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About 799 results for "us securities and exchange commission..."

Member of Public Company Accounting Oversight Board Speaks at Canisius
Canisius College

The PCAOB's 2013 enforcement program a 2014 update

In January 2012, as the ten-year anniversary of the creation of the Public Company Accounting Oversight Board (the ―PCAOB‖ or ―Board‖) under the Sarbanes-Oxley Act of 2002 (―Sarbanes-Oxley‖) was approaching, we stepped back and reviewed ... Lexology, 1 week ago

1 images for "us securities and exchange commission and public company accounting oversight board"

Canisius College, 2 months ago

China Accountants Pressured By SEC To Get Books Right

The Securities and Exchange Commission, in its latest crackdown on fraud involving U.S.-listed Chinese companies, charged the top executives of AgFeed Industries, an animal feed producer, with faking revenues from their China operations to prop up ...
 Yahoo! Canada4 weeks ago

Steven Richards Named Senior Advisor to the Director of Enforcement and Investigations

The Public Company Accounting Oversight Board announced today that Steven Richards has been named the Senior Advisor to the Director of the Division of Enforcement and Investigations. Richards has served as Special Advisor to PCAOB Chairman James ...
 PressReleasePoint1 month ago

Save GrafTech Sends Letter to GrafTech International Shareholders

Files Definitive Proxy Materials with Securities and Exchange Commission NEW YORK --(BUSINESS WIRE)-- Save GrafTech, an investor group led by Nathan Milikowsky , a holder of over 15 million shares of GrafTech International Ltd., ...
 HispanicBusiness.com1 week ago EAF Steel Production (Graphic: Business Wire)  TheStreet.com1 week ago 'Save GrafTech' Sends Letter to GrafTech International Shareholders  TMC Net1 week ago "Save GrafTech" Sends Letter to GrafTech International Shareholders  Benzinga.com1 week ago

Morgans Hotel Group Sends Letter To Stockholders And Files Definitive Proxy Materials

Letter Highlights Board's Oversight of Significant Improvement and Continued Commitment to Maximizing Value For All Stockholders States Kerrisdale's Proposed Slate Could Permanently Impair Company's Value Recommends Stockholders Vote "FOR" ...
 Reuters1 week ago

Lessons from the SEC the Big 4

In the current legal standoff between Chinese affiliates of the Big Four accounting firms and the US Securities and Exchange Commission, the focus has tended to be on the strong negative US sentiment about Chinese stocks. Time and energy would be ...
 CHINAdaily2 months ago

CFTC Staff Provides Guidance on Auditor Independence Requirements Under FCM Customer Protection Rules

The CFTC's Division of Swap Dealer and Intermediary Oversight (the Division) issued an interpretive letter regarding the auditor independence standards included in CFTC Regulation 1.16, specifically as it applies to auditors of futures commission ...
 JD Supra1 week ago What does auditor independence mean? Ask SEC.  Futures3 weeks ago CFTC Staff Issues Interpretative Guidance Regarding Auditor Independence  Mondo Visione3 weeks ago Private Fund Update - March 18, 2014  JD Supra1 month ago

2013 Annual Report on Form 10-K - Part 1 of 3

Common stock, par value $0.06 per share New York Stock Exchange Securities Registered Pursuant to Section 12(g) of the Act: (Title of class) Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of ...
 TrustNet1 month ago General Electric Company - 2013 Annual Report on Form 10-K - Part 2 of 3  Morningstar UK1 month ago

BDO Leads Q1 in New SEC Clients

With 11 overall new Securities and Exchange Commission clients and a net gain of eight, Top 10 Firm BDO led the nation's large firms in the first quarter of 2014. Among its new client were flower distributor 1-800-Flowers, cloud services and ...
 WebCPA5 days ago

Taking An Informed Approach To Issues Facing The Mutual Fund Industry, SEC Commissioner Luis A. Aguilar, Washington, DC, April 2, 2014

Good afternoon. Thank you for that kind introduction. Before I begin my remarks, let me issue the standard disclaimer that the views I express today are my own, and do not necessarily reflect the views of the U.S. Securities and Exchange Commission ...
 Mondo Visione3 weeks ago Addressing Known Risks To Better Protect Investors, Commissioner Luis A. Aguilar, U.S. Securities And Exchange Commission, SEC Speaks, Washington, D.C., Feb. 21, 2014  Mondo Visione2 months ago
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