In two separate Commodity Futures Trading Commission (CFTC) enforcement actions before district courts in New York and Chicago, the CFTC has asked each court to adopt holdings that would significantly enhance the CFTC's ability to win ... Lexology, 1 week ago
CFTC Approves Registration to 18 Swap Execution Facilities - National Law Review, 1 week ago
CFTC signs MOU with German authorities to enhance cross-border clearing supervision - MyInforms, 1 week ago
WASHINGTON (Reuters) - The federal government watchdog has determined that the U.S. Commodity Futures Trading Commission violated government accounting principles by understating its leasing liabilities, according to the results of a year-long investigation ...Reuters, 4 days ago CFTC - Commitments of Traders: Speculators Less Bearish on EUR; More Bullish on JPY Investing.com, 1 week ago A Commodity Stock Value Play Seeking Alpha, 1 week ago Are Corn-Based Stocks and ETFs a Safe Haven for a Market Downturn? Equities.com, 1 week ago
More from: Lexology, Lexology...and 6 other sources
US Commodity Futures Trading Commission (CFTC) Chairman Timothy Massad has signed a memorandum of understanding (MoU) with BaFin (the Bundesanstalt für Finanzdienstleistungsaufsicht) and the Bundesbank (Deutsche Bundesbank) on co-operation and the ...AssetMan.net, 1 week ago Massad: Let Market Decide What It Wants from SEFs DerivAlert.org, 1 week ago
Application to the Commission pursuant to section 38 of the Commodity Futures Act (Ontario) (CFA) for a ruling that the Applicant be exempted from the dealer registration requirement in paragraph 22(1)(a) and the prohibition against trading on ...Ontario Securities Commission, 1 week ago
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
Investment Advisers Annual Compliance Reviews All investment advisers registered with the Securities and Exchange Commission (SEC) or The Commonwealth of Massachusetts are required to review their compliance policies and procedures at least ...JD Supra, 2 weeks ago New Year, Familiar Priorities: Investment Adviser Annual Reminders and SEC Examination Priorities in 2016 Lexology, 1 week ago
TRADING COMMODITY FUTURES AND OPTIONS INVOLVES SUBSTANTIAL RISK OF LOSS ANDMAY NOT BE SUITABLE FOR ALL INVESTORS. YOU SHOULD CAREFULLY CONSIDER WHETHER TRADING IS SUITABLE FOR YOU IN LIGHT OF YOUR CIRCUMSTANCES, KNOWLEDGE AND FINANCIAL RESOURCES. ...Barchart, 1 week ago
NEW YORK: Oil prices ended the week lower in choppy trading on Friday, snapping two weeks of gains, as a frenzy of speculation about a possible deal between top oil producers clashed with concerns about a growing supply glut. After a volatile week's trading, ...Economic Times, 3 days ago Futures Slide On Apple Disappointment, Oil Slumps Ahead Of Fed Decision Zero Hedge, 1 week ago Oil price rises pares losses in Jan on hopes for production deal TheStar.com.my, 1 week ago Iran's bullish return puts pressure on oil and derivs traders on guard GlobalCapital, 2 weeks ago
GlobeNewswire 2016-01-28 Company Aligns With Blockchain Technology to Broaden Its Commodities Trading Business NEW YORK, Jan. 28, 2016 (GLOBE NEWSWIRE) -- Britannia Mining, Inc. (OTC Pink:BMIN), (Britannia or the Company), today announced the ...BizWire Express, 1 week ago
WASHINGTON (Alliance News) - Trading in the US index futures suggests that Wall Street stocks may open Thursday's session higher. Oil is holding above the USD32 level, although most other commodities are lower. Most Asian markets looked past the ...London South East, 1 week ago Did Wall Street Banks Create the Oil Crash? Global Research, 1 week ago
Nuverra Environmental Solutions, Inc. (NES: null) | Nuverra Common Stock To Begin Trading On The OTCQB Market Under The Ticker Symbol "NESC"
SCOTTSDALE, Ariz. , Jan. 19, 2016 /PRNewswire/ --Nuverra Environmental Solutions, Inc. (NYSE: NES) ("Nuverra" or the "Company") today announced that it received notification by NYSE Regulation, Inc. that trading of the Company's common stock on the ...OTC Markets, 2 weeks ago Nuverra Common Stock To Begin Trading On The OTCQB Market Under The Ticker Symbol "NESC" Nasdaq, 2 weeks ago NUVERRA ENVIRONMENTAL SOLUTIONS : Common Stock To Begin Trading On the OTCQB Market under the Ticker Symbol 'NESC' 4 Traders, 2 weeks ago
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