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About 753 results for "us securities and exchange commission..."

PCAOB Sets Strategic Plan

The Public Company Accounting Oversight Board approved its fiscal year 2017 budget of approximately $268.5 million, along with a strategic plan through 2020 to guide its programs and operations. James Doty The 2017 budget represents a 4.2 ... Accounting Today, 1 week ago

1 images for "us securities and exchange commission and public company accounting oversight board"

TheHeraldng, 7 months ago

Here Are 5 SEC Policy Areas Likely to Change Post-Trump

It will be a new day at the U.S. Securities and Exchange Commission after President-elect Donald Trump installs his choice to run the agency. With Trump's transition team already in regulatory-relief mode and promising to revamp the Dodd-Frank ...
 Fortune2 weeks ago SEC rules that may weaken under Trump  CNBC2 weeks ago How things will change at Wall Street after Trump appoints new SEC chief  Economic Times2 weeks ago A post-Trump SEC could shake up current policy  Sharenet2 weeks ago

Investment Company Liquidity Risk Management Programs

Start Preamble Start Printed Page 82142 Securities and Exchange Commission. Final rule. The Securities and Exchange Commission is adopting new rules, a new form and amendments to a rule and forms designed to promote effective liquidity risk ...
 Federal Register2 weeks ago SEC Issues Final Rule On Investment Company Liquidity Risk Management  National Law Review3 weeks ago Solution manual for financial institutions management a risk management approach 8th edition by saunders  SlideShare.net3 weeks ago Using the SEC's Whistleblower Program  Risk Management Magazine1 month ago
24/7 Wall St

Top Officials in Key Divisions Leave SEC

SHARE THIS STORY The SEC will see departures for its division of trading and markets, the chief accountant's office, and the enforcement division's litigation program. In the wake of the news that SEC Chair Mary Jo White will be stepping ...
 Financial Technologies Forum6 days ago SEC names Bricker chief accountant  Chartered Global Management Accountant1 week ago SEC Names New Chief Accountant  24/7 Wall St1 week ago SEC says top accountant Schnurr to retire, names replacement  Sharenet1 week ago

Breaches and the boardroom: Keep board information secure

Board oversight of cyber risk management is critical to ensuring that companies are taking adequate steps to prevent, and prepare for, the harms that can result from such attacks, U.S. Securities and Exchange Commission (SEC) Commissioner Luis A.
 CUNA News Now3 days ago Cyber in the Board Room: Balancing Risk and Oversight  JD Supra1 month ago How the Board Can Be a Company's Strongest Strategic Asset  National Association of Corporate Directors1 month ago

NATURALNANO : Change in Shell Company Status, Financial Statements and Exhibits (form 8-K/A)

, the staff of the Securities and Exchange Commission'sDivision of Corporation Finance advised the Company that in light of the information set forth in the Form 8-K filed on June 29, 2016, the Staff was of the opinion that the Company was a "shell ...
 4 Traders2 weeks ago EVENT CARDIO GROUP INC. (OTCMKTS:ECGI) Files An 8-K Financial Statements and Exhibits  4 Traders1 week ago EVENT CARDIO : Financial Statements and Exhibits (form 8-K/A)  4 Traders1 week ago CYBG PLC Final Results  ADVFN UK2 weeks ago

Enforcement at the Gates: SEC Action against Big Four Firm and New International Standards Highlight the Role of Accountants as Financial Gatekeepers

In late September 2016, Andrew Ceresney, Director of Enforcement of the Securities and Exchange Commission (SEC), signaled the SEC's renewed focus on the key role played by audit committee members and external auditors as the gatekeepers of the ...
 National Law Review1 month ago

Conference for audit committees

Registration and continental breakfast Welcome What's new in the Audit Committee world? Speaker: Mike Garvey FCPA, FCA, ICD.D , Audit Committee Chair and Executive Chair, Kelvin Storage Inc Governance Fundamentals: What you need to know ...
 CPA Magazine3 weeks ago Remarks at 2016 Conference on Auditing and Capital Markets  SEC Filings1 month ago
San Francisco Chronicle

SEC chair leaves after four years

Mary Jo White, the current chair of the US Securities and Exchange Commission (SEC), has announced, she intends to leave at the end of the Obama administration, in January 2017, after nearly four years as the agency's head 15 Nov 2016 Pat Sweet ...
 CCH Daily3 weeks ago SEC UNITED STATES SECURITIES AND EXCHANGE : Chair Mary Jo White Announces Departure Plans  4 Traders3 weeks ago The head of the SEC will step down at the end of the Obama administration  Yahoo! 7 Finance3 weeks ago The Impact of SEC Enforcement on Public Finance  SEC Filings1 month ago

Financial Services Weekly News - October 2016 #2

Editor's Note Never Satisfied. Despite the Securities and Exchange Commission's that, in its just completed fiscal year 2016, it filed a record 868 enforcement actions reprimanding misconduct by companies and their executives and by registrants ...
 JD Supra1 month ago Financial Services Weekly News - November 2016 #4  JD Supra5 days ago
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