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About 904 results for "us securities and exchange commission"

U.S. Judge Won't Block SEC Agency Proceeding Against Lynn Tilton

Patriarch Partners Lynn Tilton lost a bid to halt the U.S. Securities and Exchange Commission's in-house discplinary proceeding against her after a federal judge said she was powerless to do so. Tilton must go through the SEC's adminsitrative ... Bloomberg, 2 days ago

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New New Internet

CACI Gets 2 Task Orders to Offer Legal Support Services for Securities and Exchange Commission

CACI International reported it has been awarded two task orders valued at a total of $29.8 million to provide legal support services for the U.S. Securities and Exchange Commission (SEC). The five-year task orders represent new business for CACI in ...
 Individual.com2 days ago CACI : Gets 2 Task Orders to Offer Legal Support Services for Securities and Exchange Commission  4 Traders2 days ago CACI Awarded $29.8 Million in Task Orders to Provide Legal Support Services for Securities and Exchange Commission  4 Traders1 week ago CACI Secures SEC Investigation Support Task Orders  New New Internet6 days ago
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The Financial Report June 25, 2015 - US Securities and Exchange Commission developments

Exemptive Orders Motion to stay adoption of Regulation A+ denied. The SEC issued an Order denying a motion for a stay of the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A), which were scheduled to ...
 Lexology3 days ago

Business and principals stopped by SEC from transacting in OTC security-based swaps with retail persons

The Securities and Exchange Commission enjoined Sand Hill Exchange, an unincorporated business, and Gerritt Hall and Elaine Ou, who both ran Sand Hill, from selling over-the-counter security-based swaps to retail clients. Under the Dodd-Frank Wall ...
 Lexology1 week ago The US SEC fines Bitcoin Exchange Sand Hill  Paypers2 weeks ago US Securities and Exchange Commission's stock market reform club locks out retail brokers  Economic Times2 months ago SEC's stock market reform club locks out retail brokers  Economic Times2 months ago

Wipro near day’s high as it reaches settlement with the US SEC

Shares of Wipro gained momentum and were near day’s high on reaching a settlement with the US Securities and Exchange Commission.
 Economic Times2 weeks ago Wipro settles with SEC on accounting issue  Times of India2 weeks ago Wipro stock advances; settles with SEC on accounting issue  India Infoline2 weeks ago

Logitech sets aside $3.25 million to cover possible US Securities and Exchange Commission penalty

In April, Logitech said it planned to reorganise its Lifesize office video-conferencing business around a cloud-based service it unveiled nine months ago. FRANKFURT: Swiss-American gadget maker Logitech has set aside $3.25 million to cover a potential civil ...
 Economic Times3 weeks ago

JPMorgan gets SEC subpoenas over mutual fund sales

JPMorgan Chase & Co said it has received subpoenas from the U.S. Securities and Exchange Commission over how it sells its mutual funds.
 Times of India1 month ago
NDTV

General Motors CEO Mary Barra's compensation triples to $15.8 million

GM reported its 2014 compensation Friday in its proxy filing with the US Securities and Exchange Commission. DETROIT: General MotorsCEO Mary Barra's compensation more than tripled in 2014 to $15.8 million in her tumultuous first year in the automaker's top ...
 Economic Times2 months ago Infosys' Highest-Paid Executive is not its CEO Vishal Sikka  NDTV1 month ago

Goldman settles SEC charges it violated market access rule

REUTERS - Goldman Sachs Group Inc will pay $7 million to resolve U.S. Securities and Exchange Commission charges stemming from an August 2013 trading incident that resulted in the erroneous executions of options contracts and disrupted markets.
 Business Standard2 days ago Goldman settles SEC charges over 2013 options trading incident  Sify2 days ago

Appalachian Mountain Brewery Files FORM-10 Registration Statement With Securities and Exchange Commission

BOONE, N.C., June 29, 2015 (GLOBE NEWSWIRE) -- Appalachian Mountain Brewery, Inc. ( OTC:HOPS ), announces completion of its PCAOB Audit and Form-10 Registration Statement, it can be accessed through the Edgar filing system at ...
 Marketplace3 days ago APPALACHIAN MOUNTAIN BREWERY : Files FORM-10 Registration Statement With Securities and Exchange Commission  4 Traders2 days ago Appalachian Mountain Brewery, Inc. (HOPS: OTC Pink Current) | Appalachian Mountain Brewery Files FORM-10 Registration Statement With Securities and Exchange Commission  OTC Markets3 days ago
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