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About 888 results for "us securities and exchange commission"

No Data, No Fed Hike? US Authorities Seek to Regulate $13.6-Trn Gov. Bond Market

No Data, No Fed Hike? US Authorities Seek to Regulate $13.6-Tr...

Kristian Rouz The US Department ofthe Treasury and Securities and Exchange Commission have simultaneously announced that they're looking forways tomonitor and regulate the $13.6-trln market forUS government debt. Having admitted that they lack ... Sputnik, 1 day ago

998 images for us securities and exchange commission, 7 hours ago
Tech2, 3 weeks ago, 2 days ago
Deccan Chronicle, 1 week ago
Business Insider, 6 days ago
4 Traders, 8 hours ago
4 Traders, 2 days ago, 1 week ago
Reuters UK, 1 week ago
Central Penn Business Journal, 2 weeks ago

US Securities and Exchange Commission may make Yahoo the test case of data breach disclosure rules

Yahoo's disclosure that hackers stole user data from at least 500 million accounts in 2014 has highlighted shortcomings in U.S. rules on when cyber attacks must be revealed and their enforcement. The post US Securities and Exchange Commission may make Yahoo ...
 Tech23 weeks ago

SEC says UBS to pay $15 mln over sales practices

WASHINGTON/NEW YORK (Reuters) - UBS Group AG agreed to pay more than $15 million to settle U.S. Securities and Exchange Commission charges that a failure to properly train its sales force led to the sale of hundreds of millions of dollars of unsuitable ...
 Sify4 weeks ago

Former Fannie Mae CEO settles crisis-related lawsuit with SEC

By Patrick Rucker and Nate Raymond WASHINGTON/NEW YORK (Reuters) - In one of the U.S. Securities and Exchange Commission's biggest cases tied to the 2008 financial crisis, former Fannie Mae Chief Executive Daniel Mudd has reached a settlement with regulators, ...
 Sify2 months ago

SEC halts trade in mysterious $35 billion OTC stock

(Reuters) - The U.S. Securities and Exchange Commission on Monday temporarily halted trade in Neuromama Ltd , whose shares have quadrupled to about $56 in over the counter trading this year, citing concerns including "potentially manipulative" transactions.
 Sify2 months ago

Alibaba posts fastest growth since IPO, nets $4.84 billion in quarterly revenues

Remains silent on the US Securities and Exchange Commission investigation into its accounting practices
 Business Standard2 months ago

U.S. SEC freezes assets of Utah-based Ponzi scheme operator

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission said on Thursday it had frozen the assets of the operator of a Utah-based Ponzi scheme that raised more than $207 million from investors worldwide, mainly in the United States, India ...
 Business Standard2 months ago

Social media start-up Sagoon seeks to launch mini-IPO in the US

Social media and e-commerce start-up, Sagoon, has filed mini-IPO papers with US Securities and Exchange Commission to raise about $20 million New Delhi: Sagoon Inc., a social network and e-commerce start-up with offices in Washington DC and Delhi, ...
 Livemint.com1 day ago Social media startup Sagoon taps US market to launch $20m mini-IPO  DealStreetAsia1 day ago

Lime Energy Announces Settlement with Securities and Exchange Commission

NEWARK, N.J.--(BUSINESS WIRE)-- Lime Energy Co. today announced that the Securities and Exchange Commission (the "SEC") has authorized the settlement between the Company and the SEC of the previously-disclosed SEC investigation commenced in 2012 ...
 Nasdaq1 week ago

Statement at Open Meeting: Universal Proxy System and Exemptions to Facilitate Intrastate and Regional Securities Offerings

Chair Mary Jo White Oct. 26, 2016 Good morning. This is an open meeting of the U.S. Securities and Exchange Commission on October 26, 2016, under the Government in the Sunshine Act. Today, the Commission will consider two recommendations from the ...
 4 Traders44 minutes ago
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