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About 934 results for "us securities and exchange commission"

Gunmaker Smith & Wesson Is Paying $US2 Million To Settle Corruption Charges
Business Insider Australia

Gunmaker Smith & Wesson Is Paying $US2 Million To Settle Corru...

Gunmaker Smith & Wesson has agreed to pay $US2 million to settle with the Securities and Exchange Commission over allegations the company violated the Foreign Corrupt Practices Act. The SEC said employees and representatives of the company, ... Business Insider Australia, 59 minutes ago
ATS to pay US$5 million in SEC case Investment Executive, 2 days ago
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957 images for us securities and exchange commission

Reuters, 4 days ago
Toronto Star Online, 2 weeks ago
Reuters, 2 weeks ago
Find Law, 1 month ago
International Business Times UK, 1 month ago
CNBC, 1 month ago
Reuters UK, 1 month ago
Prime Business News Agency, 1 month ago
Lawyer Herald, 1 month ago
ITP.net, 1 day ago

The financial report July 24, 2014 - US Securities and Exchange Commission developments

Selected Enforcement Actions The sting. The SEC, Massachusetts US Attorney and the FBI announced charges against five individuals whose attempt to manipulate shares of Amogear Inc. was caught by an FBI undercover operation. According to the civil ...
 Lexology2 hours ago

Mizuho Financial : Announcement Regarding Filing of Annual Report on Form 20-F with the U.S. Securities and Exchange Commission (8:45) (PDF/34KB)

Mizuho Financial Group, Inc. Announcement Regarding Filing of Annual Report on Form 20-F with the U.S. Securities and Exchange Commission We, Mizuho Financial Group, Inc., hereby announce that we filed an annual report on Form 20-F with the ...
 4 Traders15 hours ago SUMITOMO MITSUI FINANCIAL : Notice Regarding the Filing of an Annual Report on Form 20-F with the U.S. Securities and Exchange Commission  4 Traders3 days ago Announcement Regarding Filing of Annual Report on Form 20-F with the U.S. Securities and Exchange Commission (8:45) (PDF/34KB)  Noodls15 hours ago IIJ Announces the Filing of Annual Report on Form 20-F With the U.S. Securities and Exchange Commission  SIFMA Foundation1 week ago
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Cross-border security-based swaps: SEC adopts initial final rules on cross-border security-based swap activities

, the Securities and Exchange Commission issued a release with final rules and interpretations on the cross-border application of certain security-based swap provisions under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection ...
 Lexology4 days ago US Securities and Exchange Commission adopts final rules regarding cross-border security-based swap activities of dealers and major participants  Lexology1 week ago
Sify

Facebook says SEC's IPO probe ends, extending WhatsApp closing date

REUTERS - Facebook Inc said the U.S. Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.
 Business Standard2 days ago
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US Chamber not happy with money-market reforms

While some of the biggest providers of money market mutual funds have come out in support of the Securities and Exchange Commission's seismic reforms to the institutional side of the market, others are far from pleased. The U.S. Chamber of ...
 Benefits Pro3 days ago US securities and exchange commission poised to adopt reforms for money market funds  Economic Times5 days ago Split U.S. SEC Adopts Long-Awaited Money Market Fund Reforms  WealthManagement.com4 days ago US approves money market funds reform amid opposition  Gulf News2 days ago
Reuters

Rengan Rajaratnam, SEC in talks to resolve civil claims: filing

NEW YORK (Reuters) - The U.S. Securities and Exchange Commission and Rengan Rajaratnam, the younger brother of convicted Galleon Group founder Raj Rajaratnam, on Thursday asked a judge to stay the regulator's civil lawsuit for 60 days while they try ...
 Business Standard1 week ago Rengan Rajaratnam cleared, US insider trading streak snapped  The Financial Chronicle2 weeks ago
Sify

US Federal Business Opportunity: Securities and Exchange Commission: Ethics Financial Data Feed

Agency: Securities and Exchange Commission Office: Office of Acquisitions Location: Office of Acquisitions Date you need to respond by: 31-July-2014 Solicitation Number: SECHQ1-14-R-0035 Naics code: 541519 Computer Systems Design and Related ...
 ITbriefing1 week ago Exclusive - U.S. SEC official dissented on BNP Paribas waiver  Sify3 weeks ago US SEC official dissented on BNP Paribas waiver  Business Standard3 weeks ago

US Securities and Exchange Commission, in about-face, ends probe of ex-Goldman banker

"I'm grateful that the SEC took the time to consider all the facts and drop the investigation," Matthew Korenberg, the former Goldman banker, said. NEW YORK: The US Securities and Exchange Commission has dropped an insider trading investigation targeting a ...
 Economic Times3 weeks ago

US Securities and Exchange Commission asks exchanges, FINRA to submit 'tick size' pilot plan

In an order late on Tuesday, the SEC directed US stock exchanges and FINRA to work together to submit a plan in the next 60 days to implement the pilot program. The US Securities and Exchange Commission unveiled a one-year "tick size" pilot program to let ...
 Economic Times1 month ago
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