Your browser does not support JavaScript or it may be disabled!
 India As It Happens
Rediff Labs will showcase innovative products that rediff is working on behind the scenes.
News   |   Images
Get Realtime News
on your webpage

About 574 results for "us securities and exchange commission..."

The Public Core of Internet: Towards an International Agenda for Internet Governance
Observer Research Foundation

Executives Charged With Inflating Performance of Real Estate I...

) - The Securities and Exchange Commission today charged two former accounting executives with overstating the financial performance of a large publicly-traded real estate investment trust (REIT) then known as American Realty Capital Properties ... 4 Traders, 1 month ago

1 images for "us securities and exchange commission and public company accounting oversight board"

TheHeraldng, 5 months ago


The Public Company Accounting Oversight Board has announced a cooperative agreement with the German Auditor Oversight Body (AOB), effective immediately. The agreement allows for cooperation between the PCAOB and the AOB in the oversight of audit ...
 Accounting Education1 month ago PCAOB Signs Pact with New German Audit Overseer  Accounting Today1 month ago Broker-Dealer Audit Deficiencies Continue at a High Level, PCAOB Says  AccountingWEB2 months ago

Ernst & Young, Former Partners Charged With Violating Auditor Independence Rules

) - The Securities and Exchange Commission today announced that public accounting firm Ernst & Young has agreed to pay $9.3 million to settle charges that two of the firm's audit partners got too close to their clients on a personal level and ...
 4 Traders1 month ago

Bridging the Week: August 15 to 19 and August 22, 2016 -Whistleblowing; President Banned; Bad Reports; CCP Risk; De Minimis [VIDEO]

Last week another publicly traded company was sanctioned by the Securities and Exchange Commission for using a standard severance agreement that the Agency claimed potentially impeded employees from exercising their whistleblowing rights. Also, the ...
 National Law Review2 months ago

Securities Industry Experts Clarify the Realities of Taking a Private Company Public

Pubco CEO, officers and directors fall into two camps: "Going public was the best decision we ever made," and "If we knew then what we knew now, we would have stayed private." There is a very simple reason that going public transactions like ...
 Huffington Post1 month ago

Financial Services Weekly News - October 2016 #2

Editor's Note Never Satisfied. Despite the Securities and Exchange Commission's that, in its just completed fiscal year 2016, it filed a record 868 enforcement actions reprimanding misconduct by companies and their executives and by registrants ...
 JD Supra3 days ago Financial Services Weekly News - September 2016  JD Supra1 month ago

Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants

Start Preamble Start Printed Page 71946 Commodity Futures Trading Commission. Proposed rule; interpretations. The Commodity Futures Trading Commission (Commission or CFTC) is publishing for public comment proposed rules and interpretations ...
 Federal Register6 days ago Standards for Covered Clearing Agencies  Federal Register1 week ago

The Financial Report, Volume 5, Number 19

IN THIS ISSUE: • Discussion and Analysis • News from the Americas • US Securities and Exchange Commission Developments • US Commodity Futures Trading Commission Developments • US Banking Developments • US Judicial Developments • ...
 JD Supra6 days ago

Regulatory Update: SEC Adopts New Requirements for Fund Liquidity Risk Management and Amendments to Permit the Use of Swing Pricing

Update Yesterday, on October 13, 2016, the U.S. Securities and Exchange Commission (SEC) unanimously adopted regulatory changes that require open-end funds, including mutual funds and exchange-traded funds (ETFs), to establish liquidity risk ...
 JD Supra6 days ago SEC Adopts Changes to Form ADV Affecting Advisers to Private Investment Funds  National Law Review1 month ago SEC Adopts Amendments to Form ADV and Recordkeeping Rule  JD Supra1 month ago SEC Approves Amendments to Form ADV Part 1A and Certain Additions to Investment Advisers Act Rules  National Law Review1 month ago
Moyers & Company

Doing What the Feds Won't on Corporate Political Disclosure

A tiny Washington nonprofit has been left to do what the Securities and Exchange Commission won't. (Photo: Securities and Exchange Commission via Flickr) The Securities and Exchange Commission won't do it ; Congress is emphatically against the ...
 Moyers & Company3 weeks ago
Prev | Next
Personalize your Realtimeclose [x]
Add content to your personalized tab - My News
Add upto 6 topics of your interest:
for eg.2g Scam , World
Personalize the tabs display. ( You can add or remove the tabs )
AlertsGet updates on latest news & your favourite topics right in your inbox.Set an Alert|Manage your Alerts


Realtime News

on your Webpage

Add Widget >Get your members hooked!
Related Queries - us securities and exchange commission and public company accounting oversight board
Get updated on latest news & your favorite topics right in your inbox!
More     Less