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About 783 results for "us securities and exchange commission..."

PCAOB Adopts New Rules on Naming Audit Engagement Partner
AccountingWEB

PCAOB Adopts New Form for Naming Audit Partner

After a six-year rulemaking process, the Public Company Accounting Oversight Board has voted to require audit firms to disclose the names of each audit engagement partner in a new form as well as the names of any other audit firms that participated ... CFO.com, 2 months ago

2 images for "us securities and exchange commission and public company accounting oversight board"

Talk Radio 860 AM WGUL, 2 days ago
Talk Radio 860 AM WGUL, 2 days ago

SC punishes audit company - M.A. Wind

Announcement by the Malaysian Securities Commission: Audit Oversight Board Revokes Registration of Auditor for the First Time The Audit Oversight Board (AOB) has revoked the registration of an audit firm Wong Weng Foo & Co along with the ...
 Klse I3investor.com2 months ago Companies and auditors dismissing US laws and standards  Economia2 months ago SEC's White: Too many auditors not following U.S. securities laws  Reuters UK2 months ago Lee Cole, et al.,  SEC1 month ago

PCAOB Sanctions Hong Kong Audit Firm and Three Individuals For Failing to Cooperate with Board Investigation »

The Public Company Accounting Oversight Board today announced settled disciplinary orders against a Hong Kong audit firm and three firm employees for failing to cooperate with a Board investigation of their audits of a U.S. publicly traded company ...
 PCAOB1 month ago

PCAOB Concludes Ninth Annual International Institute on Audit Regulation »

The Public Company Accounting Oversight Board last week hosted approximately 80 audit regulators from 33 non-U.S. jurisdictions and five international organizations at its ninth annual International Institute on Audit Regulation. In addition, ...
 PCAOB2 months ago
Channel NewsAsia

Special Report: Accounting firms, SEC hobble US audit watchdog

WASHINGTON: James Schnurr, just two months into his job as chief accountant at the US Securities and Exchange Commission, stood before a packed ballroom in Washington last December and upbraided a little-known regulator. The Public Company ...
 Daily Times1 month ago Accounting firms, SEC hobble U.S. audit watchdog  Sharenet1 month ago CORRECTED-SPECIAL REPORT-Accounting firms, SEC hobble U.S. audit watchdog  Reuters1 month ago Special Report - Accounting firms, SEC hobble U.S. audit watchdog  Reuters UK1 month ago
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SEC Proposed Rule 18f-4 Would Severely Restrict Use of Derivatives by Investment Companies

, the Securities and Exchange Commission proposed a new rule, Rule 18f-4, under the Investment Company Act (ICA) , to regulate certain types of financial commitments made by investment companies, including mutual funds and exchange-traded funds, ...
 National Law Review2 weeks ago

Bridging the Week - December 2015 #2

SEC Considers New Rule to Restrict Use of Derivatives by Investment Companies : The Securities and Exchange Commission proposed a new rule aimed at limiting the leverage registered investment companies could obtain through the use of derivatives ...
 JD Supra2 months ago Bridging the Week: December 7 - 11 and 14, 2015 (Investment Companies and Derivatives; Attempted Manipulation; HFTs; Conviction Overturned)  National Law Review2 months ago

SASB Offers Implementation Guide for Sustainability Standards

The Sustainability Accounting Standards Board released an implementation guide Tuesday to help public companies in the U.S. identify, understand and report on the sustainability topics most likely to be material to investors. Robert Herz ...
 WebCPA2 months ago

SAPS Recent Settlement Of FCPA Related Charges: Reaffirmation Of The Books and Records Anti-Corruption Compliance Obligation on Canadian Companies

, the Securities and Exchange Commission (SEC) announced that software manufacturer SAP SE (SAP) has agreed to pay $3.7 million in disgorgement of profits plus interest to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) when ...
 Lexology1 week ago

SEC Proposes New Limits on Registered Funds and BDCs Use of Derivatives

1 www.debevoise.com Client Update On December 11, 2015, the Securities and Exchange Commission (the SEC) proposed a new rule 18f-4 (the Proposed Rule)1 under the Investment Company Act of 1940 (the ICA) relating to the use of derivatives, reverse ...
 Lexology2 weeks ago SEC Proposes New Framework for Regulating Funds Use of Derivatives and Leverage  JD Supra1 month ago SEC Proposes New Rule Governing Funds Use of Derivatives  National Law Review1 month ago Dissenting Statement on Use of Derivatives  Harvard Law School Forum1 month ago
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