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About 657 results for "us securities and exchange commission..."

Auditor Independence and PCAOB's Investor-Protection

Steven B. Harris isa Board Member of the Public Company Accounting Oversight Board. This post is based on Mr. Harris recent address at theInternational Corporate Governance Network (ICGN) Annual Conference. I want to thank the International ... Harvard Law School Forum, 2 weeks ago

6 images for us securities and exchange commission and public company accounting oversight board

TheHeraldng, 2 months ago
AM 1420 The Answer, 4 months ago
AM 1420 The Answer, 4 months ago
AM 1420 The Answer, 4 months ago
Talk Radio 860 AM WGUL, 5 months ago
Talk Radio 860 AM WGUL, 5 months ago

PCAOB Sanctions Hong Kong Audit Firm, its New York Affiliate, and Four Individuals

The Public Company Accounting Oversight Board today announced sanctions in settled disciplinary orders against a Hong Kong audit firm, its New York affiliate, and four individuals for violations of PCAOB rules and standards arising from audits of a ...
 PCAOB2 months ago
China Law & Practice

Financial Services Weekly News - July 2016 #3

Regulatory Developments On July 13, the Securities and Exchange Commission (SEC) proposed amendments to eliminate redundant, overlapping, outdated, or superseded provisions, in light of subsequent changes to disclosure requirements, U.S. Generally ...
 JD Supra1 week ago Financial Services Update, vol. 11, no. 26  Lexology1 week ago 2016 Mid-Year Securities Enforcement Update  Gibson Dunn2 weeks ago Regulatory Update and Recent SEC Enforcement Actions  JD Supra3 weeks ago

Non-GAAP Financial Measures: The SEC's Evolving Views

For months now, the Securities and Exchange Commission (the SEC) has been warning—in speeches by commissioners and senior staff, at conferences, and in comment letters to companies—about growing misuse of non-GAAP financial measures (NGFMs). On ...
 Harvard Law School Forum1 month ago Companies Using Non-GAAP Metrics Should Watch Out for the SEC  Chief Executive1 month ago Remarks before the 35th Annual SEC and Financial Reporting Institute Conference  SEC Filings1 month ago SEC UNITED STATES SECURITIES AND EXCHANGE : Remarks before the 35th Annual SEC and Financial Reporting Institute Conference  4 Traders1 month ago

Bricker Appointed SEC's Interim Chief Accountant

No one seems to stay too long in the role of chief accountant at the Securities and Exchange Commission. Over the past 10 years alone—or so—five accounting chiefs have vacated the post—sometimes abruptly—for one reason or another. Though ...
 Bloomberg BNA6 days ago US SEC names interim chief accountant  IAS Plus6 days ago FAF Statement on the Selection of Wesley R. Bricker as Interim Chief Accountant of the SEC  Financial Accounting Standards Board1 week ago SEC Chief Accountant Injured in Bike Accident  Accounting Today1 week ago

SEC Proposes Amendments to Update and Simplify Certain Disclosure Requirements

, the U.S. Securities and Exchange Commission (SEC) proposed amendments designed to update and simplify certain disclosure requirements that may have become redundant, duplicative, overlapping, outdated or superseded as a result of updates to other ...
 JD Supra2 days ago SEC OKs Amendments to PCAOB Audit Inspection Rules  AccountingWEB1 week ago The Financial Report - 23 June 2016 - US Securities and Exchange Commission Developments  Lexology1 month ago SEC Approves PCAOB's Proposed Rules on Audit Engagement Partners; PCAOB Re-Proposes Auditing Standard to Increase Transparency in Audit Reports  JD Supra2 months ago
Federal Register

Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 7 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares

, NYSE Arca, Inc. (Exchange) filed with the (Commission), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (Act)  [1] and Rule 19b-4 thereunder, [2] a proposed rule change to amend NYSE Arca Equities Rule 8.600 and to adopt ...
 Federal Register1 day ago Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust...  Equities.com2 weeks ago

FTI Consulting and NYSE Governance Services Study Identifies Key Risks and Legal Trends for Publicly Traded Companies in 2016

Annual Survey Finds Increased Confidence for Cyber Risk Preparedness, Shareholder Activism and Regulatory Compliance Disruptive Innovations, Third-Party Risk and Enterprise Risk Management Emerge as Key Issues WASHINGTON, June 02, 2016 (GLOBE ...
 Equities.com1 month ago

Dialectic Capital Letter To Covisint Board

As you know, Dialectic Capital Management, LP, together with its affiliates ("Dialectic"), currently owns approximately 5.5% of the outstanding common stock of Covisint Corporation (NASDAQ: COVS ) ("Covisint" or the "Company"), making us one of the ...
 Seeking Alpha1 month ago Dialectic Capital Delivers Letter to Covisint Board  Bloomberg1 month ago

Conflicted Deals and Stress Tests

TeslaCity. If you are the ambitious founder, chief executive officer and largest shareholder of a big public company, it is not that hard to build your empire with minimal shareholder oversight. You want your company to buy another company? Just ...
 Bloomberg View1 month ago
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