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About 872 results for "us securities and exchange commission"

Regulation on securities settlement and on Central Securities ...

European Commission MEMO Brussels, 16 April 2014 See also STATEMENT/14/130 1. What does the CSD Regulation address? The CSD Regulation aims to harmonise both the timing and conduct of securities settlement in Europe and the rules ... European Commission, 1 hour ago

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Business Standard India, 4 days ago
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Rapid Fire Marketing Files 10K with U.S. Securities and Exchange Commission

/PRNewswire/ -- Rapid Fire Marketing, Inc. (OTCQB: RFMK), announced today that the Company filed their 10K annual report with the U.S. Securities and Exchange Commission on 15 April, 2014. This represents another important milestone for the Company ...
 BusinessWeek4 hours ago Rapid Fire Marketing, Inc. (RFMK: OTCQB) | Rapid Fire Marketing Files 10K with U.S. Securities and Exchange Commission  Pink Sheets3 hours ago

Pot Stocks Crash as a Result of SEC Suspensions

at 2:38 pm by in Business , Legal Apparently the U.S. Securities and Exchanges Commission cares more about whether or not people smoke weed rather than scam money through high-frequency trading . According to Forbes , trading of shares ...
 San Francisco Chronicle17 hours ago

Watch out for fake online banks

File this one under "Do your homework." The U.S. Securities and Exchange Commission on Friday filed an action against a man it said had defrauded people out of millions of dollars using a fake online credit union. Timothy J. Coughlin, 63, of ...
 Bankrate.com20 hours ago

Fake Credit Unions Steal Millions from Consumers

The U.S. Securities and Exchange Commission has charged an Indianapolis man with fraud for conducting an Internet offering that cost investors millions of dollars who invested funds in a fictitious credit union. On April 11, 2014, the Securities ...
 Black Enterprise18 hours ago Credit Suisse pays $196 million in SEC settlement  Economic Times1 month ago Credit Suisse to pay USD 196M to settle US charges  Business Standard1 month ago Credit Suisse pays $196 million, admits wrongdoing in SEC settlement  Economic Times1 month ago

SEC Names David Gottesman as Deputy Chief Litigation Counsel

The Securities and Exchange Commission announced the appointment of David J. Gottesman as deputy chief litigation counsel in the Division of Enforcement. Mr. Gottesman joined the SEC in 2004 and was promoted to a supervisory role in the trial unit ...
 Citybizlist17 hours ago
Money Control

Infosys' Executive Council stands dissolved starting FY15

In a regulatory filing to the US Securities and Exchange Commission (SEC), Infosys said: "As reported previously by the Company, Executive Council of the company will be dissolved effective 1 April, 2014. Pursuant to this, effective 1 April, 2014, the company ...
 Money Control2 weeks ago Infosys dissolves executive council  Jagran Post2 weeks ago

US regulators probe high-speed trading companies: WSJ

The Securities and Exchange Commission enforcement officials are also investigating whether stock exchanges provide advantages to certain clients, including high-frequency traders, by designing software programs that can give preferential treatment to their ...
 Money Control4 weeks ago Stiglitz Calls High-Speed Trading Front Running, Suggests Tax  GARP21 hours ago FBI investigating high-speed trading outfits  The Financial Chronicle2 weeks ago

Securities and Exchange Commission scores partial win in insider trading case over 2009 Sanofi deal

A jury in the US district court in Ohio found that Andrew Jacobs and Leslie Jacobs committed insider trading in the context of a tender offer. Federal securities regulators have won a partial victory against two brothers accused of trading on inside ...
 Economic Times1 month ago SEC Bars ShopClues Founder Sandeep Aggarwal From Trading In US  Medianama2 months ago SEC Bans Sandeep Aggarwal from US Exchanges  Pluggd in2 months ago

Candy Crush Saga maker aims to raise $500 million in IPO

The Dublin-based company had filed confidentially for an IPO with the U.S Securities and Exchange Commission in September under the Jumpstart Our Business Startups (JOBS) Act. King offers more than 180 games in 14 languages through mobile phones, Facebook and ...
 NDTV1 month ago Candy Crush Saga publisher files for IPO in U.S  Digit1 month ago Will Candy Crush making firm King sustain post $500 mln IPO?  Business Standard1 month ago
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