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About 618 results for "us securities and exchange commission..."

Auditor Independence and PCAOB's Investor-Protection

Steven B. Harris isa Board Member of the Public Company Accounting Oversight Board. This post is based on Mr. Harris recent address at theInternational Corporate Governance Network (ICGN) Annual Conference. I want to thank the International ... Harvard Law School Forum, 1 month ago

6 images for us securities and exchange commission and public company accounting oversight board

TheHeraldng, 3 months ago
AM 1420 The Answer, 5 months ago
AM 1420 The Answer, 5 months ago
AM 1420 The Answer, 5 months ago
Talk Radio 860 AM WGUL, 6 months ago
Talk Radio 860 AM WGUL, 6 months ago

Financial Services Update, vol. 11, no. 29

Insights from Winston & Strawn On August 5, 2016, the Commodity Futures Trading Commission (the CFTC) proposed amending certain CFTC regulations relating to the requirement that a commodity pool operator (CPO) distribute an audited annual report ...
 Lexology2 weeks ago Financial Services Weekly News - July 2016 #3  JD Supra1 month ago 2016 Mid-Year Securities Enforcement Update  Gibson Dunn1 month ago Regulatory Update and Recent SEC Enforcement Actions  JD Supra1 month ago

Bricker Appointed SEC's Interim Chief Accountant

No one seems to stay too long in the role of chief accountant at the Securities and Exchange Commission. Over the past 10 years alone—or so—five accounting chiefs have vacated the post—sometimes abruptly—for one reason or another. Though ...
 Bloomberg BNA1 month ago US SEC names interim chief accountant  IAS Plus1 month ago FAF Statement on the Selection of Wesley R. Bricker as Interim Chief Accountant of the SEC  Financial Accounting Standards Board1 month ago SEC Chief Accountant Injured in Bike Accident  Accounting Today1 month ago

SEC Proposes Amendments to Update and Simplify Certain Disclosure Requirements

, the U.S. Securities and Exchange Commission (SEC) proposed amendments designed to update and simplify certain disclosure requirements that may have become redundant, duplicative, overlapping, outdated or superseded as a result of updates to other ...
 JD Supra1 month ago SEC OKs Amendments to PCAOB Audit Inspection Rules  AccountingWEB1 month ago The Financial Report - 23 June 2016 - US Securities and Exchange Commission Developments  Lexology2 months ago Non-GAAP Financial Measures: The SEC's Evolving Views  Harvard Law School Forum2 months ago

Dawn J. Bennett, Host of Financial Myth Busting, Interviews John Berlau, Economist

Financial Adviser Dawn Bennett interview John Berlau on the Securities Exchange Commission's in-house court. BENNETT: John Berlau is a senior fellow at the Competitive Enterprise Institute. He has testified on the impact of financial regulations ...
 Before It's News4 weeks ago
Federal Register

Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 7 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares

, NYSE Arca, Inc. (Exchange) filed with the (Commission), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (Act)  [1] and Rule 19b-4 thereunder, [2] a proposed rule change to amend NYSE Arca Equities Rule 8.600 and to adopt ...
 Federal Register1 month ago Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust...  Equities.com1 month ago

Nymox: This Offshore 'Biotech' Promotion Will Go To Zero (Yes, Zero)

Authors note: Prior to publication, the author filed a formal written whistleblower complaint with the United States Securities and Exchange Commission ("SEC"), including details from the article below. Investment summary - catalysts for a ...
 Seeking Alpha2 weeks ago

Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG

Commissioner Michael S. Piwowar London, England July 20, 2016 Thank you, Michael [Nelson], for that kind introduction and for inviting me to speak at this auspicious meeting. [1] And, thank you, Lord Walker, for your warm welcome this ...
 SEC Filings4 weeks ago SEC United States Securities and Exchange : Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG  4 Traders4 weeks ago

Conflicted Deals and Stress Tests

TeslaCity. If you are the ambitious founder, chief executive officer and largest shareholder of a big public company, it is not that hard to build your empire with minimal shareholder oversight. You want your company to buy another company? Just ...
 Bloomberg View2 months ago

Boardroom Battles and Car Washes

The Viacom drama. What is the point of owning the majority of the voting stock of a public corporation if you can't make it do what you want? Sumner Redstone's holding company, National Amusements Inc., isn't so pleased with the management of ...
 Bloomberg View2 months ago
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