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About 912 results for "us securities and exchange commission"

SEC Settles Charges With PIMCO Over Misleading Investors

The U.S. Securities and Exchange Commission (SEC) recently announced that investment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay roughly $20 million to settle charges. ... Yahoo! Finance, 16 hours ago
Pimco Reaches SEC Settlement Dow Jones & Company, Inc., 29 minutes ago

1,222 images for us securities and exchange commission

Australian Financial Review, 4 days ago
Australian Financial Review, 6 days ago
Time, 3 days ago
Business Insider, 2 weeks ago
Business Insider, 2 weeks ago
Reuters UK, 2 weeks ago, 2 weeks ago
Yahoo! Finance, 2 weeks ago
Yahoo! News, 2 weeks ago, 2 weeks ago
Post Online Media

United Airlines settles with SEC, will pay $2.4 million

Airline United entered into a non-prosecution agreement The U.S. Securities and Exchange Commission (SEC) announced that the parent company of United Airlines has agreed to pay $2.4 million. The company will pay to settle charges in a case where ...
 Post Online Media7 hours ago United Airlines to pay $2.4 mn in US bribery case  AFP2 days ago United Airlines to pay USD 2.4 million in US bribery case  Financial Express2 days ago United Airlines will pay US$2.4 million to settle with SEC  CTV News2 days ago

US Securities and Exchange Commission may make Yahoo the test case of data breach disclosure rules

Yahoo's disclosure that hackers stole user data from at least 500 million accounts in 2014 has highlighted shortcomings in U.S. rules on when cyber attacks must be revealed and their enforcement. The post US Securities and Exchange Commission may make Yahoo ...
 Tech22 months ago

SEC says UBS to pay $15 mln over sales practices

WASHINGTON/NEW YORK (Reuters) - UBS Group AG agreed to pay more than $15 million to settle U.S. Securities and Exchange Commission charges that a failure to properly train its sales force led to the sale of hundreds of millions of dollars of unsuitable ...
 Sify2 months ago
Money Control

JPMorgan to settle US government probe of China hiring: Source

The bank will pay roughly USD 200 million combined to the Securities and Exchange Commission and the Justice Department and more than USD 50 million to the Federal Reserve, the source said.
 Money Control2 weeks ago JPMorgan to settle U.S. government probe of China hiring - source  Sify2 weeks ago JPMorgan to settle China hiring probe  First Post.com2 weeks ago

No Comments on SEC seeks listing, stratification of stock market

The Securities and Exchange Commission, SEC, has said that plans are under-way to further stratify the stock market to allow more Small and Medium scale Enterprises, SMEs, that were hitherto not listed on the Nigerian Stock Exchange, NSE, to access ...
 Naija247News5 hours ago SEC pursues listing, plans further stratification of stock market  Vanguard15 hours ago Nigeria: SEC Pursues Listing, Plans Further Stratification of Stock Market  AllAfrica.com3 hours ago

Post-Election Outlook for Financial Regulatory Agencies: U.S. Securities and Exchange Commission

Republican president-elect Donald J. Trump, with the support of a Republican controlled Senate and House of Representatives, promises to bring in a new era of limited government, rolling back legislation enacted under President Obama's ...
 National Law Review2 days ago SEC, fund managers partner on e-transfer  News Express Nigeria3 hours ago Donald Trump appoints Nigerian, Bayo Ogunlesi into his Economic Advisory Team  Oil and Gas Republic.com14 hours ago Us President-elect, Trump Appoints Nigerian On Economic Advisory Forum  Nigerian Voice1 day ago
Yahoo! Finance

U.S. authorities scrutinize Rio's 2013 coal writedown: sources

The U.S. Securities and Exchange Commission is investigating a $3 billion impairment charge booked by miner Rio Tinto (RIO.L) in 2013 on the value of a Mozambican coal asset, two sources familiar with the matter said. The shock impairment, less ...
 Hellenic Shipping News Worldwide4 days ago Rio Tinto reveals US probe into Mozambique writedown  Yahoo! Finance4 days ago TOP NEWS: Rio Tinto Confirms US Probe Into Mozambique Writedown  London South East4 days ago Rio Tinto confirms US probe into Mozambique coal deal  Hargreaves Lansdown4 days ago

US Securities Exchange Commission Chair Mary Jo White Announces Departure at End of Obama Administration

SEC Chair Mary Jo White announced that she will leave the SEC at the end of President Obama's term. The press release announcing her departure highlighted the SEC's increased efforts at investor protection and the SEC's new enforcement approaches, ...
 JD Supra4 days ago
Mideast Time

Stage set for trading of dollar-priced securities

In a memorandum issued on Friday, the exchange released the Rules on Dollar Denominated Securities, as approved by the Securities and Exchange Commission (SEC) in a Nov. 10 en banc meeting. It can provide issuers with dollar-denominated ...
 Business World2 days ago Gigamon Inc. (GIMO) Receives Buy Rating from Rosenblatt Securities  Mideast Time4 days ago Gigamon Inc. (GIMO) Stock Rating Reaffirmed by Rosenblatt Securities  American Banking News4 days ago Gigamon's (GIMO) Buy Rating Reiterated at Rosenblatt Securities  American Banking News4 days ago
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