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About 798 results for "us securities and exchange commission..."

Should companies eliminate audits?

Capitol Report: SEC plans to force companies to disclose audit...

The US Securities and Exchange Commission thinks it can do what the audit regulator, the Public Company Accounting and Oversight Board (PCAOB) could not -require companies and their auditors to disclose the tenure of their client relationship, the ... Austin American Statesman, 2 weeks ago
Should companies eliminate audits? Fortune, 2 weeks ago

SEC Proposes Rules for Reporting Separately Managed Accounts on Form ADV and Revised Recordkeeping Rules

On May 20, 2015, the U.S. Securities and Exchange Commission (SEC) proposed amendments to Part 1A of Form ADV in three areas: to collect information regarding separately managed accounts (SMAs) and additional information regarding registered ...
 JD Supra2 weeks ago SEC probing whether activist investors secretly acted jointly: source  Mr Top Step1 month ago SEC proposes substantial new reporting requirements for investment advisers on Form ADV: key points  JD Supra1 month ago SEC Proposes Amendments to Form ADV and Recordkeeping Rule  JD Supra1 month ago

A Threefold Cord 1 — Working Together to Meet the Pervasive Challenge of Cyber-Crime

Commissioner Luis A. Aguilar United States Securities and Exchange Commission Good morning. Thank you for that kind introduction. It is my honor to deliver the opening remarks for today's Innovation Summit. I am glad to be at an event ...
 SEC1 week ago

Hedge fund report - summary of key developments - spring 2015

This continues to be a time of rapid change for the hedge fund industry, as the Securities and Exchange Commission (the SEC), the Commodity Futures Trading Commission (the CFTC), and various other regulatory agencies, including the Board of ...
 Lexology1 month ago

Shutterfly to Mail Letter to Stockholders

Urges Stockholders to Protect Their Investment by Voting FOR ALL of the Company's Highly Qualified Director Nominees on the WHITE Proxy Card Today Company Website: REDWOOD CITY, Calif. -- (Business Wire) Shutterfly ...
 Stockwatch1 month ago Shutterfly Files Definitive Proxy Materials and Mails Letter to Stockholders  TeleTrader.com1 month ago Shutterfly : Files Definitive Proxy Materials and Mails Letter to Stockholders  4 Traders1 month ago

Bridging the Week: June 8 to 12 and 15, 2015 (Fair and Effective Markets, ALJs Unconstitutional, Europe's More Extensive Position Limits)

A US federal court in Georgia enjoined an administrative enforcement hearing brought by the Securities and Exchange Commission on the grounds that the administrative law judge was appointed in an unconstitutional manner. On the other side of the ...
 National Law Review2 weeks ago

U.S. regulators plan first-ever inspection of audit firm in China

NEW YORK The inspection is expected to take place this year, subject to final agreements, a spokesman for the Public Company Accounting Oversight Board (PCAOB), the main U.S. audit regulator, told Reuters on Monday. The PCAOB has been seeking ...
 Reuters5 days ago
SPi World News

FAF Names Robert W. Scott as Chairman of GASAC; Appoints New GASAC and FASAC Members

NORWALK, Conn.--(BUSINESS WIRE)-- The Board of Trustees of the Financial Accounting Foundation (FAF) today announced the appointment of Robert W. Scott, director of finance for the city of Brookfield, Wisconsin, as Chairman of the Governmental ...
 CNBC1 month ago
Crowdfund Insider

SEC Commissioner Piwowar Slams Fed's Push to Expand Regulatory Oversight of Shadow Banks

In an interesting speech delivered atthe Exchequer Club in Washington, DC, last month, SEC Commissioner Piwowar criticized federal regulators push to expand oversight into areas overlapping with the responsibilityof the SEC. Piwowar slammed the ...
 Crowdfund Insider1 month ago Remarks Before the Exchequer Club of Washington, D.C.  SEC1 month ago

Post-Implementation Review Concludes Noncontrolling Interests Standard Achieves Purpose

NORWALK, Conn.--( BUSINESS WIRE )--A 2007 accounting standard addressing ownership interests within a company's subsidiary achieves its purpose and provides useful information to users of financial statements. That was the ...
 Business Wire1 month ago
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