.co.uk, 2 days ago
SRN News, 2 days ago
The Fiscal Times, 2 days ago
Brief Report.co.uk, 2 days ago
Brief Report.co.uk

U.S. states sue opioid-maker Indivior over alleged anticompetitive practices

Barclays to pay $500,000 to settle charges over record keeping - CFTC WASHINGTON The U.S. Commodity Futures Trading Commission said on Thursday it had ordered Barclays Bank PLC to pay $500,000 to settle charges of record-keeping deficiencies. ...
 Reuters UK3 days ago CFTC fines Barclays over trade confirmation fails  Finextra Research2 days ago Barclays to pay $500,000 to settle charges over record keeping -CFTC  Sharenet3 days ago CFTC Levies $1.5m Fine on Advantage Futures for Spoofing Trades  Forex Magnates3 days ago
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Sputnik

CFTC fines Russia's VTB over fictitious derivatives

The US Commodity Futures Trading Commission has penalised Russia's VTB Bank and its London-based VTB Capital investment banking subsidiary over what the Commission called fictitious and noncompetive block trades of Russian ruble / US dollar futures ...
 GlobalCapital5 days ago CFTC fines VTB $5 million  Ak&M4 days ago US CFTC Accuses Russia's VTB Group of Fictitious Deals  Sputnik6 days ago BANK VTB : VTB statement  4 Traders5 days ago
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Channel NewsAsia

U.S. judge tells CFTC he won't 'rubber stamp' Deutsche Bank deal

By Nate Raymond NEW YORK, Sept 23 (Reuters) - A federal judge has ordered the U.S. Commodity Futures Trading Commission to justify why a settlement with Deutsche Bank AG in a case over the bank's handling of swap reporting is fair and in the public ...
 Sharenet2 days ago US judge tells CFTC he won't 'rubber stamp' Deutsche Bank deal  Channel NewsAsia2 days ago U.S. judge tells CFTC he won't rubber stamp Deutsche Bank deal  SRN News2 days ago DEUTSCHE BANK : U.S. judge tells CFTC he won't 'rubber stamp' Deutsche Bank deal  4 Traders2 days ago
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CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty resilience and recovery recently published by the Committee on Payments and Market Infrastructures (CPMI) ...
 National Law Review2 days ago CFTC to host public roundtable on CPMI-IOSCO Guidance on CCP Resilience & Recovery  FTSE Global Markets3 days ago CFTC Staff to Host a Public Roundtable on CPMI-IOSCO Guidance on CCP Resilience &...  CFTC.gov4 days ago

BARCLAYS : To Pay Fine Over Commodity Trading Recordkeeping Violations

LONDON (Alliance News) - Barclays PLC is to pay a USD500,000 fine to the US Commodity Futures Trading Commission, the commission said on Thursday, for record-keeping violations. The CFTC said it has imposed the fine on Barclays Bank PLC for ...
 4 Traders2 days ago Barclays To Pay Fine Over Commodity Trading Recordkeeping Violations  London Stock Exchange2 days ago

CFTC charges All City Investments which showed fraudulent 2,675% growth in FX trading

The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Southern District of New York against Defendants Jamal Y. Vance and All City Investments, LLC (All City), charging Defendants ...
 LeapRate3 days ago CFTC Charges Jamal Y. Vance and His Company All City Investments, LLC with Solicitation Fraud in Connection with Off-Exchange Foreign Currency Transactions and Failure to Register as a Commodity Trading Advisor  CFTC.gov3 days ago CFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos with Engaging in Illegal, Off-Exchange Precious Metals Transactions  CFTC.gov5 days ago

CFTC Staff Issues No-Action Letter Relating to Yieldbroker PTY Limited's Relief From SEF Registration Requirements

On September 14, the Commodity Futures Trading Commission's Divisions of Market Oversight and Swap and Intermediary Oversight issued Staff Letter 16-72, which announced that Yieldbroker PTY Limited (Yieldbroker), a multilateral swaps trading ...
 National Law Review1 week ago CFTC Staff Announces that Yieldbroker Pty Limited Qualifies for...  CFTC.gov6 days ago

Securities Association of China Awards Software AG Customer, China Galaxy Securities, with Securities and Futures Science and Technology Award

RESTON, Va.--( BUSINESS WIRE )-- Software AG (Frankfurt TecDAX: SOW) announced today that China Galaxy Securities Co., Ltd (SEHK: 6881), a Chinese brokerage and investment bank, was presented with the Securities and Futures Science and Technology ...
 Business Wire5 days ago SOFTWARE : Securities Association of China Awards Software AG Customer, China Galaxy Securities, with Securities and Futures Science and Technology Award  4 Traders5 days ago
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International Bank Fined by HK Regulator for Position Limit Breaches in Futures and Options

The Hong Kong Securities and Futures Commission fined The Hong Kong and Shanghai Banking Corporation Limited the equivalent of approximately US $325,000 (HK $2.5 million) for violating its position limits rules on multiple dates from May 26 through ...
 Lexology6 days ago
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