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About 681 results for "us securities and exchange commission..."

SEC Proposes Rules for Reporting Separately Managed Accounts o...

On May 20, 2015, the U.S. Securities and Exchange Commission (SEC) proposed amendments to Part 1A of Form ADV in three areas: to collect information regarding separately managed accounts (SMAs) and additional information regarding registered ... JD Supra, 2 weeks ago

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SiliconANGLE, 1 day ago

SEC Whistleblower Is Second Compliance Officer to Receive Award

On April 22, 2015, the U.S. Securities and Exchange Commission (SEC) issued its second whistleblower award to an employee with internal audit or compliance responsibilities. The recipient of the award is a compliance professional who stands to ...
 JD Supra1 month ago

Completion of Acquisition of Spirit Pub Company

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, IN, INTO OR FROM ANY RESTRICTED JURISDICTIONS OR ANY OTHER JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OF SUCH JURISDICTION. For immediate release ...
 MoneyAM1 week ago Greene King - Spirit Pub Company PLC Suspension of Trading  ADVFN UK1 week ago Suspension of Trading  London Stock Exchange1 week ago Spirit Pub : Suspension of Trading  4 Traders1 week ago
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Quality Data and the Power of Prevention: Remarks at Meet the Market, North America

Commissioner Kara M. Stein New York, NY June 10, 2015 Thank you, David [Strongin, Executive Director, Global Financial Markets Association] for that kind introduction. It is an ...
 SEC3 weeks ago Capital Unbound: Remarks at the Cato Summit on Financial Regulation  SEC1 month ago

Flexion Therapeutics' Final FX006 Data From Completed Phase 2b Dose-Ranging Trial Pub...

(GLOBE NEWSWIRE) -- Flexion Therapeutics, Inc. (Nasdaq:FLXN) today announced that a manuscript describing final study results from a completed Phase 2b clinical trial of FX006, an intra-articular (IA) sustained release corticosteroid for the ...
 CNN Money1 month ago

Scottish Parliament Report: 20 May 2015

Key points - 10am: Economy, Energy and Tourism Committee - 2pm: Portfolio question time - Next: The future of Scotland's economy debate - Next: Protecting Rent-tied pub tenants in Scotland debate REPORT By Craig Hutchison and ...
 BBC1 month ago Scottish Parliament Report - 21 May 2015  BBC1 month ago

Fitch Downgrades Three Distressed Classes of JPMCC 2007-LDP10

Fitch Ratings has downgraded three and affirmed 23 classes of J.P. Morgan Chase Commercial Mortgage Securities Trust, commercial mortgage pass-through certificates, series 2007-LDP10 (JPMCC 2007-LDP10). A full list of rating ...
 Marketplace2 weeks ago
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Altera : Technology Beta Testing, Distribution & New Product Announcements Redefining Security, Mobile & Automation Industries

/PRNewswire/ -- The Technology sector continues to perform as new products, services, agreements and mergers fuel growth momentum. Tech Companies like DirectView Holdings (OTC: DIRV), Taser (NASDAQ: TASR), GoPro, Inc. (NASDAQ: GPRO), Digital Ally ...
 4 Traders1 month ago Smart Wallets & Mobile Payment Options Continue to Improve as Biometric Technology Leads To More Secure Transactions for Consumers - Updated Research Report with Intrinsic Value Issued  Tamar Securities1 month ago aTyr Pharma : Smart Wallets & Mobile Payment Options Continue to Improve as Biometric Technology Leads To More Secure Transactions for Consumers - Updated Research Report with Intrinsic Value Issued  4 Traders1 month ago
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TOP NEWS: UK Airports Commission Backs Third Runway At Heathrow

Drinks giant Diageo said that it has sold Gleneagles Hotel Ltd to a private investment group led by real estate hospitality firm Ennismore, for an undisclosed amount. Gleneagles Hotel, in Perthshire, Scotland, was owned by Diageo from 1984 and ...
 London South East3 days ago

US Federal Business Opportunity: Department of Homeland Security: INGRES RENEWAL

Agency: Department of Homeland Security Office: United States Coast Guard (USCG) Location: Commanding Officer, USCG Aviation Logistics Center Date you need to respond by: 6-June-2015 Solicitation Number: HSCG38-15-Q-900058 Naics code: 423430 ...
 ITbriefing1 week ago
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