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About 885 results for "us securities and exchange commission"

Securities fraud trial begins Friday as SEC takes on city of M...

Speaking under oath in New Orleans to a Securities and Exchange Commission attorney four years ago, Michael Boudreaux tried to explain the financial morass he found when he was hired by the city of Miami. Boudreaux, Miami's former budget ... Miami Herald, 22 hours ago

1,104 images for us securities and exchange commission

Business Insider, 1 day ago
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Secured Income Reserve, Inc. et al.

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23626 / August 24, 2016 Securities and Exchange Commission v. , Civil Action 16-cv-81490 (S.D. Fla., filed August 24, 2016) SEC Charges Secured Income Reserve, Inc. and Former ...
 SEC Filings1 day ago SEC UNITED STATES SECURITIES AND EXCHANGE : Cedric CaƱas Maillard  4 Traders1 day ago SEC agrees to review merger of exchanges  Thestandard.com.ph5 days ago
Sify

SEC halts trade in mysterious $35 billion OTC stock

(Reuters) - The U.S. Securities and Exchange Commission on Monday temporarily halted trade in Neuromama Ltd , whose shares have quadrupled to about $56 in over the counter trading this year, citing concerns including "potentially manipulative" transactions.
 Sify1 week ago U.S. trade judge clears Fitbit of stealing Jawbone's trade secrets  Reuters India2 days ago US trade judge clears Fitbit of stealing Jawbone's trade secrets  Channel NewsAsia3 days ago UPDATE 1-U.S. trade judge clears Fitbit of stealing Jawbones trade secrets  Reuters UK2 days ago
Channel NewsAsia

U.S. SEC charges 71 municipal bond issuers for misleading investors

By Suzanne Barlyn (Reuters) - The U.S. Securities and Exchange Commission has charged 71 municipal bond issuers, including the states of Hawaii and Minnesota, as well as related entities, for using offering documents that misled investors, the ...
 Business Insider2 days ago CORRECTED-UPDATE 3-U.S. SEC charges 71 muni issuers for misleading investors  CNBC3 hours ago UPDATE 3-U.S. SEC charges 71 muni issuers for misleading investors  Reuters UK2 days ago US SEC charges 71 municipal bond issuers for misleading investors  Channel NewsAsia2 days ago
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Sify

Former Fannie Mae CEO settles crisis-related lawsuit with SEC

By Patrick Rucker and Nate Raymond WASHINGTON/NEW YORK (Reuters) - In one of the U.S. Securities and Exchange Commission's biggest cases tied to the 2008 financial crisis, former Fannie Mae Chief Executive Daniel Mudd has reached a settlement with regulators, ...
 Sify4 days ago

Alibaba posts fastest growth since IPO, nets $4.84 billion in quarterly revenues

Remains silent on the US Securities and Exchange Commission investigation into its accounting practices
 Business Standard2 weeks ago
First Post.com

U.S. SEC freezes assets of Utah-based Ponzi scheme operator

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission said on Thursday it had frozen the assets of the operator of a Utah-based Ponzi scheme that raised more than $207 million from investors worldwide, mainly in the United States, India ...
 Business Standard4 weeks ago
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Money Control

Ericsson faces US corruption probe: Report

SvD said on its website the US Securities and Exchange Commission (SEC) and the Department of Justice (DOJ) are investigating Ericsson, whose shares are listed in Stockholm as well as on Nasdaq.
 Money Control2 months ago
Money Control

Cyber security firm Blue Coat files for IPO

The company, owned by Bain Capital LLC, told the U.S Securities and Exchange Commission in a preliminary prospectus that Morgan Stanley, J.P. Morgan, Credit Suisse and Goldman Sachs were among the IPO's underwriters.
 Money Control2 months ago
Channel NewsAsia

US SEC fines 13 advisers for false claims involving F-Squared

REUTERS: The U.S. Securities and Exchange Commission fined 13 investment advisory firms on Thursday for spreading false claims made by the now-defunct F-Squared Investments Inc, which had been one of the largest marketers of investment products ...
 Channel NewsAsia1 day ago U.S. SEC Requires Advisers to Provide ... - Reuters  Kitco1 day ago U.S. SEC fines 13 advisers for false claims involving F-Squared  Yahoo! Finance1 day ago U.S. SEC Fines 13 Advisors for False Claims Involving F-Squared  WealthManagement.com7 hours ago
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