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About 875 results for "us securities and exchange commission"

Stock exchanges re-registered as public companies limited by s...

The Karachi Stock Exchange.—File Photo ISLAMABAD: The Securities and Exchange Commission of Pakistan (SECP) has issued certificates of re-registration to Karachi, Lahore and Islamabad stock exchanges under the Stock Exchanges (Corporatization, ... DAWN Group, 1 week ago
Bourse gearing up for gold exchange Kitco, 9 hours ago

MetroGAS S.A. to Cease Its U.S. Reporting Obligations under Securities Exchange Act of 1934

MetroGAS reported that it has filed a Form 15F with the United States Securities and Exchange Commission with the intention of terminating its reporting obligations under Section 13(a) and Section 15(d) of the Securities Exchange Act of 1934, as ...
 Individual.com15 hours ago MetroGAS : to Cease Its U.S. Reporting Obligations under Securities Exchange Act of 1934  4 Traders14 hours ago

U.S. SEC official sees no immediate crackdown on private equity

Jan 22 (Reuters) - A senior U.S. Securities and Exchange Commission official said on Thursday any enforcement cases against private equity firms over how they handled fees and expenses could take years to build, but that may not be necessary in many ...
 Reuters4 days ago SEC Releases 2015 Examination Priorities --Securities and Exchange Commission  National Law Review1 week ago
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InsiderMonkey.com

PowerSecure International Inc. (POWR): Becker Drapkin Keeps Trimming Its Stake as Stock Gains Ground

As a newly ammendet filing with the Securities and Exchange Commission showed, Matthew Drapkin and Steven R. Becker s Becker Drapkin Management has further cut its exposure to PowerSecure International, Inc. (NYSE: POWR ) . The fund disclosed ...
 InsiderMonkey.com4 days ago

Former Securities and Exchange Commission chairwoman says financial illiteracy pervades U.S. [The Florida Times-Union, Jacksonville]

Jan. 20--What investors don't know in the United States definitely will hurt them financially and they don't know a lot, said the former chairwoman of the federal Securities and Exchange Commission during a luncheon Tuesday in Jacksonville. Mary ...
 BusinessWeek5 days ago

SEC eyes transfer agents in new front against US stock fraudsters

The US Securities and Exchange Commission is in the early stages of drafting new rules for transfer agents. WASHINGTON: In their battle to root out microcap stock fraudsters, US securities regulators are turning their attention to the obscure world of ...
 Economic Times2 weeks ago

US Securities and Exchange Commission's new investor watchdog lays out risky products for 2014

US securities investor watchdog office on Tuesday unveiled its list of the top products and practices that bedeviled mom and pop investors in 2014. WASHINGTON: The US securities investor watchdog office on Tuesday unveiled its list of the top products and ...
 Economic Times1 month ago

Indian-American couple charged with insider trading

The US Securities and Exchange Commission (SEC) has charged an Indian-American couple with insider trading on confidential information obtained from a corporate client. California-based attorney Shivbir Grewal and his wife, Preetinder Grewal, sold all of ...
 Business Standard1 month ago
Business Standard

SEC postpones case against Indians running illegal scheme, duo untraceable

The US Securities and Exchange Commission has postponed proceedings against two Indians charged with running an illegal high-yield investment scheme out of India
 Business Standard1 month ago US charges two Indians with conning investors with social media  Prokerala2 months ago U.S Charges Two Indians With Conning Investors With Social Media  Silicon India2 months ago
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Tax regulatory fears mar sentiments of e-tailing firms

Over the weekend global e-tailer Amazon in a filing to the US Securities and Exchange Commission cautioned investors about issues related to interpretation of India's laws which could potentially impact its business plans.
 Money Control2 months ago
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