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About 578 results for "us securities and exchange commission..."

SEC Approves NMS Plan to Implement Tick Size Pilot for Small C...

In June 2014, the Securities and Exchange Commission (SEC or Commission) issued an order directing the national securities exchanges and the Financial Industry Regulatory Authority (collectively, the Participants) to act jointly in developing and ... JD Supra, 3 weeks ago

224 images for us securities and exchange commission and pub

The Times Of Israel, 1 week ago
KansasCity.com, 1 week ago
Reuters, 1 week ago
San Francisco Chronicle, 1 week ago
Albuquerque Journal, 1 week ago
Chicago Daily Herald, 1 week ago
Business Insider, 1 week ago
4 Traders, 1 week ago
Toronto Star Online, 1 week ago
Reuters, 2 weeks ago

SEC Proposes Rules for Reporting Separately Managed Accounts on Form ADV and Revised Recordkeeping Rules

On May 20, 2015, the U.S. Securities and Exchange Commission (SEC) proposed amendments to Part 1A of Form ADV in three areas: to collect information regarding separately managed accounts (SMAs) and additional information regarding registered ...
 JD Supra1 month ago
ACQ Magazine

A year of new investment opportunities

This year seems to be the year of new opportunities for the Malaysian investment community, thanks to the Securities Commission (SC) liberalising licence categories and introducing new frameworks. This week, the regulator introduced new categories ...
 TheStar.com.my3 weeks ago
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People's Utah Bancorp Reports Second Quarter 2015 Results

AMERICAN FORK, Utah--(BUSINESS WIRE)-- People's Utah Bancorp (the "Company") (Nasdaq: PUB) today announced results for the quarter ended June 30, 2015. Consolidated net income for the second quarter of 2015 was $4.7 million compared to $3.1 ...
 Yahoo! Finance UK and Ireland6 days ago PEOPLES UTAH BANCORP : People's Utah Bancorp : Reports Second Quarter 2015 Results  4 Traders6 days ago
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Yahoo! Finance UK and Ireland

PUBLICIS GROUPE First-half 2015 results

PARIS--(BUSINESS WIRE)--Jul. 22, 2015-- Regulatory News: Publicis Groupe (Paris:PUB): 1st half 2015 (1) After elimination of impairment charge, amortization of intangibles arising from acquisitions, main capital gains (or losses) on disposals ...
 Bloomberg1 week ago Publicis Groupe: 2015 First Half Results  International Business Times UK1 week ago PUBLICIS GROUPE : 2015 First Half Results  4 Traders1 week ago
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Completion of Acquisition of Spirit Pub Company

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, IN, INTO OR FROM ANY RESTRICTED JURISDICTIONS OR ANY OTHER JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OF SUCH JURISDICTION. For immediate release ...
 MoneyAM1 month ago Greene King - Spirit Pub Company PLC Suspension of Trading  ADVFN UK1 month ago Suspension of Trading  London Stock Exchange1 month ago Spirit Pub : Suspension of Trading  4 Traders1 month ago
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Quality Data and the Power of Prevention: Remarks at Meet the Market, North America

Commissioner Kara M. Stein New York, NY June 10, 2015 Thank you, David [Strongin, Executive Director, Global Financial Markets Association] for that kind introduction. It is an ...
 SEC1 month ago Capital Unbound: Remarks at the Cato Summit on Financial Regulation  SEC2 months ago New York BitLicense Regulations Virtually Certain to Significantly Impact Transactions in Virtual Currencies  National Law Review3 weeks ago

Flexion Therapeutics' Final FX006 Data From Completed Phase 2b Dose-Ranging Trial Pub...

(GLOBE NEWSWIRE) -- Flexion Therapeutics, Inc. (Nasdaq:FLXN) today announced that a manuscript describing final study results from a completed Phase 2b clinical trial of FX006, an intra-articular (IA) sustained release corticosteroid for the ...
 CNN Money2 months ago

Fitch Upgrades Halifax Regional Medical Center (NC) Revs to 'BB+'; Outlook Remains Positive

Fitch Ratings has upgraded the rating on North Carolina Medical Care Commission bonds issued on behalf of Halifax Regional Medical Center (HRMC) as follows: --$12.4 million hospital revenue bonds series 1998, to 'BB+' from 'BB'. HRMC has an ...
 Benzinga.com5 days ago
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Fitch Downgrades Three Distressed Classes of JPMCC 2007-LDP10

Fitch Ratings has downgraded three and affirmed 23 classes of J.P. Morgan Chase Commercial Mortgage Securities Trust, commercial mortgage pass-through certificates, series 2007-LDP10 (JPMCC 2007-LDP10). A full list of rating ...
 Marketplace1 month ago
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