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About 325 results for "us securities and exchange commission..."

FINRA Targets AML Programs and Culture of Compliance as 2016 E...

Introduction Under Securities and Exchange Commission (SEC) authorization, the Financial Industry Regulatory Authority (FINRA) is responsible for regulating (1) all securities firms that do business with the public[,] (2) key stock exchanges, and ... JD Supra, 1 week ago

Statement from Commissioner Piwowar on Regulation S-K

Michael S. Piwowar is a Commissioner at the U.S. Securities and Exchange Commission.This post is based on Commissioner Piwowar's remarks at a recent open meeting of the SEC, available here . The views expressed in the post are those of Commissioner ...
 Harvard Law School Forum2 weeks ago
Irish Independent

The Brexit debate: Maurice Pratt (retail legend) Vs Tim Martin (founder of pub chain Wetherspoon)

Stay: EU is far from perfect, but we are stronger together Stay: EU is far from perfect, but we are stronger together In fewer than nine weeks, on June 23, the people of the UK will be asked one question in the ballot box: 'Should the United Kingdom ...
 Irish Independent1 week ago

House Education & Workforce Committee Issues Report Disapproving Rule on Definition of Term 'Fiduciary'

WASHINGTON, April 30 -- The House Education and the Workforce Committee issued a report (H.Rpt. 114-527) on legislation ( H.J.Res . 88) disapproving the rule submitted by the Department of Labor relating to the definition of the term 'Fiduciary'.
 Equities.com2 days ago House Financial Services Committee Issues Report on Helping Angels Lead Our Startups Act  Equities.com1 week ago House Judiciary Committee Issues Report on Financial Institution Bankruptcy Act  Equities.com1 month ago

People 's Utah Bancorp Reports First Quarter 2016 Results

People's Utah Bancorp (the Company) (Nasdaq: PUB) today announced results for the quarter ended March 31, 2016. Consolidated net income for the quarter ended March 31, 2016 was $5.2 million compared to $4.9 million in the fourth quarter of 2015 ...
 Stockwatch5 days ago WPP Quarterly Trading Update  Nasdaq4 days ago WPP PLC WPP 2016 First Quarter Trading Update  ADVFN UK4 days ago

Written testimony of ICE for a Senate Committee on the Judiciary hearing titled Counterfeits and Their Impact on Consumer Health and Safety

MIL OSI Source: US Department of Homeland Security Press Release/Statement: Headline: 226 Dirksen Senate Office Building Chairman Grassley, Ranking Member Leahy, and distinguished members of the Committee: On behalf of the Department ...
 Foreign days ago

Horizons ETFs Launches the Horizons NASDAQ-100® Index ETF

New ETF provides low-cost, tax-efficient exposure to NASDAQ-100® Index TORONTO, April 20, 2016 Units of the exchange traded fund ("ETF") will begin trading today on the Toronto Stock Exchange ("TSX") in both Canadian and U.S. dollars under the ...
 Yahoo! Canada1 week ago

Written testimony of CBP for a House Homeland Security Subcommittee on Border and Maritime Security hearing titled Keeping Pace with Trade, Travel, and Security: How does CBP Prioritize and Improve Staffing and Infrastructure?

311 Cannon House Office Building Chairwoman McSally, Ranking Member Vela, and distinguished Members of the Subcommittee, thank you for the opportunity to discuss U.S. Customs and Border Protection's (CBP) progress in enhancing the security and ...
 Department of Homeland Security1 week ago

U S TRADE COMMISSION : .S. Exports of Agricltral, Manfactred Goods to Cba Cold Increase if .S. Trade Restrictions Were Lifted, bt Significant Cban Barriers to Foreign Trade and Investment Wold Remain

U.S. restrictions on trade with and travel to Cuba have largely prevented U.S. suppliers and investors from accessing the Cuban market, and new or expanded U.S. exports in several goods and services sectors could occur if U.S. restrictions are ...
 4 Traders2 weeks ago Cuban Imports and Effects of U.S. Restrictions  United States International Trade Commission2 weeks ago

Form 10 Registration Statement Filed in Connection With Emerson

-Emerson (NYSE: EMR) today announced the filing of an initial Form 10 Registration Statement with the U.S. Securities and Exchange Commission (SEC) in connection with the Company's previously announced plan to spin off its Network Power business, ...
 Taiwan News Online2 weeks ago
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