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About 909 results for "us securities and exchange commission"

SEC fines Citadel Securities $22 million for...
Dotemirates.com

Citadel Securities pays $22.6 million to settle SEC charges

Citadel Securities agreed to pay $22.6 million to settle charges by the Securities and Exchange Commission that it "made misleading statements" in filling orders for retail customers, the agency said. Chicago-based Citadel Securities, led by ... Crains ChicagoBusiness, 3 days ago
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1,029 images for us securities and exchange commission

Business News Network, 1 week ago
Irish Independent, 2 weeks ago
Investing.com, 3 days ago
Reuters UK, 3 days ago
Sky News Australia, 1 week ago
Reuters UK, 4 days ago
MSN Real Estate, 4 days ago
Investing.com, 4 days ago
Yahoo! News, 6 days ago
Japan Times, 1 week ago
SEC Filings

OSC Announces New Securities Advisory Committee Members

TORONTO , Jan. 12, 2017 /CNW/ -The Ontario Securities Commission (OSC) announced today the new membership of the Securities Advisory Committee (SAC) for the 2017-2020 term. The SAC advises the OSC on legislative and policy initiatives as well as ...
 Canada NewsWire4 days ago Citadel Securities Paying $22 Million for Misleading Clients About Pricing Trades  4 Traders3 days ago Vernon Smith Charged Quasi-Criminally with Securities Act Offences  TickerTech.com5 days ago
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Indian Express

Trump's SEC Pick: FCPA Causes Lasting Harm for U.S. Companies

By Andrew Ramonas , Bloomberg BNA President-elect Donald Trump's pick to lead the Securities and Exchange Commission took aim at the Foreign Corrupt Practices Act in a 2011 report , arguing against the zealous enforcement of the anti-bribery law ...
 Bloomberg BNA Big Law Business1 week ago The Latest: Kelly says US border security top priority  Mail.com6 days ago Donald Trump to nominate Wall Street lawyer Walter Clayton to lead US Securities Commission  Indian Express1 week ago President-elect Donald Trump has tapped Jay Clayton, a Wall Street lawyer, to head the U.S. Securities and Exchange Commission.  TickerTech.com1 week ago
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Chicago Stock Exchange responds to fake news' over China deal

By John McCrank NEW YORK, Jan 10 (Reuters) - The Chicago Stock Exchange has asked the U.S. Securities and Exchange Commission to remove a letter from its website that fraudulently claims to be from a journalistic organization calling for a halt to ...
 Yahoo! Finance6 days ago

Sagoon files papers with US SEC to raise $20-mn via mini IPO

Sagoon Inc, a social commerce startup, today said it has filed papers with US Securities and Exchange Commission (SEC) to raise USD 20 million (about Rs 135 crore) through mini-initial public offering. It has filed for Regulation A+ (Mini-IPO) with SEC to ...
 Business Standard1 week ago
Money Control

Embezzlement case: Wipro agrees to pay $5 m to US SEC

Wipro has entered into an agreement with the US Securities and Exchange Commission (SEC) to settle a six-year-old case related to embezzlement for $5 million. In a statement to the exchanges, the company has neither admitted nor denied SECs allegation that it ...
 Business Line3 weeks ago Wipro to pay USD 5 mn to SEC to settle 6-yr-old case  Money Control3 weeks ago Wipro to pay $5 m to SEC to settle 6-yr-old case  Deccan Herald3 weeks ago Wipro to pay $5 mn to SEC to settle 6-yr-old case  Money Control3 weeks ago

Division of Corporation Finance Director Higgins to Leave US Securities and Exchange Commission

The SEC announced that Keith F. Higgins, Director of the SEC's Division of Corporation Finance, plans to leave the SEC in early January. Upon Mr. Higgins's departure, Shelley Parratt, Deputy Director for the Division of Corporation Finance, will ...
 JD Supra1 week ago Enforcement Director Ceresney to Leave US Securities and Exchange Commission  JD Supra1 week ago Wipro announces agreement with US Securities and Exchange Commission  Money Control3 weeks ago Wipro reaches an agreement with US Securities and Exchange Commissions  Business Standard3 weeks ago

Helius Medical Technologies announces that its shelf registration filed on Form S-3 with the US Securities and Exchange Commission (SEC) has been made effective

_ NEWTOWN, PENNSYLVANIA -- (Marketwired) -- 01/09/17 -- Helius Medical Technologies, Inc. (TSX: HSM)(TSX: HSM.S)(OTCQB: HSDT) ("Helius") announced today that it has filed a shelf registration statement on Form S-3 with the United States Securities ...
 Sys-Con Media1 week ago Helius Medical Technologies, Inc. (HSDT: OTCQB) | Helius Medical Technologies announces that its shelf registration filed on Form S-3 with the US Securities and Exchange Commission (SEC) has been made effective  OTC Markets1 week ago
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Money Control

JPMorgan to settle US government probe of China hiring: Source

The bank will pay roughly USD 200 million combined to the Securities and Exchange Commission and the Justice Department and more than USD 50 million to the Federal Reserve, the source said.
 Money Control2 months ago JPMorgan to settle U.S. government probe of China hiring - source  Sify2 months ago JPMorgan to settle China hiring probe  First Post.com2 months ago

MMM: SEC warns Nigerians again as police speak on arrest of operators

The Securities and Exchange Commission, SEC, has restated its warning to the public against investing in MMM with crypto currencies such as OneCoin, Bitcoin and such other virtual or digital currencies. Recall that the Mavrodi Mondial Movement ...
 Nigeria Today.ng2 days ago
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