US regulators are expected to adopt rules that force "prime" money market funds used by large institutions to float their share price. WASHINGTON: US regulators are expected to adopt rules on Wednesday that force "prime" money market funds used by large ... Economic Times, 10 hours ago
Split U.S. SEC adopts long-awaited money market fund reforms - Reuters, 16 minutes ago
U.S. SEC poised to adopt reforms for money market funds - CNBC, 12 hours ago
, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") by adopting a first installment of rules ...JD Supra, 4 days ago SEC adopts key cross-border security-based swap rules, anticipates further rulemaking Lexology, 4 hours ago US Securities and Exchange Commission adopts final rules regarding cross-border security-based swap activities of dealers and major participants Lexology, 6 days ago
The U.S. Securities and Exchange Commission on Monday announced it has tapped a University of Florida professor to serve as the agency's new chief economist. Mark Flannery, a finance professor with the school's Warrington School of Business ...Reuters, 1 day ago
EQUITY ALERT: The Rosen Law Firm Announces Investigation of Securities Fraud Claims Against Key Energy Services, Inc.
NEW YORK--( [t]he U.S. Securities and Exchange Commission has advised us that it is investigating possible violations of the U.S. Foreign Corrupt Practices Act involving business activities of Key's operations in Russia. On January 6, 2014, Key ...EON: Enhanced Online News, 4 days ago KEY ENERGY SERVICES : EQUITY ALERT: The Rosen Law Firm Announces Investigation of Securities Fraud Claims Against Key Energy Services, Inc. 4 Traders, 4 days ago
More from: Town Hall, Stock Nod...and 20 other sources
NEW YORK (Reuters) - The U.S. Securities and Exchange Commission and Rengan Rajaratnam, the younger brother of convicted Galleon Group founder Raj Rajaratnam, on Thursday asked a judge to stay the regulator's civil lawsuit for 60 days while they try ...Business Standard, 5 days ago Rengan Rajaratnam cleared, US insider trading streak snapped The Financial Chronicle, 2 weeks ago
Agency: Securities and Exchange Commission Office: Office of Acquisitions Location: Office of Acquisitions Date you need to respond by: 31-July-2014 Solicitation Number: SECHQ1-14-R-0035 Naics code: 541519 Computer Systems Design and Related ...ITbriefing, 5 days ago Exclusive - U.S. SEC official dissented on BNP Paribas waiver Sify, 2 weeks ago US SEC official dissented on BNP Paribas waiver Business Standard, 2 weeks ago
"I'm grateful that the SEC took the time to consider all the facts and drop the investigation," Matthew Korenberg, the former Goldman banker, said. NEW YORK: The US Securities and Exchange Commission has dropped an insider trading investigation targeting a ...Economic Times, 2 weeks ago
In an order late on Tuesday, the SEC directed US stock exchanges and FINRA to work together to submit a plan in the next 60 days to implement the pilot program. The US Securities and Exchange Commission unveiled a one-year "tick size" pilot program to let ...Economic Times, 4 weeks ago
India-born Gupta, 65, will now have to pay $13.9 million as penalty in the US Securities and Exchange Commission's parallel insider trading case against him, in addition to the $5 million fine in the criminal case and $6.2 million restitution to Goldman Sachs.India Today, 1 month ago From Lofty Board Room to Lowly Cell: Rajat Gupta Begins Prison Term NDTV, 1 month ago
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The filing with the Securities and Exchange Commission names for the first time all 27 "partners" who steer the firm, which is often described as a Chinese version of Amazon or eBay NEW YORK: Chinese Internet giant Alibaba, the world's largest online ...Economic Times, 1 month ago
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