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About 434 results for "us securities and exchange commission..."

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Federal Register

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Start Preamble Securities and Exchange Commission. Proposed rule. We are proposing amendments that would require registrants that file registration statements and periodic and current reports that are subject to the exhibit requirements ... Federal Register, 2 weeks ago

SEC UNITED STATES SECURITIES AND EXCHANGE : The SEC Enforcement Division's Focus on Auditors and Auditing

Andrew Ceresney, Director, Division of Enforcement Keynote Address: American Law Institute Conference on Accountants' Liability 2016: Confronting Enforcement and Litigation Risks Washington, D.C. Sept. 22, 2016 Introduction Good morning ...
 4 Traders1 week ago The SEC Enforcement Division's Focus on Auditors and Auditing  SEC Filings1 week ago

Senate Governmental Affairs Committee Issues Report on GAO Mandates Revision Act

WASHINGTON, Sept. 11 The Senate Homeland Security and Governmental Affairs Committee issued a report (S.Rpt. 114-305) on legislation (S. 2964) to eliminate or modify certain mandates of the Government Accountability Office. The report was advanced ...
 Pharmacy Choice2 weeks ago

Jackpotjoy plc announces intention to float on the London Stock Exchange

] The Intertain Group Limited announces additional two year Gamesys non-competition covenants and amendments to Gamesys operating and other agreements TORONTO , Sept. 6, 2016 /CNW/ - THIS RELEASE (AND THE INFORMATION CONTAINED HEREIN) IS ...
 TMC Net1 week ago Intention to float on the London Stock Exchange  MoneyAM3 weeks ago The Intertain Group Limited (ITTNF: OTCQX International) | Jackpotjoy plc announces intention to float on the London Stock Exchange  OTC Markets3 weeks ago

Governance & Securities Law Focus: Europe Edition, July 2016

To view this article you need a PDF viewer such as Adobe Reader. If you can't read this PDF, you can view its text here. Go back to the PDF . European Union, Hong Kong, United Kingdom, USA July 20 2016 A QUARTERLY NEWSLETTER FOR CORPORATES ...
 Lexology2 months ago

Barfresh Food Group Inc. (BRFH: OTCQB) | Barfresh Products to be offered at Wegmans Restaurant Concept The Pub

OTC Disclosure & News Service - BEVERLY HILLS, Calif., Sept. 12, 2016 (GLOBE NEWSWIRE) -- Barfresh Food Group, Inc. (OTCQB:BRFH), a manufacturer of frozen, ready-to-blend beverages, is announcing a roll out within Wegmans Food Markets in-store ...
 OTC Markets2 weeks ago Barfresh Products to be offered at Wegmans Restaurant Concept The Pub  SPi World News2 weeks ago

AdvancePierre Foods Lists IPO On The New York Stock Exchange

by AdvancePierre Foods Posted: Monday, July 18, 2016 at 3:53PM EDT NEW YORK -- Shares of AdvancePierre Foods Holdings, Inc. (AdvancePierre), a leading U.S. producer and distributor of sandwiches, sandwich components and other entrées and snacks, ...
 Perishable News2 months ago

Samsung ships 500,000 replacement Note7s for recall exchange

21st September 2016 Samsung said Tuesday that 500,000 new Note7 devices have been shipped to U.S. carriers and retailers to replace the smartphones recalled because of a fire hazard. The devices will be available for exchange starting ... week ago

Strategic Insights: Cyber (In)Security, the Americas, and U.S. National Security

September 12, 2016 | Dr. Jose de Arimateia da Cruz According to the Organization of American States (OAS) in its report on Latin American and Caribbean Cyber Security Trends released in June 2014, Latin America and the Caribbean have the fastest ...
 Strategic Studies Institute2 weeks ago
Federal Register

Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates

The (Commission or CFTC) is proposing to amend certain provisions of its regulations concerning Chief Compliance Officers (Proposal). The regulation that is the subject of the Proposal addresses chief compliance officers (CCOs) of futures commission ...
 Federal Register1 month ago
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