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About 890 results for "us securities and exchange commission"

U.S. SEC proposes more oversight for high-speed traders
Reuters

US SEC proposes rules to beef up oversight of high-speed traders

(Reuters) - The U.S. Securities and Exchange Commission voted unanimously on Wednesday to put forth a plan that will require high-speed proprietary trading firms to register with Wall Street's self-funded regulator. The SEC's plan would subject ... Reuters, 6 days ago

New US SEC Rule to Target HFT Proprietary Trading Shops

U.S. Securities and Exchange Commission headquarters in Washington, D.C. (Photo: Bloomberg) According to an announcement made by the U.S. Securities and Exchange Commission, the regulatory watchdog has proposed a new rule designed to target ...
 Forex Magnates5 days ago

US SEC adopts new rules for "Regulation A" public stock deals

(Reuters) - The U.S. Securities and Exchange Commission voted unanimously on Wednesday to adopt a rule set designed to help small businesses raise capital through smaller and medium-sized public stock offerings known as "Regulation A." The SEC's ...
 Reuters6 days ago U.S. SEC to scale back states' power to review some public stock deals  CNBC6 days ago
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SAP Issues 2014 Annual Report and Updates on U.S. Securities and Exchange Commission Filing of Annual Report on Form 20-F

SAP SE reported that its Annual Report is now available and that SAP's Annual Report on Form 20-F has been filed with the U.S. Securities and Exchange Commission (SEC) for the year ended December 31, 2014. In a release, SAP noted that the report ...
 Individual.com6 days ago Regulation SBSR: The Compliance Guide to Reporting Security-based Swaps  JD Supra6 days ago SAP Announces Availability of 2014 Annual Report and U.S. Securities and Exchange Commission Filing of Annual Report on Form 20-F  Pettinga Financial Advisors1 week ago SAP SE : March 20, 2015SAP Announces Availability of 2014 Annual Report and U.S. Securities and Exchange Commission Filing of Annual Report on Form 20-F ›  4 Traders1 week ago
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US SEC spent $2.75m on conflict mineral rules, White says

WASHINGTON The US Securities and Exchange Commission (SEC) has spent about $2.75-million to write, implement and defend itself against legal challenges to its "conflict mineral rules," SEC chairperson Mary Jo White revealed this month. The cost ...
 Mining Weekly6 days ago

U.S. SEC's White says "closely monitoring" proxy access efforts

(Reuters) - Securities and Exchange Commission Chair Mary Jo White told lawmakers on Tuesday the agency would not try anew to craft rules to make it easier for shareholders to nominate corporate directors but that she was closely watching activists' ...
 Reuters1 week ago
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TAT Technologies Files Annual Report on Form 20-F with the U.S. Securities and Exchange Commission

 Securities Technology Monitor1 week ago T A T TECHNOLOGIES : TAT Technologies Files Annual Report on Form 20-F with the U.S. Securities and Exchange Commission  4 Traders1 week ago Nokia has filed its annual report on Form 20-F 2014 with the US Securities and Exchange Commission  Yahoo! Finance1 week ago DHT Holdings, Inc. has filed Form 20-F for 2014 with the US Securities and Exchange Commission  Market Pulse Navigator1 week ago
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US Securities and Exchange Commission plans to level playing field for newer ETF firms

The agency's tentative plan - still in its early stages - would affect how companies manage their portfolios in illiquid markets, such as bonds. NEW YORK: The US Securities and Exchange Commission may strip Vanguard Group, BlackRock Inc and State Street Corp, ...
 Economic Times4 weeks ago
Times of India

Alibaba quizzed by US regulator

Alibaba Group has said that it was asked by the US Securities and Exchange Commission for information about its dealings with a Chinese regulator.
 Times of India1 month ago China's Alibaba attracts attention from U.S. regulator  Reuters1 month ago China’s Alibaba attracts attention from US regulator  Tech21 month ago

SEC eyes transfer agents in new front against US stock fraudsters

The US Securities and Exchange Commission is in the early stages of drafting new rules for transfer agents. WASHINGTON: In their battle to root out microcap stock fraudsters, US securities regulators are turning their attention to the obscure world of ...
 Economic Times2 months ago
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