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About 800 results for "us securities and exchange commission..."

Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules To Require Disclosure of Certain Audit Participants on a New PCAOB Form and Related Amendments to Auditing Standards
Federal Register

Public Company Accounting Oversight Board; Order Granting Appr...

. On January 29, 2016, the Public Company Accounting Oversight Board (the Board or the PCAOB) filed with the Securities and Exchange Commission (the Commission), pursuant to Section 107(b)  [1] of the Sarbanes-Oxley Act of 2002 (the ... Federal Register, 1 month ago

1 images for "us securities and exchange commission and public company accounting oversight board"

TheHeraldng, 1 month ago

PCAOB Sanctions Hong Kong Audit Firm, its New York Affiliate, and Four Individuals

The Public Company Accounting Oversight Board today announced sanctions in settled disciplinary orders against a Hong Kong audit firm, its New York affiliate, and four individuals for violations of PCAOB rules and standards arising from audits of a ...
 PCAOB1 month ago

The Financial Report - 23 June 2016 - US Securities and Exchange Commission Developments

Final Rules SEC corrects asset-backed securities and registration rules. The SEC released a technical amendment to its final rules revising Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed ...
 Lexology3 days ago Remarks before the 35th Annual SEC and Financial Reporting Institute Conference  SEC Filings2 weeks ago SEC UNITED STATES SECURITIES AND EXCHANGE : Remarks before the 35th Annual SEC and Financial Reporting Institute Conference  4 Traders2 weeks ago Keynote Address Investment Company Institute 2016 General Meeting "The Future of Investment Company Regulation"  SEC Filings1 month ago
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Non-GAAP Financial Measures: The SEC's Evolving Views

For months now, the Securities and Exchange Commission (the SEC) has been warning—in speeches by commissioners and senior staff, at conferences, and in comment letters to companies—about growing misuse of non-GAAP financial measures (NGFMs). On ...
 Harvard Law School Forum4 days ago Companies Using Non-GAAP Metrics Should Watch Out for the SEC  Chief Executive1 week ago SEC to Focus on Non-GAAP Financial Measures in 2016  Lexology2 months ago "SEC to Focus on Non-GAAP Financial Measures in 2016"  JD Supra2 months ago

Accounting and Auditing Highlights, June 20-24, 2016

ACCOUNTING HIGHLIGHTS: The Financial Accounting Standards Board RELATED PARTIES June 23: The Financial Accounting Standards Board issued a proposal Consolidation (ASC 810): Interests Held through Related Parties that are under Common ...
 Bloomberg BNA17 hours ago Accounting and Auditing Highlights June 13-17, 2016  Bloomberg BNA5 days ago Accounting and Auditing Highlights: May 16-June 3, 2016  Bloomberg BNA2 weeks ago FASB Advances Loan Loss Rules; Defers Effective Dates  Bloomberg BNA2 months ago

FTI Consulting and NYSE Governance Services Study Identifies Key Risks and Legal Trends for Publicly Traded Companies in 2016

Annual Survey Finds Increased Confidence for Cyber Risk Preparedness, Shareholder Activism and Regulatory Compliance Disruptive Innovations, Third-Party Risk and Enterprise Risk Management Emerge as Key Issues WASHINGTON, June 02, 2016 (GLOBE ...
 Equities.com3 weeks ago

SEC Grants Sub-Advisers No-Action Relief from Custody Rule Audit Requirements

A U.S. Securities and Exchange Commission (SEC) no-action letter issued on April 25, 2016 provides relief from the annual surprise audit requirement of the Custody Rule for a registered investment adviser (RIA) participating in an investment ...
 JD Supra1 month ago Sub-Advisers Get Relief from Custody Rule's Surprise Exam Requirement  National Law Review1 month ago

Conflicted Deals and Stress Tests

TeslaCity. If you are the ambitious founder, chief executive officer and largest shareholder of a big public company, it is not that hard to build your empire with minimal shareholder oversight. You want your company to buy another company? Just ...
 Bloomberg View5 days ago

Dialectic Capital Letter To Covisint Board

As you know, Dialectic Capital Management, LP, together with its affiliates ("Dialectic"), currently owns approximately 5.5% of the outstanding common stock of Covisint Corporation (NASDAQ: COVS ) ("Covisint" or the "Company"), making us one of the ...
 Seeking Alpha1 week ago Dialectic Capital Delivers Letter to Covisint Board  Bloomberg2 weeks ago

Boardroom Battles and Car Washes

The Viacom drama. What is the point of owning the majority of the voting stock of a public corporation if you can't make it do what you want? Sumner Redstone's holding company, National Amusements Inc., isn't so pleased with the management of ...
 Bloomberg View1 week ago
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