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About 800 results for "us securities and exchange commission..."

James Doty, chairman of the Public Company Accounting Oversight Board poses in his office
Lawyer Herald

PCAOB Previews 2015 Broker-Dealer Audit Inspections

In a staff inspection brief released on April 19, the Public Company Accounting Oversight Board (PCAOB) said its inspectors found fewer independence impairments of auditors of broker-dealers in 2015 than in previous years. However, PCAOB ... AccountingWEB, 2 weeks ago
SEC Chair on PCAOB Oversight and 2016 Budget Approval Harvard Law School Forum, 1 month ago
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Nasdaq

PCAOB Warns Auditors Against Audit Document Tampering

In a practice alert issued on April 21, the Public Company Accounting Oversight Board (PCAOB) reminded auditors that improperly altering audit documentation in connection with a PCAOB inspection or investigation is a rule violation and can result in ...
 AccountingWEB1 week ago SingPost special audit findings may lead to regulatory action  Singapore Law Watch15 hours ago US report: How changes in audit rules will impact FP&A  GT News3 weeks ago U.S. Clarifies Role of Lead Auditors in Corporate Financial Reports  Nasdaq3 weeks ago
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Financial Services Update, Vol. 11, no. 14

Insights from Winston & Strawn On April 7th, the Securities and Exchange Commission (SEC) approved the Financial Industry Regulatory Authority's (FINRA) proposed amendment to NASD Rule 1032(f) that would require algorithmic trading developers to ...
 Lexology3 weeks ago UPDATE: Which non-GAAP metrics will likely catch SEC's eye?  National Association of Corporate Directors1 month ago Heritage Foundation : Financial Institutions: Necessary for Prosperity  4 Traders3 weeks ago

Bridging the Week - April 2016 #3

SEC Adopts Swaps Business Conduct Rules Different From Comparable CFTC Requirements : Last week the Securities and Exchange Commission adopted final rules imposing business conduct standards on registered security-based swap dealers (SBS Dealer) ...
 JD Supra2 weeks ago Business Conduct; CCOs; HFTs; Suspense Accounts; Customer Reserve Accounts; More Money: Bridging the Week: April 11 - 18 [VIDEO]  National Law Review2 weeks ago

SEC to Focus on Non-GAAP Financial Measures in 2016

, Securities and Exchange Commission Chair Mary Jo White cautioned an audience of industry professionals at the U.S. Chamber of Commerce that the SEC continues to focus on companies use of financial measures based on customized methodologies rather ...
 Lexology1 week ago "SEC to Focus on Non-GAAP Financial Measures in 2016"  JD Supra1 week ago

Accounting and Auditing Highlights: April 25-29, 2016

ACCOUNTING HIGHLIGHTS: The American Institute of CPAs CASH OR ACCRUAL METHOD April 26: The AICPA urged the Senate Finance Committee not to make accounting and other service-type firms use the accrual rather than the traditional cash method ...
 Bloomberg BNA5 days ago FASB Advances Loan Loss Rules; Defers Effective Dates  Bloomberg BNA1 week ago Accounting and Auditing Highlights March 28-April 1, 2016  Bloomberg BNA1 month ago Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress  SEC1 month ago

FASB Sets Up Transition Group for Credit Loss Standard

The Financial Accounting Standards Board has named the members who will serve on a Transition Resource Group to help with implementation of its upcoming credit losses standard. The Transition Resource Group will function in some ways like the ...
 Accounting Today1 month ago FASB Announces Members of Transition Resource Group for Credit Losses  Business Wire1 month ago FASB Announces Members of Transition Resource Group for Credit Losses  Financial Accounting Standards Board1 month ago
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Lawyer Herald

U.S. Senate banking panel sets hearing for Obama's SEC nominees

By Suzanne Barlyn March 8 (Reuters) - The U.S. Senate Banking Committee has set a hearing date for President Barack Obama's two nominees to the Securities and Exchange Commission, a move that follows Democrats' complaints about a backlog of ...
 Sharenet1 month ago US Senate banking panel sets confirmation hearing for Obama's SEC nominees  Lawyer Herald1 month ago
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SEC Issues Notice of Application of Turkiye Sinai Kalkinma Bankasi A.S. of Turkey

WASHINGTON, April 12 -- The Securities and Exchange Commission published the following notice in the Federal Register : Turkiye Sinai Kalkinma Bankasi A.S .; Notice of Application A Notice by the Securities and Exchange Commission on ...
 Equities.com3 weeks ago TURKIYE SINAI KALKINMA BANKASI A S : SEC Issues Notice of Application of Turkiye Sinai Kalkinma Bankasi A.S. of Turkey  4 Traders3 weeks ago

Lone voice criticises cost of US audit regulation

The cost of regulating auditors in the US is an arbitrary tax on companies and their stakeholders, a Security and Exchange commissioner has claimed Economist Michael Piwowar, who was appointed a commissioner in 2013, refused to vote in favour of ...
 Economia1 month ago
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