The Public Company Accounting Oversight Board is seeking public comment on a middle ground proposal to disclose the names of lead audit partners in a new form to be filed with the regulator rather than in the auditor's report. Since 2005, the ... CFO.com, 1 month ago
"SEC Considers Possible Revisions to Audit Committee Disclosures" - National Association of Corporate Directors, 1 month ago
New SEC and PCAOB Proposals Related to Audit Committee Disclosure and Audit Quality - National Law Review, 1 month ago
, the Securities and Exchange Commission (the SEC) proposed new rules, forms and amendments that would expand the information that registered investment advisers1 are required to report. The changes are intended to enhance the information available ...Lexology, 1 month ago SEC Proposes Executive Compensation Clawback Rule National Law Review, 1 month ago SEC Proposes Rules for Reporting Separately Managed Accounts on Form ADV and Revised Recordkeeping Rules JD Supra, 2 months ago
Commissioner Luis A. Aguilar United States Securities and Exchange Commission Good morning. Thank you for that kind introduction. It is my honor to deliver the opening remarks for today's Innovation Summit. I am glad to be at an event ...SEC, 1 month ago
Insights from Winston & Strawn On June 29, 2015, the Securities and Exchange commission (SEC) settled an enforcement action against Kohlberg Kravis Roberts & Co., a private equity firm and registered investment adviser (the Respondent). The SEC's ...Lexology, 1 month ago
SEC loses again as US judge rejects in-house court process A second federal judge slapped down the US Securities and Exchange Commission (SEC), ruling its method for appointing in-house judges was likely unconstitutional, wrote Bob Van Voris of ...AccountingWEB, 2 weeks ago
NEW YORK The inspection is expected to take place this year, subject to final agreements, a spokesman for the Public Company Accounting Oversight Board (PCAOB), the main U.S. audit regulator, told Reuters on Monday. The PCAOB has been seeking ...Reuters, 2 months ago
/PRNewswire/ -- Calamos Asset Management, Inc. (NASDAQ: CLMS), representing the public shares outstanding, owns 22.2% of the operating company, Calamos Investments LLC, with the remaining 77.8% privately owned by Calamos Family Partners, Inc.TickerTech.com, 1 month ago Central Pacific Financial Corp. Reports $12.3 Million Second Quarter Earnings Barchart, 1 month ago Mid Penn Bancorp, Inc. Reports Second Quarter Earnings Increase of 20% and Declares Dividend BioSpace, 1 month ago
8/07/2015— WASHINGTON, DC In an effort to strengthen the integrity of our financial marketplace, better protect public investors, and empower the Securities and Exchange Commission (SEC) to investigate and pursue more securities law violators, ...U.S. Senator Jack Reed, 3 weeks ago
SMALL COMPANIES ZDP PLC ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED 30 APRIL 2015 The full Annual Report and Accounts can be accessed via the Investment Manager's website at www.chelvertonam.com or by contacting the Company Secretary on telephone ...Stockhouse Canada, 2 months ago Foresight 3 VCT PLC : Annual Financial Report EuroInvestor, 1 month ago Foresight 3 VCT PLC Foresight 3 Vct Plc : Annual Financial Report ADVFN UK, 1 month ago REG-Foresight 3 VCT PLC : Annual Financial Report Reuters, 1 month ago
CBOE : Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to Trading...
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated ; Order Granting Approval of Proposed Rule Change Relating to Trading Permit Holder Qualifications June 26, 2015 . I. Introduction On May 4, 2015 , Chicago Board ...4 Traders, 1 month ago
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