After a six-year rulemaking process, the Public Company Accounting Oversight Board has voted to require audit firms to disclose the names of each audit engagement partner in a new form as well as the names of any other audit firms that participated ... CFO.com, 2 months ago
PCAOB Adopts New Rules on Naming Audit Engagement Partner - AccountingWEB, 2 months ago
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Announcement by the Malaysian Securities Commission: Audit Oversight Board Revokes Registration of Auditor for the First Time The Audit Oversight Board (AOB) has revoked the registration of an audit firm Wong Weng Foo & Co along with the ...Klse I3investor.com, 2 months ago Companies and auditors dismissing US laws and standards Economia, 2 months ago SEC's White: Too many auditors not following U.S. securities laws Reuters UK, 2 months ago Lee Cole, et al., SEC, 1 month ago
PCAOB Sanctions Hong Kong Audit Firm and Three Individuals For Failing to Cooperate with Board Investigation »
The Public Company Accounting Oversight Board today announced settled disciplinary orders against a Hong Kong audit firm and three firm employees for failing to cooperate with a Board investigation of their audits of a U.S. publicly traded company ...PCAOB, 1 month ago
The Public Company Accounting Oversight Board last week hosted approximately 80 audit regulators from 33 non-U.S. jurisdictions and five international organizations at its ninth annual International Institute on Audit Regulation. In addition, ...PCAOB, 2 months ago
WASHINGTON: James Schnurr, just two months into his job as chief accountant at the US Securities and Exchange Commission, stood before a packed ballroom in Washington last December and upbraided a little-known regulator. The Public Company ...Daily Times, 1 month ago Accounting firms, SEC hobble U.S. audit watchdog Sharenet, 1 month ago CORRECTED-SPECIAL REPORT-Accounting firms, SEC hobble U.S. audit watchdog Reuters, 1 month ago Special Report - Accounting firms, SEC hobble U.S. audit watchdog Reuters UK, 1 month ago
More from: Sharenet, Reuters UK...and 9 other sources
, the Securities and Exchange Commission proposed a new rule, Rule 18f-4, under the Investment Company Act (ICA) , to regulate certain types of financial commitments made by investment companies, including mutual funds and exchange-traded funds, ...National Law Review, 2 weeks ago
SEC Considers New Rule to Restrict Use of Derivatives by Investment Companies : The Securities and Exchange Commission proposed a new rule aimed at limiting the leverage registered investment companies could obtain through the use of derivatives ...JD Supra, 2 months ago Bridging the Week: December 7 - 11 and 14, 2015 (Investment Companies and Derivatives; Attempted Manipulation; HFTs; Conviction Overturned) National Law Review, 2 months ago
The Sustainability Accounting Standards Board released an implementation guide Tuesday to help public companies in the U.S. identify, understand and report on the sustainability topics most likely to be material to investors. Robert Herz ...WebCPA, 2 months ago
SAPS Recent Settlement Of FCPA Related Charges: Reaffirmation Of The Books and Records Anti-Corruption Compliance Obligation on Canadian Companies
, the Securities and Exchange Commission (SEC) announced that software manufacturer SAP SE (SAP) has agreed to pay $3.7 million in disgorgement of profits plus interest to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) when ...Lexology, 1 week ago
1 www.debevoise.com Client Update On December 11, 2015, the Securities and Exchange Commission (the SEC) proposed a new rule 18f-4 (the Proposed Rule)1 under the Investment Company Act of 1940 (the ICA) relating to the use of derivatives, reverse ...Lexology, 2 weeks ago SEC Proposes New Framework for Regulating Funds Use of Derivatives and Leverage JD Supra, 1 month ago SEC Proposes New Rule Governing Funds Use of Derivatives National Law Review, 1 month ago Dissenting Statement on Use of Derivatives Harvard Law School Forum, 1 month ago
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