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About 935 results for "us securities and exchange commission"

Alibaba targets share sale in early September
MSN India

Alibaba targets share sale in early September

Company is still waiting for approval from US Securities and Exchange Commission (SEC) to kick-off listing Reuters Hong Kong: Chinese e-commerce firm Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a ... MSN India, 2 days ago

310 images for us securities and exchange commission

Reuters, 3 hours ago
Reuters, 1 week ago
Business Insider, 2 hours ago
Public News Service, 14 hours ago
Pique News Magazine, 2 weeks ago
Fortune, 5 hours ago
Procurement Leaders, 1 day ago
Sify, 1 day ago
Toronto Star Online, 1 month ago
Reuters, 1 month ago

US SEC adopts final rules on ABS registration and disclosure

WASHINGTON, Aug 27 (Reuters) - The U.S. Securities and Exchange Commission in a public vote on Wednesday unanimously adopted final rules on the registration and disclosure of asset-backed securities, which stood at the heart of the 2007-09 credit ...
 Yahoo! Finance6 days ago U.S. SEC adopts final rules for credit agency reforms  Reuters UK6 days ago US securities and exchange commission poised to adopt reforms for money market funds  Economic Times1 month ago
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Epoch Times

Securities and Exchange Commission Adopts Rules on Loan-Backed Securities

WASHINGTON—Financial firms that sell securities backed by loans, like the kind that fueled the 2008 financial crisis, will have to give investors details on borrowers credit record and income under action taken Wednesday by federal regulators. ...
 Epoch Times6 days ago SEC adopts rules on loan-backed securities  Sify6 days ago
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UPDATE 2-U.S. SEC adopts securitization, rating agency reforms

(Adds second vote, details from meeting, reaction) WASHINGTON, Aug 27 (Reuters) - The U.S. Securities and Exchange Commission on Wednesday adopted tighter rules for asset-backed securities and credit rating agencies, tackling two issues at the ...
 CNBC6 days ago U.S. SEC adopts securitization, rating agency reforms  Sharenet6 days ago
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Reuters

U.S. SEC meeting to look at delayed asset-backed securities overhaul

Aug 27 (Reuters) - The U.S. Securities and Exchange Commission will hold a public meeting on its overhaul of the securitization market on Wednesday to consider rules likely to require greater disclosure of the quality of loans and other assets ...
 Reuters1 week ago SEC meeting to look at delayed asset-backed securities overhaul  Reuters1 week ago

The financial report August 21, 2014 - US Securities and Exchange Commission developments

Proposed Rule Principal trades with advisory clients. The SEC seeks comment on the proposed extension, to December 31, 2016, of Investment Advisers Act Rule 206(3)-3T, which creates an alternative means for investment advisers who are also ...
 Lexology1 week ago
Sify

Citi says SEC has closed probe of mortgage bonds

Citigroup Inc. says it's been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank's conduct regarding mortgage bonds and won't bring further enforcement action. Citigroup said in a regulatory filing ...
 Sify1 month ago Facebook says SEC's IPO probe ends, extending WhatsApp closing date  Business Standard1 month ago
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Regulator seeks tough penalty for tax evasion case

The Securities and Exchange Commission wants to make an example of two Texas brothers found by a jury at a civil trial to have acted fraudulently to evade taxes, but a defense lawyer said Wednesday that the more than $750 million sought by the government is ...
 Sify3 weeks ago
Sify

SEC launched extensive probe to identify sources in Reuters stories

By Paritosh Bansal and Jason Lange NEW YORK/WASHINGTON (Reuters) - A U.S. Securities and Exchange Commission watchdog conducted an extensive, months-long investigation to find out who had leaked information that appeared in two Reuters stories published last ...
 Sify1 month ago

Citigroup unit pays record penalty to settle US SEC charges

The Securities and Exchange Commission said that the unit, LavaFlow Inc, is settling the case without admitting or denying the charges. WASHINGTON: A business unit of Citigroup will pay $5 million to settle civil charges that one of its private trading venues ...
 Economic Times1 month ago
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