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About 927 results for "us securities and exchange commission"

Split U.S. SEC adopts long-awaited money market fund reforms
Reuters

US securities and exchange commission poised to adopt reforms ...

US regulators are expected to adopt rules that force "prime" money market funds used by large institutions to float their share price. WASHINGTON: US regulators are expected to adopt rules on Wednesday that force "prime" money market funds used by large ... Economic Times, 10 hours ago
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931 images for us securities and exchange commission

Reuters, 12 hours ago
Toronto Star Online, 2 weeks ago
Reuters, 2 weeks ago
Find Law, 1 month ago
International Business Times UK, 1 month ago
CNBC, 1 month ago
Reuters UK, 1 month ago
Prime Business News Agency, 3 weeks ago
Lawyer Herald, 1 month ago
Reuters, 1 month ago

SEC Adopts First Installment of Rules for Cross-Border Security-Based Swap Activity

, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") by adopting a first installment of rules ...
 JD Supra4 days ago SEC adopts key cross-border security-based swap rules, anticipates further rulemaking  Lexology4 hours ago US Securities and Exchange Commission adopts final rules regarding cross-border security-based swap activities of dealers and major participants  Lexology6 days ago
WealthManagement.com

U.S. SEC taps new chief economist from University of Florida

The U.S. Securities and Exchange Commission on Monday announced it has tapped a University of Florida professor to serve as the agency's new chief economist. Mark Flannery, a finance professor with the school's Warrington School of Business ...
 Reuters1 day ago
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EQUITY ALERT: The Rosen Law Firm Announces Investigation of Securities Fraud Claims Against Key Energy Services, Inc.

NEW YORK--( [t]he U.S. Securities and Exchange Commission has advised us that it is investigating possible violations of the U.S. Foreign Corrupt Practices Act involving business activities of Key's operations in Russia. On January 6, 2014, Key ...
 EON: Enhanced Online News4 days ago KEY ENERGY SERVICES : EQUITY ALERT: The Rosen Law Firm Announces Investigation of Securities Fraud Claims Against Key Energy Services, Inc.  4 Traders4 days ago
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Reuters

Rengan Rajaratnam, SEC in talks to resolve civil claims: filing

NEW YORK (Reuters) - The U.S. Securities and Exchange Commission and Rengan Rajaratnam, the younger brother of convicted Galleon Group founder Raj Rajaratnam, on Thursday asked a judge to stay the regulator's civil lawsuit for 60 days while they try ...
 Business Standard5 days ago Rengan Rajaratnam cleared, US insider trading streak snapped  The Financial Chronicle2 weeks ago
Sify

US Federal Business Opportunity: Securities and Exchange Commission: Ethics Financial Data Feed

Agency: Securities and Exchange Commission Office: Office of Acquisitions Location: Office of Acquisitions Date you need to respond by: 31-July-2014 Solicitation Number: SECHQ1-14-R-0035 Naics code: 541519 Computer Systems Design and Related ...
 ITbriefing5 days ago Exclusive - U.S. SEC official dissented on BNP Paribas waiver  Sify2 weeks ago US SEC official dissented on BNP Paribas waiver  Business Standard2 weeks ago

US Securities and Exchange Commission, in about-face, ends probe of ex-Goldman banker

"I'm grateful that the SEC took the time to consider all the facts and drop the investigation," Matthew Korenberg, the former Goldman banker, said. NEW YORK: The US Securities and Exchange Commission has dropped an insider trading investigation targeting a ...
 Economic Times2 weeks ago

US Securities and Exchange Commission asks exchanges, FINRA to submit 'tick size' pilot plan

In an order late on Tuesday, the SEC directed US stock exchanges and FINRA to work together to submit a plan in the next 60 days to implement the pilot program. The US Securities and Exchange Commission unveiled a one-year "tick size" pilot program to let ...
 Economic Times4 weeks ago
India Today

Rajat Gupta begins prison term, may be out by 2015-end

India-born Gupta, 65, will now have to pay $13.9 million as penalty in the US Securities and Exchange Commission's parallel insider trading case against him, in addition to the $5 million fine in the criminal case and $6.2 million restitution to Goldman Sachs.
 India Today1 month ago From Lofty Board Room to Lowly Cell: Rajat Gupta Begins Prison Term  NDTV1 month ago
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Alibaba lifts veil on 'partnership' ahead of US IPO

The filing with the Securities and Exchange Commission names for the first time all 27 "partners" who steer the firm, which is often described as a Chinese version of Amazon or eBay NEW YORK: Chinese Internet giant Alibaba, the world's largest online ...
 Economic Times1 month ago
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